UMBFP Form 4: Kemper J. Mariner Reports 9,000-Share Transfer
Kemper J. Mariner, identified as Chairman and CEO and a director of UMB Financial Corp, reported transactions on a Form 4 dated 11/01/2018.
Rhea-AI Filing Summary
Kemper J. Mariner, identified as Chairman and CEO and a director of UMB Financial Corp, reported transactions on a Form 4 dated 11/01/2018. The filing shows a disposition of 9,000 shares (transaction code G) at $0 and an entry showing 9,000 shares acquired at $0, with 181,189.1804 shares shown as directly beneficially owned after the reported transactions. The filing lists multiple indirect holdings across trusts, family custodial accounts, an ESOP, and affiliated entities totaling substantial additional shares (for example: 1,536,781 shares held by Pioneer Service Corporation and 392,029 held by Kemper Realty). The Form is signed by an attorney-in-fact, Jason Bartel, dated 09/11/2025.
Positive
- Timely disclosure of insider transactions by the company's Chairman and CEO
- Substantial indirect holdings remain in trusts and affiliated entities, indicating continued insider alignment
Negative
- Recorded disposal of 9,000 shares on 11/01/2018 (transaction code G)
- Filing signed by attorney-in-fact on 09/11/2025, which may indicate a delayed signature date relative to the transaction date
Insights
TL;DR: Routine insider reallocation recorded; significant indirect ownership remains concentrated in trusts and related entities.
The Form 4 documents a transaction dated 11/01/2018 reported by Kemper J. Mariner, who serves as Chairman and CEO and as a director. The entry shows both a disposal and an acquisition of 9,000 common shares at $0, which typically reflects internal transfers or non-cash transfers rather than open-market trades. The filing enumerates extensive indirect holdings through multiple trusts, family accounts, an ESOP, and related corporations, indicating continued concentrated ownership aligned with long-term control. The attorney-in-fact signature dated 09/11/2025 confirms the filing execution.
TL;DR: Disclosure is timely and factual; reported movements are small relative to aggregated beneficial positions listed.
The reported 9,000-share disposal and the corresponding 9,000-share acquisition (both coded G and recorded at $0) appear in Table I and leave the reporting person with 181,189.1804 shares directly owned plus numerous material indirect holdings (including over 1.5 million shares via Pioneer Service Corporation). There is no price reported for open-market sale or purchase activity, and no derivative transactions are listed. From a market-impact standpoint, the form documents internal reallocations or other non-cash transfers rather than sale proceeds or new purchases affecting public float.
Insider Trade Summary
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Gift | Common Stock | 9,000 | $0.00 | $0.00 |
| Gift | Common Stock | 9,000 | $0.00 | $0.00 |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
FAQ
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What transactions did Kemper J. Mariner report on the Form 4 for UMBFP?
What indirect holdings are disclosed by the reporting person?
Are there any derivative securities reported on this Form 4?
Who signed the Form 4 and when?
AI-generated analysis. How Rhea-AI works. Not financial advice.
