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UL Solutions Inc. (ULS) SEC Filings, Sep-Nov 2025

ULS NYSE

UL Solutions Inc. (NYSE: ULS) files a range of documents with the U.S. Securities and Exchange Commission that shed light on its operations as a global applied safety science and specialty business services company. On this page, Stock Titan connects those filings with AI‑powered summaries to help readers interpret the information more efficiently.

For UL Solutions, current reports on Form 8‑K provide insight into material events. Examples include disclosures about secondary public offerings of Class A common stock by a selling stockholder, where the company notes that it did not receive proceeds from the share sales, and a credit agreement establishing a senior unsecured multi‑currency revolving credit facility that includes a consolidated net leverage covenant and conditions on dividends. Other 8‑K filings discuss an expense reduction and restructuring plan focused on exiting certain non‑strategic lines of business and leadership changes among senior executives.

In addition to 8‑K reports, investors typically review annual reports on Form 10‑K and quarterly reports on Form 10‑Q for details on UL Solutions’ testing, inspection and certification operations, software and advisory offerings, segment information and risk factors. While these specific forms are not reproduced here, they are accessible through the SEC’s EDGAR system and are summarized on Stock Titan when available.

Stock Titan’s tools surface key elements from UL Solutions’ filings, such as descriptions of credit facilities, restructuring plans, capital markets transactions and governance updates. The platform also highlights exhibits referenced in 8‑K filings, including underwriting agreements and legal opinions, so that users can understand how financing arrangements and other contracts relate to the company’s broader business. This page is designed to make it easier to follow UL Solutions’ regulatory disclosures without reading every document in full.

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UL Solutions (ULS) reported solid Q3 results. Revenue rose to $783 million from $731 million, and operating income increased to $156 million from $130 million, lifting operating margin to 19.9%. Diluted EPS was $0.49, up from $0.44. Growth was broad-based, led by Industrial and Consumer services, with contributions from Certification Testing, Ongoing Certification Services, and Non‑certification Testing.

For the first nine months, revenue reached $2,264 million and operating income $404 million. Cash from operations was strong at $456 million, while total debt declined to $547 million from $747 million at year‑end. The effective tax rate increased to 27.4% in Q3, reflecting Pillar Two impacts.

Balance sheet and strategic moves: the company entered a new $1.0 billion five‑year revolving credit facility and drew $291 million to refinance its 2022 facility. It announced a restructuring plan with expected pre‑tax charges of $42–$47 million to streamline operations and exit select lines. The pension plan will freeze accruals effective December 31, 2025, reducing obligations by $12 million. A quarterly dividend of $0.13 per share was paid.

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UL Solutions Inc. reported its third-quarter results via press release and announced a restructuring to streamline operations and exit certain non‑strategic lines of business. The company expects total pre‑tax charges of $42–$47 million, including $37–$42 million of cash costs for employee separation tied to approximately 3.5% of its workforce and about $5 million for other cash charges, primarily contract cancellations.

The majority of these costs are expected to be recorded in Q4 2025, mostly within the Consumer and Industrial segments, with the plan anticipated to be substantially completed by the end of Q1 2027. The company notes actual timing and amounts may differ due to operational, legal, and macroeconomic factors.

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UL Solutions Inc. entered a new $1.0 billion senior unsecured, five-year multi-currency revolving credit facility, including a $25 million letter-of-credit sub-limit. The facility matures on October 28, 2030 and includes an accordion feature permitting up to an additional $500 million, subject to lender consent and customary conditions.

On signing, the company borrowed $291 million to refinance its 2022 facility; future borrowings may be used for general corporate purposes. Interest is based on currency benchmarks (for USD, Term SOFR or Daily SOFR) plus a margin of 0.875%–1.375%, or a base rate option for USD loans to the company with a margin of 0.000%–0.375%. The facility is prepayable without fees apart from customary breakage costs.

The agreement imposes a quarterly-tested consolidated net leverage cap of 3.5x, rising to 4.0x for four test periods after acquisitions over $100 million, and allows netting up to $250 million of unrestricted cash. Cash dividends are conditioned on covenant compliance. The prior 2022 credit facility was repaid and terminated.

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UL Solutions Inc. (ULS) director Shannon James M reported the acquisition of 203 deferred stock units on 10/03/2025. Each deferred stock unit converts into one share of the company’s Class A Common Stock and the units are fully vested. The filing shows these units were granted at a price of $0 and will be settled in shares either on a date chosen by the director under the Non-Employee Director Deferred Compensation Plan or as otherwise provided by that plan. After this transaction the reporting person beneficially owns 1,443 shares of Class A Common Stock, held directly.

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Sally Susman, a director of UL Solutions Inc. (ULS), acquired dividend-equivalent rights tied to deferred restricted stock units that convert into Class A common stock. The Form 4 reports accruals of 10 and 5 dividend-equivalent rights on two separate sets of deferred restricted stock units, each settled for Class A common stock at no cash price. After these accruals, the reporting person beneficially owns 4,946 and 2,797 shares attributable to those deferred units and accrued dividend equivalents. The deferred units vest or were vested consistent with the issuer's director deferred compensation plan and are expected to be settled in shares per the plan's timing and election provisions.

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Insider equity accruals and award aggregation reported by UL Solutions Inc. executive. Scott D'Angelo, EVP, CLO & Corporate Secretary, was credited with dividend equivalent rights that have been aggregated with underlying restricted stock units (RSUs) and reported together with the RSU awards. On 06/09/2025 the filing records acquisitions of 15 and 6 Class A common stock equivalents, increasing reported holdings to 8,578 and 3,574 shares respectively. On 09/08/2025 additional accruals of 17 and 7 were recorded, with resulting holdings of 8,595 and 3,581. The accrued dividend equivalents vest proportionately with the RSUs, which vest in three equal installments on the first, second and third anniversaries of May 1, 2025. The filing aggregates dividend equivalents with the underlying RSUs going forward.

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Vikram Kini, a director of UL Solutions Inc. (ULS), reported a Form 4 disclosing an acquisition of dividend-equivalent rights tied to restricted stock units on 09/08/2025. The filing shows 5 dividend equivalent rights were credited, each representing a contingent right to one share of Class A common stock, at a reported price of $0. After this accrual the reporting person beneficially owns 2,797 shares (including restricted stock units and accrued dividend equivalents). The underlying restricted stock units vest pro rata and will vest on the earlier of May 20, 2026 or the date of the issuer's next annual meeting. The Form 4 was signed by an attorney-in-fact on 09/10/2025.

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Marla C. Gottschalk, a director of UL Solutions Inc. (ULS), reported acquisitions on 09/08/2025 related to dividend equivalent rights on deferred restricted stock units (RSUs). The Form 4 shows accruals of 10 and 5 dividend-equivalent rights, each representing a contingent right to one share of the issuer's Class A Common Stock, recorded as acquisitions at $0. After the transactions the reporting person beneficially owned 4,946 and 2,797 shares attributable to those deferred RSUs respectively, held in direct form.

The filing explains the 10 rights relate to deferred RSUs that vested on May 1, 2025 and are expected to be settled in shares under the Non-Employee Director Deferred Compensation Plan, while the 5 rights vest on the earlier of May 20, 2026 or the next annual meeting and will be settled per the Plan.

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Michael H. Thaman, a director of UL Solutions Inc. (ULS), received dividend equivalent rights accrued on restricted stock units. The reported transaction shows 5 dividend equivalent rights were credited, each representing a contingent right to one share of Class A Common Stock, at no cash price. After this accrual, the reporting person beneficially owns 2,797 shares (direct ownership). The accrued dividend equivalents vest on the same schedule as the related restricted stock units, which vest on the earlier of May 20, 2026 or the date of the next annual meeting.

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Hooper Charles W, a director of UL Solutions Inc. (ULS), reported dividend-equivalent accruals tied to deferred restricted stock units on 09/08/2025. Two entries show accruals of dividend-equivalent rights that convert one-for-one into Class A common shares: an accrual of rights equal to 10 underlying shares (price $0) leaving 4,946 shares beneficially owned after the transaction, and an accrual equal to 5 underlying shares (price $0) leaving 2,797 shares beneficially owned after the transaction. The filing notes the first set of deferred RSUs vested on May 1, 2025 and will be settled in shares per the Non-Employee Director Deferred Compensation Plan; the second set vests on the earlier of May 20, 2026 or the next annual meeting and will likewise be settled in shares under the Plan. The Form 4 was signed by an attorney-in-fact on 09/10/2025.

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FAQ

How many UL Solutions (ULS) SEC filings are available on StockTitan?

StockTitan tracks 214 SEC filings for UL Solutions (ULS), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UL Solutions (ULS)?

The most recent SEC filing for UL Solutions (ULS) was filed on November 4, 2025.