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Universal Logistics (ULH) CEO receives 7,215 restricted common shares

Filing Impact
(High)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Universal Logistics Holdings reported that Chief Executive Officer and director Timothy Phillips received a grant of 7,215 shares of restricted common stock on February 4, 2026, at a reference price of $18.92 per share. After this equity award, he directly beneficially owns 104,491 common shares.

The restricted shares will vest in four equal 25% installments on March 15 of 2027, 2028, 2029 and 2030, as long as he remains employed by Universal Logistics Holdings. Vesting may be accelerated if the Compensation and Stock Option Committee takes specific action.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
PHILLIPS TIMOTHY

(Last) (First) (Middle)
12755 E. NINE MILE ROAD

(Street)
WARREN MI 48089

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
UNIVERSAL LOGISTICS HOLDINGS, INC. [ ULH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Executive Officer
3. Date of Earliest Transaction (Month/Day/Year)
02/04/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, no par value 02/04/2026 A 7,215(1) A $18.92(2) 104,491 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents grants of restricted common stock that will vest in four equal 25% installments on each March 15 in 2027, 2028, 2029 and 2030, subject to continued employment with Universal Logistics Holdings, Inc. Vesting may be accelerated upon action by the Compensation and Stock Option Committee.
2. The closing price of the Company's common stock on February 4, 2026.
/s/ Timothy Phillips 02/06/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did ULH report for CEO Timothy Phillips?

Universal Logistics Holdings reported that CEO Timothy Phillips received 7,215 shares of restricted common stock on February 4, 2026. This equity grant is part of his compensation and increases his direct beneficial ownership to 104,491 common shares in the company.

How many Universal Logistics (ULH) shares does the CEO own after this Form 4?

After the reported grant, CEO Timothy Phillips directly beneficially owns 104,491 shares of Universal Logistics common stock. This total reflects the addition of 7,215 restricted shares awarded on February 4, 2026, as disclosed in the Form 4 insider trading report.

What is the vesting schedule for the 7,215 restricted ULH shares?

The 7,215 restricted shares will vest in four equal 25% installments on March 15 of 2027, 2028, 2029 and 2030. Vesting is conditioned on continued employment with Universal Logistics Holdings and may be accelerated by the Compensation and Stock Option Committee.

What price per share was used for the ULH restricted stock grant?

The restricted stock grant used $18.92 per share, which was the closing price of Universal Logistics’ common stock on February 4, 2026. This reference price helps quantify the value of the 7,215-share equity award reported for CEO Timothy Phillips.

Is the ULH CEO’s reported ownership in this filing direct or indirect?

The Form 4 shows that CEO Timothy Phillips’ 104,491 common shares are held with direct beneficial ownership. The filing does not list any indirect ownership vehicles such as trusts or partnerships for this particular restricted stock award transaction.

What conditions affect vesting of the ULH CEO’s restricted shares?

Vesting of the restricted shares depends on continued employment with Universal Logistics Holdings through each vesting date. Additionally, the Compensation and Stock Option Committee has authority to accelerate vesting, which could cause the shares to become fully vested earlier than scheduled.
Universal Logistics Hldgs Inc

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