UL Solutions director reports 600-share stock gift

UL Solutions Inc. director Shannon M. James reported a bona fide gift of 600 shares of Class A Common Stock on 2026-08-06.

Rhea-AI Filing Summary

UL Solutions Inc. director Shannon M. James reported a bona fide gift of 600 shares of Class A Common Stock on 2026-08-06. The gift carried a reported per-share value of $0.0000, indicating no consideration was received. Following this gift, James directly holds 6,542 Class A shares.

Insider Trade Summary

600 shares gifted

Gift 1 txn

Insider Shannon James M

Role Director

Type	Security	Shares	Price	Value
Gift	Class A Common Stock	600	$0.00	$0.00

Holdings After Transaction: Class A Common Stock — 6,542 shares (Direct)

Key Figures

Shares gifted: 600 shares Per-share value reported: $0.0000 Shares held after gift: 6,542 shares +2 more

5 metrics

Shares gifted 600 shares Bona fide gift of Class A Common Stock on 2026-08-06

Per-share value reported $0.0000 Price per share field for the 600-share gift transaction

Shares held after gift 6,542 shares Total Class A shares directly owned following the transaction

Gift transactions in this filing 1 Single bona fide gift transaction reported in Form 4

Total shares gifted 600 shares GiftShares from transaction summary

Key Terms

bona fide gift, Class A Common Stock, disposition, Rule 10b5-1

4 terms

bona fide gift financial

"The transaction code G is described as a bona fide gift."

A bona fide gift is a genuine, voluntary transfer of money, property, or benefits from one party to another made without expectation of repayment, services, or hidden conditions. Investors care because such gifts can affect company disclosures, related‑party transaction rules, tax treatment, and perceived conflicts of interest; think of it like someone giving you a present with no strings attached — but on a corporate scale, auditors and regulators need to verify it really is unconditional.

Class A Common Stock financial

"The reported security title is Class A Common Stock."

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

disposition financial

"The acquired_disposed_code D classifies the gift as a disposition."

Rule 10b5-1 regulatory

"The 10b5-1 affirmation checkbox for the filing is not selected."

Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did UL Solutions Inc. (ULS) director Shannon M. James report?

Shannon M. James reported a bona fide gift of 600 shares of UL Solutions Inc. Class A Common Stock on 2026-08-06. This was classified as a gift transfer with no consideration received.

How many UL Solutions Inc. (ULS) shares did Shannon M. James hold after the reported gift?

After the gift, Shannon M. James directly held 6,542 shares of UL Solutions Inc. Class A Common Stock. This post-transaction balance is reported in the filing as the total shares following the transaction.

Was the UL Solutions Inc. (ULS) insider transaction by Shannon M. James a purchase or sale?

The transaction was neither a market purchase nor a sale; it was a bona fide gift. The Form 4 classifies it as a gift transfer (code G) and a disposition of 600 shares.

What price per share was reported for the Shannon M. James gift of UL Solutions Inc. (ULS) stock?

The filing shows a per-share value of $0.0000 for the 600 gifted shares. This reflects that the transaction was a gift, with no consideration received by the reporting person for the transferred shares.

Was the Shannon M. James UL Solutions Inc. (ULS) gift under a Rule 10b5-1 trading plan?

The Form 4 indicates the Rule 10b5-1 checkbox is not selected. This means the reported bona fide gift of 600 shares was not affirmed as being executed under a Rule 10b5-1 trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/10/2026 - 04:07 PM Accepted by SEC EDGAR 08/10/2026 - 04:06 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Shannon James M

(Last) (First) (Middle)

C/O UL SOLUTIONS INC.

333 PFINGSTEN ROAD

(Street)

NORTHBROOK ILLINOIS 60062

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
UL Solutions Inc. [ ULS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/06/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	08/06/2026		G		600	D	$0	6,542	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Ryan Robinson, Attorney-in-Fact	08/10/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)