UL Solutions (NYSE: ULS) EVP exercises stock rights and withholds shares for taxes

Rhea-AI Filing Summary

UL Solutions Inc. executive vice president and chief commercial officer Alberto Uggetti exercised stock appreciation rights for 4,374 shares on March 1, 2026, receiving the same number of Class A Common shares at $13.1500 per share. To cover tax obligations, 1,589 shares were disposed of at $83.9700 per share, leaving him with 12,830 directly held shares.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Uggetti Alberto

(Last) (First) (Middle)

C/O UL SOLUTIONS, INC.

333 PFINGSTEN ROAD

(Street)

NORTHBROOK IL 60062

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
UL Solutions Inc. [ ULS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP & CCO

3. Date of Earliest Transaction (Month/Day/Year)
03/01/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	03/01/2026		M		4,374	A	$13.15	14,419	D
Class A Common Stock	03/01/2026		F		1,589	D	$83.97	12,830	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Appreciation Right	$13.15	03/01/2026		M			4,374	03/01/2024	03/01/2026	Class A Common Stock	4,374	$0	0	D

Explanation of Responses:

	/s/ Ryan Robinson, Attorney-in-Fact	03/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did ULS executive Alberto Uggetti report on this Form 4?

Alberto Uggetti reported exercising stock appreciation rights for 4,374 shares and receiving 4,374 Class A Common shares. He then disposed of 1,589 shares to satisfy tax obligations, resulting in 12,830 Class A shares held directly after these transactions.

What do the Form 4 transaction codes M and F mean for UL Solutions (ULS)?

Code M shows an exercise or conversion of a derivative security, here stock appreciation rights into 4,374 Class A shares. Code F indicates shares, 1,589 in this case, were disposed of to pay the exercise price or related tax liability using company stock.

How many UL Solutions (ULS) shares does Alberto Uggetti hold after these Form 4 transactions?

After exercising stock appreciation rights and a tax-withholding share disposition, Alberto Uggetti directly holds 12,830 shares of UL Solutions Class A Common Stock. This figure reflects all reported transactions on March 1, 2026, including the derivative exercise and related tax settlement.

Were Alberto Uggetti’s UL Solutions (ULS) transactions open-market buys or sells?

The reported transactions are not open-market trades. They involve exercising stock appreciation rights (code M) to acquire 4,374 Class A shares and a code F tax-withholding disposition of 1,589 shares to cover obligations, rather than discretionary market purchases or sales.

What prices were used in Alberto Uggetti’s UL Solutions (ULS) Form 4 transactions?

The stock appreciation right exercise itself shows a price of $0.0000 per right, while the resulting Class A shares are reported at $13.1500 per share. The 1,589 shares disposed of for tax withholding are reported at $83.9700 per share.