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UL Solutions (ULS) corrects insider 2,826 RSU grant and 3-year vesting

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4/A

Rhea-AI Filing Summary

UL Solutions Inc. filed an amended Form 4 for its EVP & Chief Commercial Officer to correct a prior equity grant report. On 04/01/2025, the officer received 2,826 restricted stock units (RSUs), each representing a contingent right to receive one share of UL Solutions Class A common stock. The company notes that the original filing incorrectly reported the number of RSUs granted, and this amendment reflects the correct amount.

The 2,826 RSUs include accrued dividend equivalent rights that had been previously reported. These RSUs are scheduled to vest in three equal installments on the first, second, and third anniversaries of the grant date, tying the officer’s compensation to the company’s long-term performance and continued service.

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Insider Uggetti Alberto
Role EVP & CCO
Type Security Shares Price Value
Grant/Award Restricted Stock Units 2,826 $0.00 --
Holdings After Transaction: Restricted Stock Units — 2,826 shares (Direct)
Footnotes (1)
  1. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. The original Form 4 incorrectly reported the number of Restricted Stock Units ("RSUs") granted. This amount represents the correct number of RSUs. This amount includes accrued dividend equivalent rights previously reported. The restricted stock units will vest in three equal installments on the first, second and third anniversary of the grant date.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Uggetti Alberto
(Last) (First) (Middle)
C/O UL SOLUTIONS INC.
333 PFINGSTEN ROAD
(Street)
NORTHBROOK IL 60062
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
UL Solutions Inc. [ ULS ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP & CCO
3. Date of Earliest Transaction (Month/Day/Year)
04/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
04/03/2025 		6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 04/01/2025 A 2,826(2)(3) (4) (4) Class A Common Stock 2,826(2)(3) $0 2,826(2)(3) D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.
2. The original Form 4 incorrectly reported the number of Restricted Stock Units ("RSUs") granted. This amount represents the correct number of RSUs.
3. This amount includes accrued dividend equivalent rights previously reported.
4. The restricted stock units will vest in three equal installments on the first, second and third anniversary of the grant date.
/s/ Ryan D. Robinson, Attorney-in-Fact 11/28/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did UL Solutions Inc. (ULS) report in this amended Form 4?

The amended Form 4 reports that the EVP & Chief Commercial Officer received 2,826 restricted stock units (RSUs) of UL Solutions Inc. Class A common stock on 04/01/2025.

Why did UL Solutions Inc. (ULS) file an amendment to the original Form 4?

The company states that the original Form 4 incorrectly reported the number of restricted stock units granted, and this amendment provides the correct total of 2,826 RSUs.

How do the RSUs reported for the UL Solutions (ULS) officer vest?

The reported 2,826 RSUs will vest in three equal installments on the first, second, and third anniversaries of the 04/01/2025 grant date.

What does each restricted stock unit represent for UL Solutions (ULS)?

Each RSU represents a contingent right to receive one share of UL Solutions Inc. Class A common stock, subject to the vesting schedule.

Do the reported UL Solutions (ULS) RSUs include dividend equivalents?

Yes. The filing states that the 2,826 RSUs include accrued dividend equivalent rights that were previously reported.

Who is the reporting person in this UL Solutions Inc. (ULS) Form 4/A?

The reporting person is an officer of UL Solutions Inc., serving as EVP & Chief Commercial Officer (EVP & CCO).