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UL Solutions (NYSE: ULS) EVP gets RSU dividend equivalent grants

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Uggetti Alberto reported acquisition or exercise transactions in this Form 4 filing.

UL Solutions Inc. executive vice president and chief commercial officer Alberto Uggetti reported routine equity compensation activity. He received three small grants of restricted stock units (RSUs) on March 12, 2026, representing dividend equivalent rights of 3, 3 and 4 units tied to previously granted RSUs.

Each RSU represents a contingent right to receive one share of Class A common stock, and these dividend equivalents vest on the same schedules as the underlying RSU awards. Following these accruals, the Form 4 shows updated RSU and related dividend equivalent balances of 2,271 units, 2,026 units and 2,834 units across the respective awards.

Positive

  • None.

Negative

  • None.
Insider Uggetti Alberto
Role EVP & CCO
Type Security Shares Price Value
Grant/Award Restricted Stock Units 3 $0.00 --
Grant/Award Restricted Stock Units 3 $0.00 --
Grant/Award Restricted Stock Units 4 $0.00 --
Holdings After Transaction: Restricted Stock Units — 2,271 shares (Direct)
Footnotes (1)
  1. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. Represents accrual of dividend equivalent rights on restricted stock units held by the Reporting Person. The dividend equivalent rights accrued on restricted stock units held by the Reporting Person and vest proportionately with the restricted stock units to which they relate. The restricted stock units vested or will vest in three equal installments on the first, second and third anniversaries of May 1, 2024. Includes restricted stock units and all dividend equivalent rights that have accrued on such restricted stock units to date. The dividend equivalent rights accrued on restricted stock units held by the Reporting Person and vest proportionately with the restricted stock units to which they relate. The restricted stock units vested or will vest in three equal installments on the first, second and third anniversaries of January 1, 2025. The dividend equivalent rights accrued on restricted stock units held by the Reporting Person and vest proportionately with the restricted stock units to which they relate. The restricted stock units will vest in three equal installments on the first, second and third anniversaries of April 1, 2025.
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Uggetti Alberto
(Last) (First) (Middle)
C/O UL SOLUTIONS, INC.
333 PFINGSTEN ROAD
(Street)
NORTHBROOK IL 60062
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
UL Solutions Inc. [ ULS ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP & CCO
3. Date of Earliest Transaction (Month/Day/Year)
03/12/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 03/12/2026 A 3(2) (3) (3) Class A Common Stock 3 $0 2,271(4) D
Restricted Stock Units (1) 03/12/2026 A 3(2) (5) (5) Class A Common Stock 3 $0 2,026(4) D
Restricted Stock Units (1) 03/12/2026 A 4(2) (6) (6) Class A Common Stock 4 $0 2,834(4) D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.
2. Represents accrual of dividend equivalent rights on restricted stock units held by the Reporting Person.
3. The dividend equivalent rights accrued on restricted stock units held by the Reporting Person and vest proportionately with the restricted stock units to which they relate. The restricted stock units vested or will vest in three equal installments on the first, second and third anniversaries of May 1, 2024.
4. Includes restricted stock units and all dividend equivalent rights that have accrued on such restricted stock units to date.
5. The dividend equivalent rights accrued on restricted stock units held by the Reporting Person and vest proportionately with the restricted stock units to which they relate. The restricted stock units vested or will vest in three equal installments on the first, second and third anniversaries of January 1, 2025.
6. The dividend equivalent rights accrued on restricted stock units held by the Reporting Person and vest proportionately with the restricted stock units to which they relate. The restricted stock units will vest in three equal installments on the first, second and third anniversaries of April 1, 2025.
/s/ Ryan Robinson, Attorney-in-Fact 03/16/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What did UL Solutions (ULS) report in this Form 4 for Alberto Uggetti?

The Form 4 reports that EVP and CCO Alberto Uggetti received three small grants of restricted stock units as dividend equivalent rights. These arise from prior RSU awards and increase his contingent rights to Class A common stock rather than reflecting open-market share purchases.

How many restricted stock units did Alberto Uggetti acquire in the latest UL Solutions Form 4?

Uggetti acquired dividend equivalent rights totaling 10 restricted stock units, in three grants of 3, 3 and 4 units. Each unit represents a contingent right to receive one share of UL Solutions Class A common stock, subject to the original awards’ vesting schedules.

Are the UL Solutions Form 4 transactions open-market stock purchases or compensation awards?

The reported transactions are compensation-related awards, not open-market stock purchases. They are coded as “A” grants of restricted stock units, representing dividend equivalent rights that accrue on existing RSU holdings and follow those underlying awards’ vesting terms and schedules.

How do the new UL Solutions RSU dividend equivalents vest for Alberto Uggetti?

The dividend equivalent rights vest proportionately with the underlying restricted stock units to which they relate. Those RSUs vest in three equal installments on the first, second and third anniversaries of grant dates including May 1, 2024, January 1, 2025 and April 1, 2025.

What are Alberto Uggetti’s updated UL Solutions RSU balances after these transactions?

After the reported dividend equivalent accruals, the filing shows updated RSU and related dividend equivalent balances of 2,271, 2,026 and 2,834 units for the respective awards. These figures include both original restricted stock units and all dividend equivalents accrued to date.

What does one UL Solutions restricted stock unit represent in this Form 4?

Each restricted stock unit represents a contingent right to receive one share of UL Solutions Class A common stock. The dividend equivalent rights accrue on these RSUs and convert into additional RSUs that vest on the same schedule as the underlying restricted stock unit awards.