STOCK TITAN

UL Solutions (NYSE: ULS) officer granted RSUs and nets shares after tax

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

UL Solutions Inc. officer Alex Dadakis reported compensation-related equity activity. On March 12, 2026, he received grants of 27 and 9 restricted stock units (RSUs), including dividend-equivalent accruals that convert into Class A common shares as they vest over future anniversaries.

He also exercised 8 RSUs into 8 shares of Class A common stock at a stated price of $0.00 per share. Of those shares, 3 were withheld at a price of $83.73 per share to cover tax obligations, leaving him with 4,067 Class A shares directly owned after the transactions.

Positive

  • None.

Negative

  • None.
Insider Dadakis Alex
Role See Remarks
Type Security Shares Price Value
Grant/Award Restricted Stock Units 27 $0.00 --
Grant/Award Restricted Stock Units 9 $0.00 --
Exercise Restricted Stock Units 8 $0.00 --
Exercise Class A Common Stock 8 $0.00 --
Tax Withholding Class A Common Stock 3 $83.73 $251.19
Holdings After Transaction: Restricted Stock Units — 10,699 shares (Direct); Class A Common Stock — 4,070 shares (Direct)
Footnotes (1)
  1. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. Represents accrual of dividend equivalent rights on restricted stock units held by the Reporting Person. The dividend equivalent rights accrued on restricted stock units held by the Reporting Person and vest proportionately with the restricted stock units to which they relate. The restricted stock units vested or will vest in three equal installments on the first, second and third anniversaries of March 3, 2025. Includes restricted stock units and all dividend equivalent rights that have accrued on such restricted stock units to date. The dividend equivalent rights accrued on restricted stock units held by the Reporting Person and vest proportionately with the restricted stock units to which they relate. The restricted stock units will vest in three equal installments on the first, second and third anniversaries of April 1, 2025.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Dadakis Alex

(Last) (First) (Middle)
C/O UL SOLUTIONS INC.
333 PFINGSTEN ROAD

(Street)
NORTHBROOK IL 60062

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
UL Solutions Inc. [ ULS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
See Remarks
3. Date of Earliest Transaction (Month/Day/Year)
03/12/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 03/12/2026 M 8 A (1) 4,070 D
Class A Common Stock 03/12/2026 F 3 D $83.73 4,067 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 03/12/2026 A 27(2) (3) (3) Class A Common Stock 27 $0 10,699(4) D
Restricted Stock Units (1) 03/12/2026 A 9(2) (5) (5) Class A Common Stock 9 $0 5,221(4) D
Restricted Stock Units (1) 03/12/2026 M 8 (3) (3) Class A Common Stock 8 $0 10,691(4) D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.
2. Represents accrual of dividend equivalent rights on restricted stock units held by the Reporting Person.
3. The dividend equivalent rights accrued on restricted stock units held by the Reporting Person and vest proportionately with the restricted stock units to which they relate. The restricted stock units vested or will vest in three equal installments on the first, second and third anniversaries of March 3, 2025.
4. Includes restricted stock units and all dividend equivalent rights that have accrued on such restricted stock units to date.
5. The dividend equivalent rights accrued on restricted stock units held by the Reporting Person and vest proportionately with the restricted stock units to which they relate. The restricted stock units will vest in three equal installments on the first, second and third anniversaries of April 1, 2025.
Remarks:
Executive Vice President and President, Testing, Inspection and Certification
/s/ Ryan Robinson, Attorney-in-Fact 03/16/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did Alex Dadakis report for UL Solutions (ULS)?

Alex Dadakis reported RSU grants and an RSU exercise on March 12, 2026. He received 27 and 9 new restricted stock units, exercised 8 units into common shares, and had 3 shares withheld to satisfy tax obligations related to the equity compensation.

How many UL Solutions (ULS) shares does Alex Dadakis hold after these Form 4 transactions?

Following the reported transactions, Alex Dadakis directly owns 4,067 shares of UL Solutions Class A common stock. This figure reflects the net position after exercising 8 restricted stock units and having 3 of the resulting shares withheld for tax payments.

What types of equity awards did Alex Dadakis receive from UL Solutions (ULS)?

He received restricted stock units representing rights to UL Solutions Class A common stock. The Form 4 shows awards of 27 and 9 RSUs, including dividend-equivalent rights that accrue and vest proportionately with the underlying RSUs over scheduled anniversary dates.

How were taxes handled on Alex Dadakis’s UL Solutions (ULS) equity transaction?

Taxes were covered through share withholding. When 8 restricted stock units converted into common shares, 3 shares were withheld at $83.73 per share to pay tax obligations, a standard non-market disposition method for stock-based compensation events.

Do the UL Solutions (ULS) RSUs granted to Alex Dadakis include dividend equivalents?

Yes. The filing explains that the RSUs include dividend-equivalent rights, which accrue on units held and vest proportionately with the related RSUs. These rights are tied to awards vesting in installments over three years from March 3, 2025, and April 1, 2025.