STOCK TITAN

UHS (NYSE: UHS) chair gets stock award, shares withheld for taxes

Filing Impact
(Very High)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Universal Health Services Executive Chairman Alan B. Miller reported a compensation-related equity event in Class B Common Stock. He received 33,149 shares on March 12, 2026 upon vesting of performance-based RSUs granted on March 15, 2023, at a stated price of $0.00 per share. To cover tax obligations, 13,045 shares were disposed of by share withholding at $190.49 per share, a non-market transaction. Following these entries, he holds 1,784,589 Class B shares directly and also reports additional indirect holdings through several family trusts and a foundation.

Positive

  • None.

Negative

  • None.
Insider MILLER ALAN B
Role Executive Chairman
Type Security Shares Price Value
Grant/Award Class B Common Stock 33,149 $0.00 --
Tax Withholding Class B Common Stock 13,045 $190.49 $2.48M
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
Holdings After Transaction: Class B Common Stock — 1,797,634 shares (Direct); Class B Common Stock — 55,763 shares (Indirect, By The Abby Miller King 2011 Family Trust)
Footnotes (1)
  1. Represents shares of Class B Common Stock issued upon the vesting of the performance-based restricted stock units ("RSUs") awarded to the Reporting Person on March 15, 2023, which vested based on the Issuer's satisfaction of certain performance criteria. In light of the performance-based vesting criteria of the RSUs, such shares were not previously reportable under Section 16. Mr. Alan B. Miller disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Mr. Alan B. Miller is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
MILLER ALAN B

(Last) (First) (Middle)
UNIVERSAL HEALTH SERVICES, INC.

(Street)
KING OF PRUSSIA PA 19406

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
UNIVERSAL HEALTH SERVICES INC [ UHS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
X Officer (give title below) Other (specify below)
Executive Chairman
3. Date of Earliest Transaction (Month/Day/Year)
03/12/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class B Common Stock 03/12/2026 A(1) 33,149 A $0 1,797,634 D
Class B Common Stock 03/12/2026 F 13,045 D $190.49 1,784,589 D
Class B Common Stock 55,763 I By The Abby Miller King 2011 Family Trust
Class B Common Stock 8,623 I The Alan and Jill Miller Foundation(2)
Class B Common Stock 59,900 I The Marc Daniel Miller 2011 Family Trust
Class B Common Stock 55,763 I The Marni Spencer 2011 Family Trust
Class B Common Stock 9,418 I Abby Miller King 2024 GRAT
Class B Common Stock 24,295 I Abby Miller King 2025 GRAT
Class B Common Stock 13,963 I Marc Daniel Miller 2024 GRAT
Class B Common Stock 24,295 I Marc Daniel Miller 2025 GRAT
Class B Common Stock 9,418 I Marni Spencer 2024 GRAT
Class B Common Stock 24,295 I Marni Spencer 2025 GRAT
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents shares of Class B Common Stock issued upon the vesting of the performance-based restricted stock units ("RSUs") awarded to the Reporting Person on March 15, 2023, which vested based on the Issuer's satisfaction of certain performance criteria. In light of the performance-based vesting criteria of the RSUs, such shares were not previously reportable under Section 16.
2. Mr. Alan B. Miller disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Mr. Alan B. Miller is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
/s/ Steve Filton, Attorney-in-Fact for Alan B. Miller 03/13/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did UHS Executive Chairman Alan B. Miller report?

Alan B. Miller reported vesting of performance-based RSUs into 33,149 Class B shares on March 12, 2026. These shares were issued as compensation, not purchased in the open market, and arose from RSUs granted on March 15, 2023.

How many Universal Health Services shares were withheld for taxes in this Form 4?

The filing shows 13,045 Class B shares were disposed of by withholding at $190.49 per share to satisfy tax obligations. This is a mechanical tax-payment method, not an open-market sale or discretionary reduction in his investment position.

What are Alan B. Miller’s direct Class B share holdings after this UHS transaction?

After the grant and tax withholding, Alan B. Miller directly holds 1,784,589 shares of Universal Health Services Class B Common Stock. This figure reflects his updated direct ownership position as of the reported March 12, 2026 transaction date.

Were the UHS insider transactions open-market buys or sells?

No open-market buys or sells are reported. The Form 4 shows a grant of 33,149 shares from vesting RSUs and a tax-withholding disposition of 13,045 shares, both compensation-related events rather than discretionary trading in the market.

Does Alan B. Miller report any indirect holdings of UHS Class B shares?

Yes. The Form 4 lists indirect Class B holdings through several entities, including family trusts, GRATs, and the Alan and Jill Miller Foundation. These entries show additional interests associated with him beyond his directly owned 1,784,589 shares.

What do the performance-based RSUs in this UHS filing represent?

The performance-based RSUs were granted on March 15, 2023 and vested into 33,149 Class B shares after the company met specified performance criteria. Because vesting depended on performance, these shares only became reportable once the conditions were satisfied.

Does the UHS Form 4 mention any disclaimer of beneficial ownership?

Yes, the filing states that Alan B. Miller disclaims beneficial ownership of certain securities referenced. It further notes the report should not be viewed as an admission that he is the beneficial owner of those securities for any legal purpose.