STOCK TITAN

UL Solutions (NYSE: ULS) director receives new deferred stock unit awards

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Director Charles W. Hooper received grants of deferred restricted stock units tied to UL Solutions Inc. Class A common stock as part of his director compensation. He acquired 8 units and 4 units, each representing a contingent right to receive one share in the future.

The awards reflect dividend equivalent rights that accrue on deferred restricted stock units he already holds and vest in step with those units. One related deferred award vested on May 1, 2025, and another will vest on the earlier of May 20, 2026 or the next annual meeting date, with settlement expected in Class A shares under the company’s non-employee director deferred compensation plan.

Positive

  • None.

Negative

  • None.
Insider Hooper Charles W
Role Director
Type Security Shares Price Value
Grant/Award Deferred Restricted Stock Units 8 $0.00 --
Grant/Award Deferred Restricted Stock Units 4 $0.00 --
Holdings After Transaction: Deferred Restricted Stock Units — 4,962 shares (Direct)
Footnotes (1)
  1. Each deferred restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. Represents accrual of dividend equivalent rights on deferred restricted stock units held by the Reporting Person. The dividend equivalent rights accrued on deferred restricted stock units held by the Reporting Person and vest proportionately with the deferred restricted stock units to which they relate. The deferred restricted stock units vested on May 1, 2025 and are expected to be settled in shares of the Issuer's Class A Common Stock either (i) on a date selected by the reporting person pursuant to the Issuer's Non-Employee Director Deferred Compensation Plan (the "Plan"), or (ii) as otherwise provided by the Plan. Includes deferred restricted stock units and all dividend equivalent rights that have accrued on such deferred restricted stock units to date. The dividend equivalent rights accrued on deferred restricted stock units held by the Reporting Person and vest proportionately with the deferred restricted stock units to which they relate. The deferred restricted stock units will vest on the earlier of May 20, 2026 or the date of the annual meeting following the grant date and are expected to be settled in shares of the Issuer's Class A Common Stock either (i) on a date selected by the reporting person pursuant to the Issuer's Plan, or (ii) as otherwise provided by the Plan.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Hooper Charles W

(Last) (First) (Middle)
C/O UL SOLUTIONS INC.
333 PFINGSTEN ROAD

(Street)
NORTHBROOK IL 60062

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
UL Solutions Inc. [ ULS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
03/12/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Deferred Restricted Stock Units (1) 03/12/2026 A 8(2) (3) (3) Class A Common Stock 8 $0 4,962(4) D
Deferred Restricted Stock Units (1) 03/12/2026 A 4(2) (5) (5) Class A Common Stock 4 $0 2,805(4) D
Explanation of Responses:
1. Each deferred restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.
2. Represents accrual of dividend equivalent rights on deferred restricted stock units held by the Reporting Person.
3. The dividend equivalent rights accrued on deferred restricted stock units held by the Reporting Person and vest proportionately with the deferred restricted stock units to which they relate. The deferred restricted stock units vested on May 1, 2025 and are expected to be settled in shares of the Issuer's Class A Common Stock either (i) on a date selected by the reporting person pursuant to the Issuer's Non-Employee Director Deferred Compensation Plan (the "Plan"), or (ii) as otherwise provided by the Plan.
4. Includes deferred restricted stock units and all dividend equivalent rights that have accrued on such deferred restricted stock units to date.
5. The dividend equivalent rights accrued on deferred restricted stock units held by the Reporting Person and vest proportionately with the deferred restricted stock units to which they relate. The deferred restricted stock units will vest on the earlier of May 20, 2026 or the date of the annual meeting following the grant date and are expected to be settled in shares of the Issuer's Class A Common Stock either (i) on a date selected by the reporting person pursuant to the Issuer's Plan, or (ii) as otherwise provided by the Plan.
/s/ Ryan Robinson, Attorney-in-Fact 03/16/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did UL Solutions (ULS) director Charles W. Hooper report on this Form 4?

He reported acquiring deferred restricted stock units as part of director compensation. These represent future rights to UL Solutions Class A shares, linked to dividend equivalents on existing deferred stock units, with vesting and settlement governed by the company’s non-employee director deferred compensation plan.

How many deferred restricted stock units did Hooper acquire in the UL Solutions (ULS) filing?

He acquired 8 deferred restricted stock units in one transaction and 4 in another, for 12 units total. Each unit represents a contingent right to receive one share of UL Solutions Class A common stock in the future, rather than an immediate share purchase.

What are deferred restricted stock units in the UL Solutions (ULS) Form 4?

Each deferred restricted stock unit is a contingent right to receive one share of UL Solutions Class A common stock. These units are part of non-cash director compensation, generally vest over time, and are ultimately settled in shares according to the company’s deferred compensation plan terms.

How do dividend equivalent rights affect Hooper’s UL Solutions (ULS) deferred stock units?

Dividend equivalent rights accrue on his deferred restricted stock units and convert into additional units. They vest proportionately with the underlying deferred stock units and are expected to be settled in UL Solutions Class A common shares in line with the governing deferred compensation plan.

When do Hooper’s UL Solutions (ULS) deferred restricted stock units vest and settle?

One set of related deferred restricted stock units vested on May 1, 2025. Another set will vest on the earlier of May 20, 2026, or the annual meeting date, with settlement in Class A common shares under the non-employee director deferred compensation plan’s distribution rules.
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Specialty Business Services
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United States
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