STOCK TITAN

UNFI (NYSE: UNFI) CAO Hong Thi Dinh reports initial stock and RSU position

(Neutral)
(Neutral)
Form Type
3

Rhea-AI Filing Summary

UNITED NATURAL FOODS INC disclosed the initial holdings of Chief Accounting Officer Hong Thi Dinh. The filing shows direct ownership of 4,246 shares of common stock and restricted stock units tied to 3,663 underlying shares of common stock.

These restricted stock units were granted under the company’s 2020 Equity Incentive Plan in awards dated April 1, 2025 and December 18, 2025, and will vest in three equal installments beginning April 1, 2026 and December 18, 2026. The RSUs will be settled in cash based on the fair market value of the common stock on each vesting date, unless the Compensation Committee instead chooses to settle them in shares on a one-for-one basis.

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Insider Dinh Hong Thi
Role Chief Accounting Officer
Type Security Shares Price Value
holding Restricted Stock Unit -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Restricted Stock Unit — 3,663 shares (Direct); Common Stock — 4,246 shares (Direct)
Footnotes (3)
  1. F1. Restricted stock units ("RSUs") granted pursuant to the Fifth Amended and Restated 2020 Equity Incentive Plan on December 18, 2025, which will vest in three equal installments beginning on December 18, 2026.
  2. F2. RSUs granted pursuant to the Fourth Amended and Restated 2020 Equity Incentive Plan on April 1, 2025, which will vest in three equal installments beginning on April 1, 2026.
  3. F3. RSUs will be settled in cash in an amount equal to the fair market value of one share of common stock on the applicable vesting date unless the Compensation Committee determines in its sole discretion to settle the RSUs in shares of common stock on a one-for-one basis.

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FAQ

What does the Form 3 filing for UNFI Chief Accounting Officer Hong Thi Dinh show?

The Form 3 shows Hong Thi Dinh’s initial ownership in UNITED NATURAL FOODS INC, including 4,246 shares of common stock and restricted stock units linked to 3,663 underlying shares, all held directly as part of the company’s equity compensation program.

How many UNFI common shares does Hong Thi Dinh directly hold after this Form 3?

After this filing, Hong Thi Dinh directly holds 4,246 shares of UNITED NATURAL FOODS INC common stock. This figure represents her reported direct equity stake, separate from any additional value tied to her outstanding restricted stock units granted under the equity incentive plan.

What restricted stock unit awards in UNFI does Hong Thi Dinh report on Form 3?

She reports restricted stock units referencing 3,663 underlying shares of UNFI common stock. These RSUs were granted on April 1, 2025 and December 18, 2025 under the 2020 Equity Incentive Plan and form a key component of her long-term incentive compensation.

When will Hong Thi Dinh’s UNFI restricted stock units begin to vest?

Her RSUs vest in three equal installments beginning April 1, 2026 and December 18, 2026. Each grant follows this three‑installment schedule, gradually delivering value over time as long as she meets any ongoing service or plan conditions attached to the awards.

How will Hong Thi Dinh’s UNFI RSUs be settled at vesting?

The RSUs will be settled in cash equal to the fair market value of one UNFI common share on each vesting date, unless the Compensation Committee decides instead to deliver actual shares on a one‑for‑one basis, giving flexibility in how the awards are ultimately paid.

Does this UNFI Form 3 indicate any stock purchases or sales by Hong Thi Dinh?

The Form 3 does not indicate any purchases or sales. It lists her existing holdings of common stock and restricted stock units as of the reporting date, serving as a baseline disclosure of her ownership position upon becoming a reporting insider at UNITED NATURAL FOODS INC.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Dinh Hong Thi

(Last) (First) (Middle)
C/O UNITED NATURAL FOODS, INC.
15 PARK ROW WEST, SUITE 302

(Street)
PROVIDENCE RI 02903

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/16/2026
3. Issuer Name and Ticker or Trading Symbol
UNITED NATURAL FOODS INC [ UNFI ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Accounting Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 4,246(1) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Unit (2) (2) Common Stock 3,663 (3) D
Explanation of Responses:
1. Restricted stock units ("RSUs") granted pursuant to the Fifth Amended and Restated 2020 Equity Incentive Plan on December 18, 2025, which will vest in three equal installments beginning on December 18, 2026.
2. RSUs granted pursuant to the Fourth Amended and Restated 2020 Equity Incentive Plan on April 1, 2025, which will vest in three equal installments beginning on April 1, 2026.
3. RSUs will be settled in cash in an amount equal to the fair market value of one share of common stock on the applicable vesting date unless the Compensation Committee determines in its sole discretion to settle the RSUs in shares of common stock on a one-for-one basis.
Remarks:
Exhibit 24 - Power of Attorney
/s/ Jody L. Hyvarinen, Power-of-Attorney, in fact 03/16/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.