UMC vice president reports 1.46M share ownership

UNITED MICROELECTRONICS CORP Vice President Tzou Shih-Fang filed an initial ownership report showing holdings of 1,462,188 Common Shares.

Accepted by SEC EDGAR 05/07/2026 - 06:13 AM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

UNITED MICROELECTRONICS CORP Vice President Tzou Shih-Fang filed an initial ownership report showing holdings of 1,462,188 Common Shares. This position includes 828,800 shares of Restricted Stock Award (RSA), with a specified number of RSA shares scheduled to vest each year on December 5 from 2026 through 2029.

Insider Trade Summary

Holdings reported, no transactions

Holdings

Insider TZOU SHIH-FANG

Role Vice President

Type	Security	Shares	Price	Value
Holding	Common Shares	--	--	--

Holdings: Common Shares — 1,462,188 shares (Direct)

Footnotes (1)

1. F1. Includes 828,800 shares of Restricted Stock Award (RSA) and a specified number of shares subject to the RSA will vest annually on December 5 from 2026 to 2029.

Key Figures

Common Shares owned: 1,462,188 shares Restricted Stock Awards: 828,800 shares RSA vesting period start: December 5, 2026 +1 more

4 metrics

Common Shares owned 1,462,188 shares Direct ownership reported as of 2026-04-29

Restricted Stock Awards 828,800 shares RSA included within total Common Shares

RSA vesting period start December 5, 2026 First annual vesting date for RSA shares

RSA vesting period end December 5, 2029 Final scheduled annual vesting date for RSA shares

Key Terms

Common Shares, Restricted Stock Award (RSA), vest

3 terms

Common Shares financial

"security_title: "Common Shares""

Common shares are the basic units of ownership in a company that give holders a claim on profits and a right to vote on key matters, like electing the board. Think of them as membership cards in a club: they let you share in successes and losses, but in a bankruptcy or liquidation they are paid after creditors and preferred shareholders, so their value can swing more and matters for assessing risk and potential return.

Restricted Stock Award (RSA) financial

"Includes 828,800 shares of Restricted Stock Award (RSA)"

vest financial

"shares subject to the RSA will vest annually on December 5"

A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the UMC Form 3 filing by Tzou Shih-Fang show?

The filing shows Vice President Tzou Shih-Fang beneficially owns 1,462,188 UMC Common Shares. This total includes 828,800 Restricted Stock Award shares that will vest in portions on December 5 each year from 2026 through 2029.

How many UNITED MICROELECTRONICS (UMC) shares does Tzou Shih-Fang own?

Tzou Shih-Fang reports ownership of 1,462,188 UMC Common Shares. Within this amount, 828,800 shares are Restricted Stock Awards scheduled to vest annually on December 5 from 2026 to 2029, reflecting a mix of fully owned and time-based restricted equity.

What are the key details of the Restricted Stock Awards in the UMC filing?

The filing states that 828,800 UMC shares are Restricted Stock Awards (RSA). A specified number of these RSA shares will vest each year on December 5 from 2026 through 2029, meaning full ownership of those shares depends on remaining through the vesting dates.

Does the UMC Form 3 indicate any recent share purchases or sales?

No specific purchases or sales are described; the entry is categorized as a holding. It reports Tzou Shih-Fang’s post-reporting position of 1,462,188 Common Shares, including 828,800 Restricted Stock Award shares subject to future vesting between 2026 and 2029.

Is Tzou Shih-Fang’s UMC share ownership direct or indirect?

The filing classifies the 1,462,188 UMC Common Shares as directly owned. Footnotes clarify that 828,800 of these directly held shares are Restricted Stock Awards that will vest annually on December 5 from 2026 to 2029, subject to the award’s terms.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

TZOU SHIH-FANG

(Last) (First) (Middle)

8F, NO.68, SEC. 1, NEIHU RD.,

(Street)

TAIPEI TAIWAN 11493

(City) (State) (Zip)

TAIWAN

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
04/29/2026

3. Issuer Name and Ticker or Trading Symbol
UNITED MICROELECTRONICS CORP [ UMC ]

3a. Foreign Trading Symbol
[2303.TW]

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Vice President

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Shares	1,462,188(1)	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Includes 828,800 shares of Restricted Stock Award (RSA) and a specified number of shares subject to the RSA will vest annually on December 5 from 2026 to 2029.

Remarks:

Exhibit List Exhibit 24: Power of Attorney

	/s/Chitung Liu, attorney-in-fact	05/07/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)