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Truist Financial Corp (NYSE: TFC) has filed Amendment No. 4 to Schedule 13G reporting its passive ownership in the First Trust Exchange-Traded Fund VIII – First Trust Smith Unconstrained Bond ETF (ticker UCON). As of 30 Sep 2024, Truist – acting as parent holding company for Truist Advisory Services, Inc. – beneficially owned 134,428 shares, representing 13.1 % of the ETF’s outstanding units. All shares are held with sole voting and dispositive power; no shared authority is reported.
The amendment states that the only change from prior filings is a correction of the issuer’s CIK number; the economic ownership figures remain unchanged. Truist certifies that the position is held in the ordinary course of business with no intent to influence control, qualifying the filing under Rules 13d-1(b) and 13d-1(c). Truist classifies itself as both a Holding Company (HC) and an Investment Adviser (IA).
Because UCON is a relatively small ETF, a 13.1 % stake implies meaningful concentration. For existing unit-holders, Truist’s presence may add liquidity and signal institutional confidence, yet it also introduces single-holder concentration risk should the firm materially change its position.
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