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UL Solutions (ULS) EVP & CCO discloses RSU conversion and stock sale

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

UL Solutions Inc. executive vice president and chief commercial officer reported equity transactions involving the company’s Class A common stock. On January 1, 2026, the insider converted 1,007 restricted stock units into 1,007 shares of Class A common stock, increasing directly held shares to 10,292.

On January 2, 2026, the insider disposed of 247 Class A shares at $79.26 per share, leaving 10,045 Class A shares held directly. Following these transactions, the insider also reported beneficial ownership of 2,023 restricted stock units, each representing the right to receive one Class A share. These units vest in three equal installments on the first, second and third anniversaries of January 1, 2025.

Positive

  • None.

Negative

  • None.
Insider Uggetti Alberto
Role EVP & CCO
Type Security Shares Price Value
Tax Withholding Class A Common Stock 247 $79.26 $20K
Exercise Restricted Stock Units 1,007 $0.00 --
Exercise Class A Common Stock 1,007 $0.00 --
Holdings After Transaction: Class A Common Stock — 10,045 shares (Direct); Restricted Stock Units — 2,023 shares (Direct)
Footnotes (1)
  1. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. The restricted stock units vest in three equal installments on the first, second and third anniversaries of January 1, 2025.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Uggetti Alberto
(Last) (First) (Middle)
C/O UL SOLUTIONS INC.
333 PFINGSTEN ROAD
(Street)
NORTHBROOK IL 60062
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
UL Solutions Inc. [ ULS ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP & CCO
3. Date of Earliest Transaction (Month/Day/Year)
01/01/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 01/01/2026 M 1,007 A (1) 10,292 D
Class A Common Stock 01/02/2026 F 247 D $79.26 10,045 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 01/01/2026 M 1,007 (2) (2) Class A Common Stock 1,007 $0 2,023 D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.
2. The restricted stock units vest in three equal installments on the first, second and third anniversaries of January 1, 2025.
/s/ Ryan Robinson, Attorney-in-Fact 01/05/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did UL Solutions (ULS) report in this filing?

The executive vice president and chief commercial officer of UL Solutions Inc. reported converting 1,007 restricted stock units into Class A common stock on January 1, 2026 and disposing of 247 Class A shares on January 2, 2026.

How many UL Solutions (ULS) shares does the insider own after these transactions?

After the reported transactions, the insider directly owns 10,045 shares of UL Solutions Class A common stock and beneficially owns 2,023 restricted stock units.

At what price were UL Solutions (ULS) shares disposed of by the insider?

The filing shows that 247 shares of UL Solutions Class A common stock were disposed of at a price of $79.26 per share on January 2, 2026.

What are the terms of the restricted stock units held by the UL Solutions (ULS) insider?

Each restricted stock unit represents a contingent right to receive one share of UL Solutions Class A common stock. The units vest in three equal installments on the first, second and third anniversaries of January 1, 2025.

What position does the reporting person hold at UL Solutions (ULS)?

The reporting person is an officer of UL Solutions Inc., serving as executive vice president and chief commercial officer (EVP & CCO).

Is the UL Solutions (ULS) insider filing made by a single reporting person or a group?

The report is indicated as being filed by one reporting person, not by more than one reporting person.