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Truist Financial Corporation, acting as parent holding company for its registered investment adviser subsidiary Truist Advisory Services, Inc., has filed Amendment No. 1 to a Schedule 13G for First Trust Exchange-Traded Fund VIII (ticker presumed UCON) covering the period ended 30 June 2025.
The filing reports that Truist beneficially owns 173,267 shares of the ETF, representing 5.02 % of the outstanding class. Truist has sole dispositive power over all reported shares but no voting power, indicating a passive, investment-only position made in the ordinary course of business. The ownership level triggers the 5 % reporting threshold under Rule 13d-1(b), appropriate for institutional investors.
This amendment was submitted solely to correct a typographical error in the issuer’s CIK number contained in the original Schedule 13G; there are no changes to share count, percentage ownership or dispositive/voting powers. Truist classifies itself as both an Investment Adviser (IA) and a Holding Company (HC) for reporting purposes.
While the absolute share figure is modest, crossing the 5 % threshold can be viewed as a signal of growing institutional interest in the ETF. However, the lack of voting authority and Truist’s certification that the stake is not intended to influence control reduce the strategic significance of the position.
Truist Financial Corporation, acting as parent holding company for its registered investment adviser Truist Advisory Services, Inc., has filed Amendment No. 3 to Schedule 13G disclosing a sizeable passive stake in First Trust Exchange-Traded Fund VIII – First Trust Smith Unconstrained Bond ETF (ticker: UCON).
As of the event date 30 June 2025, Truist reports beneficial ownership of 276,682 shares, representing 23.06 % of UCON’s outstanding units. The filing indicates:
- Sole voting power: 0 shares – Truist does not exercise or retain proxy voting authority.
- Sole dispositive power: 276,682 shares – the firm may dispose of or direct the disposition of all reported units.
- Shared voting / dispositive power: 0 shares.
The shares are held in the ordinary course of business, and the filer certifies the investment was not made to influence or control the issuer, consistent with Rule 13d-1(b) requirements for institutional investors. Truist is classified as both an “IA” (Investment Adviser) and “HC” (Holding Company) under Item 3.
The Schedule 13G filing formally updates Truist’s ownership position and signals that an institutional manager now controls nearly a quarter of the ETF’s float. No financial performance metrics, earnings data, or transactional terms beyond share count and percentage are included.
Truist Financial Corporation filed a Schedule 13G disclosing a passive stake in First Trust Exchange-Traded Fund VIII (UCON). As of 30 June 2025, Truist, acting as parent holding company for its registered investment adviser Truist Advisory Services, beneficially owned 1,242,612 shares, equal to 6.24 % of the ETF’s outstanding units (CUSIP 33740F599). The firm reports sole dispositive power over all shares but no voting power, classifying the position as purely investment-driven under Rule 13d-1(b). The certification section confirms the shares were acquired in the ordinary course of business with no intent to influence control. No purchase prices, transaction details, or forward-looking statements are provided. The filing simply elevates UCON’s institutional ownership profile and signals ongoing interest from a large U.S. financial institution, but it carries limited immediate operational or governance implications for the ETF.
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