STOCK TITAN

UL Solutions (ULS) director receives deferred restricted stock unit awards

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

GOTTSCHALK MARLA C reported acquisition or exercise transactions in this Form 4 filing.

UL Solutions Inc. director Marla C. Gottschalk reported routine equity compensation in the form of deferred restricted stock units tied to Class A Common Stock. She received two small grant-related accruals of 8 and 4 deferred restricted stock units, with no cash changing hands.

Each deferred unit represents a contingent right to one share of Class A Common Stock, including associated dividend equivalent rights. These units vest on previously defined schedules in the company’s Non-Employee Director Deferred Compensation Plan and are expected to be settled in shares at dates selected under that plan.

Positive

  • None.

Negative

  • None.
Insider GOTTSCHALK MARLA C
Role Director
Type Security Shares Price Value
Grant/Award Deferred Restricted Stock Units 8 $0.00 --
Grant/Award Deferred Restricted Stock Units 4 $0.00 --
Holdings After Transaction: Deferred Restricted Stock Units — 4,962 shares (Direct)
Footnotes (1)
  1. Each deferred restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. Represents accrual of dividend equivalent rights on deferred restricted stock units held by the Reporting Person. The dividend equivalent rights accrued on deferred restricted stock units held by the Reporting Person and vest proportionately with the deferred restricted stock units to which they relate. The deferred restricted stock units vested on May 1, 2025 and are expected to be settled in shares of the Issuer's Class A Common Stock either (i) on a date selected by the reporting person pursuant to the Issuer's Non-Employee Director Deferred Compensation Plan (the "Plan"), or (ii) as otherwise provided by the Plan. Includes deferred restricted stock units and all dividend equivalent rights that have accrued on such deferred restricted stock units to date. The dividend equivalent rights accrued on deferred restricted stock units held by the Reporting Person and vest proportionately with the deferred restricted stock units to which they relate. The deferred restricted stock units will vest on the earlier of May 20, 2026 or the date of the annual meeting following the grant date and are expected to be settled in shares of the Issuer's Class A Common Stock either (i) on a date selected by the reporting person pursuant to the Issuer's Plan, or (ii) as otherwise provided by the Plan.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
GOTTSCHALK MARLA C

(Last) (First) (Middle)
C/O UL SOLUTIONS INC.
333 PFINGSTEN ROAD

(Street)
NORTHBROOK IL 60062

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
UL Solutions Inc. [ ULS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
03/12/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Deferred Restricted Stock Units (1) 03/12/2026 A 8(2) (3) (3) Class A Common Stock 8 $0 4,962(4) D
Deferred Restricted Stock Units (1) 03/12/2026 A 4(2) (5) (5) Class A Common Stock 4 $0 2,805(4) D
Explanation of Responses:
1. Each deferred restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.
2. Represents accrual of dividend equivalent rights on deferred restricted stock units held by the Reporting Person.
3. The dividend equivalent rights accrued on deferred restricted stock units held by the Reporting Person and vest proportionately with the deferred restricted stock units to which they relate. The deferred restricted stock units vested on May 1, 2025 and are expected to be settled in shares of the Issuer's Class A Common Stock either (i) on a date selected by the reporting person pursuant to the Issuer's Non-Employee Director Deferred Compensation Plan (the "Plan"), or (ii) as otherwise provided by the Plan.
4. Includes deferred restricted stock units and all dividend equivalent rights that have accrued on such deferred restricted stock units to date.
5. The dividend equivalent rights accrued on deferred restricted stock units held by the Reporting Person and vest proportionately with the deferred restricted stock units to which they relate. The deferred restricted stock units will vest on the earlier of May 20, 2026 or the date of the annual meeting following the grant date and are expected to be settled in shares of the Issuer's Class A Common Stock either (i) on a date selected by the reporting person pursuant to the Issuer's Plan, or (ii) as otherwise provided by the Plan.
/s/ Ryan Robinson, Attorney-in-Fact 03/16/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did UL Solutions (ULS) report for Marla C. Gottschalk?

UL Solutions reported that director Marla C. Gottschalk received small, routine equity awards in the form of deferred restricted stock units. These awards are compensation-related grants, not open-market stock purchases or sales, and are tied to the company’s Class A Common Stock under its director compensation plan.

How many deferred restricted stock units did the UL Solutions director acquire?

Marla C. Gottschalk acquired 8 and 4 deferred restricted stock units in two separate entries. Each unit represents a contingent right to receive one share of UL Solutions’ Class A Common Stock, plus related dividend equivalent rights, according to the compensation plan’s terms and footnotes.

What do UL Solutions’ deferred restricted stock units represent for the director?

Each deferred restricted stock unit represents a contingent right to receive one share of UL Solutions Class A Common Stock. The units also carry dividend equivalent rights that accrue and vest proportionately with the underlying units, providing share-based compensation rather than immediate cash income for the director.

When will the reported UL Solutions deferred restricted stock units vest and settle?

The filing notes vesting tied to specific dates and events, including May 1, 2025 and the earlier of May 20, 2026 or the next annual meeting. After vesting, units are expected to settle in Class A Common Stock at dates selected under the Non-Employee Director Deferred Compensation Plan.

Are the UL Solutions Form 4 transactions open-market buys or sales?

No, the transactions are not open-market buys or sales. They are coded as grants or awards of deferred restricted stock units, including dividend equivalent rights, issued as part of director compensation. The reporting person did not purchase or sell shares on the open market in this filing.

How are dividend equivalent rights treated in UL Solutions’ director equity awards?

Dividend equivalent rights accrue on deferred restricted stock units held by the director and vest proportionately with those units. They are expected to be settled in shares of UL Solutions’ Class A Common Stock, following the same schedule and settlement mechanics outlined in the company’s Non-Employee Director Deferred Compensation Plan.
UL Solutions

NYSE:ULS

View ULS Stock Overview

ULS Rankings

ULS Latest News

ULS Latest SEC Filings

ULS Stock Data

16.87B
76.47M
Specialty Business Services
Services-testing Laboratories
Link
United States
NORTHBROOK