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Uber (UBER) CFO Balaji Krishnamurthy logs RSU vesting and tax-share withholding

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Uber Technologies, Inc.’s Chief Financial Officer Balaji Krishnamurthy reported routine equity compensation activity tied to restricted stock units. On May 16, 2026, several RSU awards vested and converted into common stock on a one-for-one basis, increasing his direct share ownership.

To cover related tax liabilities upon vesting, a total of 2,255 common shares were disposed of at $75.09 per share through share withholding, rather than open-market sales. Across multiple RSU conversions, he acquired 4,394 common shares, ending with 33,104 shares of Uber common stock held directly after these transactions.

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Insider Krishnamurthy Balaji (A)
Role Chief Financial Officer
Type Security Shares Price Value
Exercise Restricted Stock Units 567 $0.00 --
Exercise Restricted Stock Units 885 $0.00 --
Exercise Restricted Stock Units 687 $0.00 --
Exercise Restricted Stock Units 490 $0.00 --
Exercise Restricted Stock Units 1,158 $0.00 --
Exercise Restricted Stock Units 607 $0.00 --
Exercise Common Stock 567 $0.00 --
Exercise Common Stock 885 $0.00 --
Exercise Common Stock 687 $0.00 --
Exercise Common Stock 490 $0.00 --
Exercise Common Stock 1,158 $0.00 --
Exercise Common Stock 607 $0.00 --
Tax Withholding Common Stock 282 $75.09 $21K
Tax Withholding Common Stock 439 $75.09 $33K
Tax Withholding Common Stock 341 $75.09 $26K
Tax Withholding Common Stock 245 $75.09 $18K
Tax Withholding Common Stock 613 $75.09 $46K
Tax Withholding Common Stock 335 $75.09 $25K
Holdings After Transaction: Restricted Stock Units — 66,838 shares (Direct, null); Common Stock — 33,104 shares (Direct, null)
Footnotes (1)
  1. Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Shares withheld to satisfy tax liability upon vesting of RSUs on May 16, 2026. The reporting person was granted 67,971 RSUs on March 2, 2026. The vesting schedule is as follows: 1/120th of the total RSUs vest each month for 12 months beginning on April 16, 2026, 1/40th vest of the total RSUs vest each month thereafter for 12 months, and 1/20th of the RSUs vest each month thereafter for 12 months. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. The reporting person was granted 42,482 RSUs on March 2, 2026. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2026, and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. The reporting person was granted 32,965 RSUs on March 3, 2025. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2025 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. The reporting person was granted 23,519 RSUs on March 18, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. The reporting person was granted 55,581 RSUs on September 22, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on October 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. The reporting person was granted 29,104 RSUs on March 16, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
RSU-derived shares acquired 4,394 shares Total derivative exercises (M code) reported for May 16, 2026
Shares withheld for taxes 2,255 shares Tax-withholding dispositions (F code) at $75.09 per share
Withholding price $75.09 per share Price used for tax-liability share withholding
Common shares held after 33,104 shares Direct Uber common stock ownership after May 16, 2026 transactions
RSU grant March 2, 2026 67,971 RSUs CFO equity award vesting monthly from April 16, 2026
RSU grant March 2, 2026 (second award) 42,482 RSUs Separate RSU grant vesting in 1/48 monthly installments
RSU grant March 3, 2025 32,965 RSUs Award vesting monthly starting April 16, 2025
Restricted stock units ("RSUs") financial
"Restricted stock units ("RSUs") convert into common stock on a one-for-one basis."
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
tax liability financial
"Shares withheld to satisfy tax liability upon vesting of RSUs on May 16, 2026."
vesting schedule financial
"The vesting schedule is as follows: 1/120th of the total RSUs vest each month for 12 months..."
A vesting schedule is a timeline that determines when someone gains full ownership of certain benefits, such as company stock or retirement contributions. Think of it like earning the right to own a gift gradually over time, rather than receiving it all at once. It matters to investors because it affects when they can fully access or sell these benefits, influencing their financial planning and decision-making.
one-for-one basis financial
"RSUs convert into common stock on a one-for-one basis."
derivative security financial
"Exercise or conversion of derivative security"
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Krishnamurthy Balaji (A)

(Last)(First)(Middle)
1725 3RD STREET

(Street)
SAN FRANCISCO CALIFORNIA 94158

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Uber Technologies, Inc [ UBER ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/16/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/16/2026M567A(1)33,104D
Common Stock05/16/2026M885A(1)33,989D
Common Stock05/16/2026M687A(1)34,676D
Common Stock05/16/2026M490A(1)35,166D
Common Stock05/16/2026M1,158A(1)36,324D
Common Stock05/16/2026M607A(1)36,931D
Common Stock05/16/2026F(2)282D$75.0936,649D
Common Stock05/16/2026F(2)439D$75.0936,210D
Common Stock05/16/2026F(2)341D$75.0935,869D
Common Stock05/16/2026F(2)245D$75.0935,624D
Common Stock05/16/2026F(2)613D$75.0935,011D
Common Stock05/16/2026F(2)335D$75.0934,676D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)05/16/2026M567 (3) (3)Common Stock567$0.0066,838D
Restricted Stock Units(1)05/16/2026M885 (4) (4)Common Stock885$0.0040,712D
Restricted Stock Units(1)05/16/2026M687 (5) (5)Common Stock687$0.0023,350D
Restricted Stock Units(1)05/16/2026M490 (6) (6)Common Stock490$0.0010,780D
Restricted Stock Units(1)05/16/2026M1,158 (7) (7)Common Stock1,158$0.0018,527D
Restricted Stock Units(1)05/16/2026M607 (8) (8)Common Stock607$0.006,063D
Explanation of Responses:
1. Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
2. Shares withheld to satisfy tax liability upon vesting of RSUs on May 16, 2026.
3. The reporting person was granted 67,971 RSUs on March 2, 2026. The vesting schedule is as follows: 1/120th of the total RSUs vest each month for 12 months beginning on April 16, 2026, 1/40th vest of the total RSUs vest each month thereafter for 12 months, and 1/20th of the RSUs vest each month thereafter for 12 months. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
4. The reporting person was granted 42,482 RSUs on March 2, 2026. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2026, and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
5. The reporting person was granted 32,965 RSUs on March 3, 2025. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2025 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
6. The reporting person was granted 23,519 RSUs on March 18, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
7. The reporting person was granted 55,581 RSUs on September 22, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on October 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
8. The reporting person was granted 29,104 RSUs on March 16, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
Remarks:
/s/ Carolyn Mo by Power of Attorney for Balaji Krishnamurthy05/19/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did Uber (UBER) CFO Balaji Krishnamurthy report?

Balaji Krishnamurthy reported RSU vesting and related share movements. On May 16, 2026, restricted stock units converted into Uber common stock, and some shares were withheld to pay taxes, resulting in updated direct share ownership.

Did Uber (UBER) CFO Balaji Krishnamurthy sell shares on the open market?

The filing shows no open-market sales. Shares labeled with transaction code F were withheld by Uber at $75.09 per share solely to satisfy tax liabilities triggered by RSU vesting on May 16, 2026.

How many Uber (UBER) shares were acquired through RSU vesting in this Form 4?

The Form 4 reports derivative exercises totaling 4,394 shares. These came from restricted stock units that converted into an equal number of Uber common shares as part of the executive’s compensation vesting.

How many Uber (UBER) shares were used to cover taxes in the CFO’s Form 4?

A total of 2,255 Uber common shares were withheld at $75.09 per share. These F-coded transactions satisfied tax liabilities associated with the vesting of multiple RSU grants on May 16, 2026.

What is Uber (UBER) CFO Balaji Krishnamurthy’s direct shareholding after these transactions?

After the RSU conversions and tax-withholding dispositions, Balaji Krishnamurthy directly holds 33,104 shares of Uber common stock. This figure reflects his updated ownership immediately following the May 16, 2026 transactions.

What RSU grants underpin Uber (UBER) CFO Balaji Krishnamurthy’s equity compensation?

The filing cites several RSU grants, including 67,971 units granted March 2, 2026 and 42,482 units granted March 2, 2026, along with earlier awards from 2023–2025, each vesting monthly and payable in cash or stock one-for-one at Uber’s election.