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UL Solutions director granted 4 dividend RSUs

A UL Solutions Inc. director received a small RSU dividend-equivalent accrual that increases his direct RSU holdings to 2,213 units.

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

UL Solutions Inc. (symbol: ULS) is the issuer of record for a Form 4 filing submitted to the SEC. Hecker Friedrich reported acquisition or exercise transactions in this Form 4 filing.

UL Solutions Inc. (ULS) director Friedrich Hecker received a grant of 4 Restricted Stock Units (RSUs) on September 10, 2026, representing dividend equivalent rights on existing RSUs and each convertible into one share of Class A Common Stock. These dividend equivalent RSUs vest proportionately with the underlying RSUs, on the earlier of May 20, 2027 or the date of the annual meeting following the May 20, 2026 grant date. Following this accrual, Hecker directly holds 2,213 RSUs, including all related dividend equivalent rights. No Rule 10b5-1 trading plan is indicated.

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Insider Hecker Friedrich
Role Director
Type Security Shares Price Value
Grant/Award Restricted Stock Units F1, F2, F3, F4 4 $0.00 $0.00
Holdings After Transaction: Restricted Stock Units — 2,213 contracts (Direct)
Footnotes (4)
  1. F1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.
  2. F2. Represents accrual of dividend equivalent rights on RSUs held by the Reporting Person.
  3. F3. The dividend equivalent rights accrued on RSUs held by the Reporting Person and vest proportionately with the RSUs to which they relate. The RSUs vest on the earlier of May 20, 2027, or the date of the annual meeting following the May 20, 2026, grant date.
  4. F4. Includes restricted stock units and all dividend equivalent rights that have accrued on such RSUs to date.
RSUs acquired 4 Restricted Stock Units Grant of RSU dividend equivalent rights on September 10, 2026
RSUs held after transaction 2,213 Restricted Stock Units Direct RSU holdings of Friedrich Hecker after the September 10, 2026 accrual
Vesting date May 20, 2027 RSUs and related dividend equivalent rights vest on the earlier of May 20, 2027 or the annual meeting following the May 20, 2026 grant
Original RSU grant date May 20, 2026 Underlying RSUs to which the dividend equivalent rights relate were granted on May 20, 2026
Conversion ratio 1 share per RSU Each RSU represents a contingent right to receive one share of Class A Common Stock
Restricted Stock Units financial
"Each restricted stock unit ("RSU") represents a contingent right to receive"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
dividend equivalent rights financial
"Represents accrual of dividend equivalent rights on RSUs held by the Reporting"
Dividend equivalent rights are promises that mirror the cash payments shareholders get from a company’s profits, but they are paid to holders of certain awards (like stock options or restricted stock units) rather than to actual shares. Think of them as a paycheck top‑up that matches dividends while the award is not yet a real stock, and they matter to investors because they add to employee compensation costs and potential share dilution, affecting company profitability and per‑share value.
Class A Common Stock financial
"receive one share of the Issuer's Class A Common Stock."
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did UL Solutions Inc. (ULS) report for Friedrich Hecker?

UL Solutions Inc. reported that director Friedrich Hecker acquired 4 Restricted Stock Units on September 10, 2026, as dividend equivalent rights on existing RSUs, each representing a contingent right to one share of Class A Common Stock.

How many UL Solutions Inc. (ULS) RSUs does Friedrich Hecker hold after this Form 4?

After the September 10, 2026 transaction, Friedrich Hecker directly holds 2,213 Restricted Stock Units, which include both the original RSUs and all accrued dividend equivalent rights reported to date.

What do the new RSUs for ULS’s director represent?

The 4 new RSUs reported for UL Solutions Inc.’s director represent dividend equivalent rights that accrued on RSUs he already held. Each RSU is a contingent right to receive one share of Class A Common Stock of UL Solutions Inc.

When do Friedrich Hecker’s reported UL Solutions Inc. RSUs vest?

The RSUs, including the dividend equivalent rights, vest proportionately with the underlying RSUs and will fully vest on the earlier of May 20, 2027, or the date of the annual meeting following the May 20, 2026 grant date.

Was the ULS insider RSU transaction made under a Rule 10b5-1 plan?

No. The Form 4 indicates that the Rule 10b5-1 checkbox is not marked as affirmative, so the reported RSU dividend equivalent accrual for UL Solutions Inc.’s director is not identified as made under a Rule 10b5-1 trading plan.

What type of security was involved in this UL Solutions Inc. (ULS) Form 4?

The Form 4 reports a transaction in Restricted Stock Units, which are derivative securities that each represent a contingent right to receive one share of UL Solutions Inc. Class A Common Stock upon vesting.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Hecker Friedrich

(Last)(First)(Middle)
C/O UL SOLUTIONS INC.
333 PFINGSTEN ROAD

(Street)
NORTHBROOK ILLINOIS 60062

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
UL Solutions Inc. [ ULS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/10/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)09/10/2026A4(2) (3) (3)Class A Common Stock4$02,213(4)D
Explanation of Responses:
1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.
2. Represents accrual of dividend equivalent rights on RSUs held by the Reporting Person.
3. The dividend equivalent rights accrued on RSUs held by the Reporting Person and vest proportionately with the RSUs to which they relate. The RSUs vest on the earlier of May 20, 2027, or the date of the annual meeting following the May 20, 2026, grant date.
4. Includes restricted stock units and all dividend equivalent rights that have accrued on such RSUs to date.
/s/ Ryan Robinson, Attorney-in-Fact09/14/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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