UL Solutions director granted deferred stock units

Shannon James M reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Shannon James M reported acquisition or exercise transactions in this Form 4 filing.

UL Solutions Inc. director Shannon James M received additional deferred restricted stock units as part of board compensation. The Form 4 shows grants of 8 and 4 deferred units, each representing a contingent right to one share of Class A Common Stock, including dividend-equivalent accruals.

These units vest on specified future dates under the company’s Non-Employee Director Deferred Compensation Plan and are expected to be settled in Class A Common Stock, highlighting routine, non-cash equity awards rather than open-market share purchases or sales.

Insider Trade Summary

Grant/Award: 12 shares

Grant/Award 2 txns

Insider Shannon James M

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Deferred Restricted Stock Units	8	$0.00	$0.00
Grant/Award	Deferred Restricted Stock Units	4	$0.00	$0.00

Holdings After Transaction: Deferred Restricted Stock Units — 7,767 contracts (Direct)

Footnotes (5)

1. F1. Each deferred restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.
2. F2. Represents accrual of dividend equivalent rights on deferred restricted stock units held by the Reporting Person.
3. F3. The dividend equivalent rights accrued on deferred restricted stock units held by the Reporting Person and vest proportionately with the deferred restricted stock units to which they relate. The deferred restricted stock units vested on May 1, 2025 and are expected to be settled in shares of the Issuer's Class A Common Stock either (i) on a date selected by the reporting person pursuant to the Issuer's Non-Employee Director Deferred Compensation Plan (the "Plan"), or (ii) as otherwise provided by the Plan.
4. F4. Includes deferred restricted stock units and all dividend equivalent rights that have accrued on such deferred restricted stock units to date.
5. F5. The dividend equivalent rights accrued on deferred restricted stock units held by the Reporting Person and vest proportionately with the deferred restricted stock units to which they relate. The deferred restricted stock units will vest on the earlier of May 20, 2026 or the date of the annual meeting following the grant date and are expected to be settled in shares of the Issuer's Class A Common Stock either (i) on a date selected by the reporting person pursuant to the Issuer's Plan, or (ii) as otherwise provided by the Plan.

FAQ

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What insider transaction did UL Solutions (ULS) report for Shannon James M?

UL Solutions reported that director Shannon James M received grants of deferred restricted stock units. The filing shows awards of 8 and 4 units, each tied to one Class A share, as part of routine non-cash director compensation.

Are the UL Solutions (ULS) deferred restricted stock units an open-market share purchase?

No, the deferred restricted stock units are compensation awards, not open-market purchases. They represent contingent rights to receive Class A Common Stock, granted at a zero dollar price and governed by UL Solutions’ Non-Employee Director Deferred Compensation Plan.

How many UL Solutions (ULS) deferred units did the director hold after these grants?

After the reported grants, one award line shows 4,962 deferred restricted stock units and another shows 2,805 units. These figures include the underlying deferred units and dividend-equivalent rights that have accrued on those units to date, according to the filing footnotes.

When do the UL Solutions (ULS) deferred restricted stock units reported here vest?

One set of deferred restricted stock units vested on May 1, 2025, while another is scheduled to vest on the earlier of May 20, 2026 or the annual meeting date. Vesting follows the company’s Non-Employee Director Deferred Compensation Plan terms described in the filing.

How will the UL Solutions (ULS) deferred restricted stock units be settled for the director?

The deferred restricted stock units are expected to be settled in shares of UL Solutions’ Class A Common Stock. Settlement occurs on a date selected by the reporting person under the Non-Employee Director Deferred Compensation Plan, or as otherwise provided by that plan’s terms.

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Accepted by SEC EDGAR 03/16/2026 - 09:14 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Shannon James M

(Last) (First) (Middle)

C/O UL SOLUTIONS INC.

333 PFINGSTEN ROAD

(Street)

NORTHBROOK IL 60062

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
UL Solutions Inc. [ ULS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
03/12/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Deferred Restricted Stock Units	(1)	03/12/2026		A		8(2)		(3)	(3)	Class A Common Stock	8	$0	4,962(4)	D
Deferred Restricted Stock Units	(1)	03/12/2026		A		4(2)		(5)	(5)	Class A Common Stock	4	$0	2,805(4)	D

Explanation of Responses:

1. Each deferred restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

2. Represents accrual of dividend equivalent rights on deferred restricted stock units held by the Reporting Person.

3. The dividend equivalent rights accrued on deferred restricted stock units held by the Reporting Person and vest proportionately with the deferred restricted stock units to which they relate. The deferred restricted stock units vested on May 1, 2025 and are expected to be settled in shares of the Issuer's Class A Common Stock either (i) on a date selected by the reporting person pursuant to the Issuer's Non-Employee Director Deferred Compensation Plan (the "Plan"), or (ii) as otherwise provided by the Plan.

4. Includes deferred restricted stock units and all dividend equivalent rights that have accrued on such deferred restricted stock units to date.

5. The dividend equivalent rights accrued on deferred restricted stock units held by the Reporting Person and vest proportionately with the deferred restricted stock units to which they relate. The deferred restricted stock units will vest on the earlier of May 20, 2026 or the date of the annual meeting following the grant date and are expected to be settled in shares of the Issuer's Class A Common Stock either (i) on a date selected by the reporting person pursuant to the Issuer's Plan, or (ii) as otherwise provided by the Plan.

	/s/ Ryan Robinson, Attorney-in-Fact	03/16/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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