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  4. [Form 4] UNIVERSAL ELECTRONICS INC Insider Trading Activity

Universal Electronics insider sell-to-cover: 559 shares at $2.965

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Universal Electronics (UEIC) executive David Cheung Hyen Chong, EVP Global Sales, reported a sell-to-cover transaction of 559 shares of common stock at $2.965 on 11/14/2025, tied to the 11/07/2025 vesting of restricted stock units. The filing states the sale was solely to cover taxes and fees and was not a discretionary sale.

Following the transaction, he beneficially owns 37,709 shares directly and 5,112 shares indirectly through a tax deferred annuity. Derivative holdings include 53,217 performance stock units, 9,165 restricted stock units, and 19,455 employee stock options, each representing the right to receive or purchase common shares under their respective plan terms and vesting schedules.

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Insider Chong David Cheung Hyen
Role EVP Global Sales
Sold 559 shs ($2K)
Type Security Shares Price Value
Sale Common Stock 559 $2.965 $2K
holding Performance Stock Units -- -- --
holding Restricted Stock Units -- -- --
holding Employee Stock Option (Rt to Buy) -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 37,709 shares (Direct); Performance Stock Units — 53,217 shares (Direct); Restricted Stock Units — 9,165 shares (Direct); Employee Stock Option (Rt to Buy) — 19,455 shares (Direct); Common Stock — 5,112 shares (Indirect, Shares Held by Tax Deferred Annuity)
Footnotes (1)
  1. Represents shares sold solely to cover applicable taxes and fees in connection with the November 7, 2025 vesting of restricted stock units. This sale was effected pursuant to a sell-to-cover transaction and does not represent a discretionary sale by the reporting person. These shares are held in a tax deferred annuity company of which Mr. Chong owns 100% and as to which Mr. Chong disclaims beneficial ownership. Each performance stock unit represents a contingent right to receive one share of UEI common stock. The performance stock units vest in accordance with the vesting schedule of each PSU grant. This figure represents an aggregate number of performance stock units held by Reporting Person. Each restricted stock unit represents a contingent right to receive one share of UEI common stock. The restricted stock units vest in accordance with the vesting schedule of each RSU grant. This figure represents an aggregate number of restricted stock units held by Reporting Person. Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. The Exercisable and Expiration Dates were reported at the time the Stock Options were granted. This figure represents an aggregate number of stock options held by Reporting Person.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Chong David Cheung Hyen
(Last) (First) (Middle)
15147 N SCOTTSDALE RD STE H300
(Street)
SCOTTSDALE AZ 85254
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
UNIVERSAL ELECTRONICS INC [ UEIC ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP Global Sales
3. Date of Earliest Transaction (Month/Day/Year)
11/14/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/14/2025 S 559(1) D $2.965 37,709 D
Common Stock 5,112 I(2) Shares Held by Tax Deferred Annuity
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Performance Stock Units (3) (4) (4) Common Stock 53,217 53,217(5) D
Restricted Stock Units (6) (7) (7) Common Stock 9,165 9,165(8) D
Employee Stock Option (Rt to Buy) (9) (10) (10) Common Stock 19,455 19,455(11) D
Explanation of Responses:
1. Represents shares sold solely to cover applicable taxes and fees in connection with the November 7, 2025 vesting of restricted stock units. This sale was effected pursuant to a sell-to-cover transaction and does not represent a discretionary sale by the reporting person.
2. These shares are held in a tax deferred annuity company of which Mr. Chong owns 100% and as to which Mr. Chong disclaims beneficial ownership.
3. Each performance stock unit represents a contingent right to receive one share of UEI common stock.
4. The performance stock units vest in accordance with the vesting schedule of each PSU grant.
5. This figure represents an aggregate number of performance stock units held by Reporting Person.
6. Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
7. The restricted stock units vest in accordance with the vesting schedule of each RSU grant.
8. This figure represents an aggregate number of restricted stock units held by Reporting Person.
9. Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
10. The Exercisable and Expiration Dates were reported at the time the Stock Options were granted.
11. This figure represents an aggregate number of stock options held by Reporting Person.
Remarks:
/s/David Cheung Hyen Chong, by Bryan Allison, pursuant to Limited Power of Attorney dated May 7, 2024 11/14/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did UEIC report on Form 4?

The EVP Global Sales reported selling 559 shares at $2.965 on 11/14/2025 to cover taxes and fees from RSU vesting.

Was the UEIC insider sale discretionary?

No. The filing states the sale was a sell-to-cover for taxes and fees and not a discretionary sale.

How many UEIC shares does the reporting person hold after the sale?

He holds 37,709 shares directly and 5,112 shares indirectly via a tax deferred annuity.

What derivative awards does the UEIC executive hold?

He holds 53,217 performance stock units, 9,165 restricted stock units, and 19,455 stock options.

What triggered the sell-to-cover at UEIC?

The sale covered taxes and fees related to restricted stock units that vested on 11/07/2025.

Who is the reporting person in the UEIC Form 4?

It is David Cheung Hyen Chong, EVP Global Sales of Universal Electronics.