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UBS Group AG (UBS) SEC Filings, Jan-Mar 2026

UBS NYSE

Welcome to our dedicated page for UBS Group SEC filings (Ticker: UBS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

UBS Group AG filings document the formal disclosures of a Swiss foreign private issuer that reports annual information on Form 20-F and current information on Form 6-K. The records cover IFRS financial statements, consolidated capitalization, debt issued, additional tier 1 capital instruments, TLAC-eligible senior unsecured debt, and regulatory capital treatment under the Swiss systemically relevant bank framework.

UBS filings also describe governance and corporate-structure matters, including Articles of Association, share capital, general meeting procedures, board and executive bodies, auditor provisions, compensation votes and annual general meeting agenda items. Additional filings include Pillar 3 risk disclosures, sustainability reporting, registration-statement disclosures for securities offerings, and regulatory capital communications involving UBS Group AG and UBS AG.

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UBS Group AG filed a Form 6-K providing an updated view of its consolidated capitalization under IFRS in US dollars. As of 31 December 2025, UBS reported short-term debt issued of USD 92,096 million and long-term debt issued of USD 236,405 million, for total debt issued of USD 328,501 million.

Equity attributable to shareholders was USD 90,213 million and equity attributable to non-controlling interests was USD 271 million, giving total capitalization of USD 418,984 million. Of the total debt issued at year-end 2025, 88% was unsecured. UBS also states that this report is incorporated by reference into its existing Form F-3 and multiple Form S-8 registration statements and related prospectuses.

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UBS Group AG reports strong 2025 standalone results, with net profit of $13,070m (CHF 10,363m), up from $2,994m in 2024. The increase is mainly driven by much higher dividend income from subsidiaries and interest income on onward lending funded by AT1 and TLAC debt.

Dividend income from subsidiaries rose to $13,349m, while financial income reached $6,481m. The Board proposes a cash dividend of $1.10 per share, split equally between total profit and the capital contribution reserve, after cancelling 120,506,008 shares repurchased under the 2022 buyback.

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UBS Group AG has filed its 2025 annual report on Form 20-F, prepared under International Financial Reporting Standards as issued by the IASB. The filing incorporates the UBS Group AG Annual Report 2025 and a supplementary forepart.

UBS reports 3,341,581,714 ordinary shares outstanding as of 31 December 2025, including 249,882,523 treasury shares. The document cross‑references detailed sections on strategy, business model, risk factors, regulation and supervision, and the ongoing integration of Credit Suisse.

It also points to extensive disclosures on liquidity, capital and funding management, board and executive governance, compensation and post‑employment plans, and organizational structure. Employee‑representation bodies, including the UBS European Employee Forum and local works councils, are noted as representing 51.8% of the global workforce. The next UBS Group AG Annual General Meeting is scheduled for 15 April 2026.

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UBS Group AG is making a rescission offer to certain purchasers of specified notes originally issued by Credit Suisse affiliates and resold during the Relevant Period through market-making transactions without an effective registration statement. The offer covers multiple series, including the $1,982,535,000 4.550% Senior Notes due April 17, 2026 and the $1,924,666,000 4.875% Senior Notes due May 15, 2045, plus several shorter-dated series.

The rescission window expires at 5:00 p.m. Eastern Standard Time on March 20, 2026. Eligible Current and Former Investors who meet documentary requirements may tender applicable securities (minimum denomination $250,000) or submit acceptance forms via the Rescission Offer On-line Portal. If accepted, holders will receive rescission proceeds calculated using a Bloomberg banking index yield plus a 100% (100 basis points) margin and adjusted for any coupons or income received. The prospectus states the Subject Securities have been registered on Form F-3 as of the prospectus date; the issuer will receive no proceeds from the rescission payments.

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UBS Group reported a strong finish to 2025 while advancing the Credit Suisse integration. In the fourth quarter, reported net profit was 1.2 billion with earnings per share of 37 cents, as revenues grew 10% and underlying pre-tax profit rose 62% to 2.9 billion.

Cost discipline and integration synergies drove 9 percentage points of positive jaws and a Group cost/income ratio of 75%, while invested assets exceeded 7 trillion. For the full year, net profit reached 7.8 billion, up 53%, with underlying return on CET1 capital of 13.7%. UBS has delivered 10.7 billion of gross run‑rate cost saves and now targets about 13.5 billion by end‑2026.

The CET1 capital ratio stood at 14.4% after accruing 4.1 billion for shareholder returns, including a $1.10 dividend per share, up 22%, and an intended 3 billion share repurchase in 2026. Management aims for a 2026 exit‑rate underlying return on CET1 capital of around 15% and a cost/income ratio below 70%, and targets about 18% reported return on CET1 capital and a cost/income ratio near 67% by 2028.

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UBS Group AG provides a detailed overview of its consolidated capital instruments and total loss-absorbing capacity (TLAC)-eligible senior unsecured debt under the Swiss systemically relevant bank framework as of 31 December 2025.

The table lists high-trigger additional tier 1 capital of USD 19,914 million and TLAC-eligible senior unsecured debt of USD 96,105 million, by instrument, currency, maturity and first call dates. It also notes that Credit Suisse Group’s outstanding debt securities became obligations of UBS Group AG following their June 2023 merger, and that certain instruments cease to qualify as TLAC one year before maturity or after a call is announced.

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UBS Group filed a Form 13F-HR combination report as an institutional investment manager, signed by Andrew Johnson as Head Group Shareholding Reporting AMER. The filing reports 24,019 line items in the Form 13F information table with an aggregate reported value of $616,682,639,290, rounded to the nearest dollar.

The report lists 12 other included managers, such as UBS Financial Services Inc, UBS AG, UBS Switzerland AG, UBS Europe SE, and others across multiple regions. It also identifies additional managers reporting for this manager, including UBS, a distinct business unit of UBS Asset Management Americas LLC, and OCONNOR, a distinct business unit of UBS Asset Management Americas (LLC).

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UBS Group AG has filed a detailed response opposing proposed Swiss amendments to the Banking Act and Capital Adequacy Ordinance that would require fully deducting foreign subsidiaries from Common Equity Tier 1 (CET1) capital. UBS argues the measure is disproportionate, not internationally aligned, and based on an extreme “zero risk” scenario. Using first-quarter 2025 figures, the bank estimates the proposal would force approximately USD 23 billion of additional CET1, bringing total post‑Credit Suisse and regulatory add‑ons to about USD 39 billion, and add roughly USD 1.7 billion in annual capital costs. UBS warns this would weaken its competitiveness, raise borrowing and service costs for Swiss clients, and has already coincided with about 27% share-price underperformance versus European and US banks, equal to roughly CHF 30 billion of lost market value.

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FAQ

How many UBS Group (UBS) SEC filings are available on StockTitan?

StockTitan tracks 45 SEC filings for UBS Group (UBS), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS Group (UBS)?

The most recent SEC filing for UBS Group (UBS) was filed on March 9, 2026.