STOCK TITAN

Uber (NYSE: UBER) insider Tony West logs RSU vesting and tax withholding

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Uber Technologies, Inc. executive Tony West reported routine equity compensation activity involving restricted stock units (RSUs). On May 16, 2026, RSUs converted into common stock on a one-for-one basis, consistent with prior grants described in the footnotes.

He exercised RSUs covering 7,196 shares of common stock in several transactions coded "M" for derivative exercise or conversion. In related transactions coded "F", 3,570 shares of common stock were withheld at $75.09 per share to cover tax liabilities upon RSU vesting, rather than being sold on the open market.

These entries reflect compensation-related vesting, tax withholding, and RSU conversion, not open-market buying or selling. West continues to hold Uber common stock and additional unvested RSUs after these transactions.

Positive

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Negative

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Insider West Tony
Role See Remarks
Type Security Shares Price Value
Exercise Restricted Stock Units 1,511 $0.00 --
Exercise Restricted Stock Units 1,282 $0.00 --
Exercise Restricted Stock Units 1,493 $0.00 --
Exercise Restricted Stock Units 2,910 $0.00 --
Exercise Common Stock 1,511 $0.00 --
Exercise Common Stock 1,282 $0.00 --
Exercise Common Stock 1,493 $0.00 --
Exercise Common Stock 2,910 $0.00 --
Tax Withholding Common Stock 750 $75.09 $56K
Tax Withholding Common Stock 636 $75.09 $48K
Tax Withholding Common Stock 741 $75.09 $56K
Tax Withholding Common Stock 1,443 $75.09 $108K
Holdings After Transaction: Restricted Stock Units — 69,482 shares (Direct, null); Common Stock — 241,580 shares (Direct, null)
Footnotes (1)
  1. Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Shares withheld to satisfy tax liability upon vesting of RSUs on May 16, 2026. The reporting person was granted 72,503 RSUs on March 2, 2026. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2026 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. The reporting person was granted 61,533 RSUs on March 3, 2025. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2025 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. The reporting person was granted 71,674 RSUs on March 1, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. The reporting person was granted 139,697 RSUs on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
RSU exercises 7,196 shares Total shares from derivative exercises coded “M” on May 16, 2026
Tax withholding shares 3,570 shares Shares withheld for tax liabilities from “F” code transactions
Tax withholding reference price $75.09 per share Price applied to common stock in tax-withholding dispositions
RSU grant March 2, 2026 72,503 RSUs Grant to Tony West with 1/48 vesting monthly from April 16, 2026
RSU grant March 3, 2025 61,533 RSUs Grant vesting 1/48 monthly from April 16, 2025
RSU grant March 1, 2024 71,674 RSUs Grant vesting 1/48 monthly from April 16, 2024
RSU grant March 1, 2023 139,697 RSUs Grant vesting 1/48 monthly from April 16, 2023
Restricted Stock Units financial
"Restricted stock units ("RSUs") convert into common stock on a one-for-one basis."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
tax liability financial
"Shares withheld to satisfy tax liability upon vesting of RSUs on May 16, 2026."
vesting schedule financial
"The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2026 and 1/48 of the total RSUs vest each month thereafter."
A vesting schedule is a timeline that determines when someone gains full ownership of certain benefits, such as company stock or retirement contributions. Think of it like earning the right to own a gift gradually over time, rather than receiving it all at once. It matters to investors because it affects when they can fully access or sell these benefits, influencing their financial planning and decision-making.
one-for-one basis financial
"Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer."
derivative exercise/conversion financial
"transaction_action: "derivative exercise/conversion" for code M transactions converting RSUs into common stock."
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
West Tony

(Last)(First)(Middle)
1725 3RD STREET

(Street)
SAN FRANCISCO CALIFORNIA 94158

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Uber Technologies, Inc [ UBER ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
See Remarks
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/16/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/16/2026M1,511A(1)241,580D
Common Stock05/16/2026M1,282A(1)242,862D
Common Stock05/16/2026M1,493A(1)244,355D
Common Stock05/16/2026M2,910A(1)247,265D
Common Stock05/16/2026F(2)750D$75.09246,515D
Common Stock05/16/2026F(2)636D$75.09245,879D
Common Stock05/16/2026F(2)741D$75.09245,138D
Common Stock05/16/2026F(2)1,443D$75.09243,695D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)05/16/2026M1,511 (3) (3)Common Stock1,511$0.0069,482D
Restricted Stock Units(1)05/16/2026M1,282 (4) (4)Common Stock1,282$0.0043,586D
Restricted Stock Units(1)05/16/2026M1,493 (5) (5)Common Stock1,493$0.0032,851D
Restricted Stock Units(1)05/16/2026M2,910 (6) (6)Common Stock2,910$0.0029,104D
Explanation of Responses:
1. Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
2. Shares withheld to satisfy tax liability upon vesting of RSUs on May 16, 2026.
3. The reporting person was granted 72,503 RSUs on March 2, 2026. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2026 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
4. The reporting person was granted 61,533 RSUs on March 3, 2025. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2025 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
5. The reporting person was granted 71,674 RSUs on March 1, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
6. The reporting person was granted 139,697 RSUs on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
Remarks:
Chief Legal Officer and Corporate Secretary
/s/ Carolyn Mo by Power of Attorney for Tony West05/19/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did Tony West report at Uber (UBER)?

Tony West reported RSU-related transactions, exercising restricted stock units into common stock and having shares withheld for taxes. The filing shows multiple “M” code exercises and “F” code tax-withholding dispositions, all tied to vesting of previously granted RSUs rather than open-market trades.

Did Tony West buy or sell Uber (UBER) shares on the open market?

The transactions do not show open-market buying or selling. Code “M” entries reflect RSU conversions into common stock, while code “F” entries show shares withheld at $75.09 per share to satisfy tax liabilities upon RSU vesting, not discretionary market sales.

How many Uber (UBER) shares were involved in Tony West’s RSU exercises?

The transaction summary reports RSU-related exercises totaling 7,196 shares of Uber common stock. These arose from several “M” code transactions where restricted stock units converted into common shares on a one-for-one basis, as described in the accompanying RSU footnotes.

How many Uber (UBER) shares were withheld for Tony West’s taxes?

The filing shows 3,570 Uber common shares withheld to cover tax liabilities. These are coded “F” for tax-withholding dispositions and priced at $75.09 per share, representing shares delivered back to the issuer rather than sold into the market.

What do the RSU grants and vesting schedules mean for Uber (UBER) insider Tony West?

Footnotes describe several RSU grants to Tony West from 2023 through 2026, each vesting monthly with 1/48th of units vesting starting the April after grant. Upon vesting, RSUs become payable in cash or common stock, at Uber’s election, on a one-for-one basis.