UNFI (NYSE: UNFI) CAO Hong Thi Dinh reports initial stock and RSU position
Rhea-AI Filing Summary
UNITED NATURAL FOODS INC disclosed the initial holdings of Chief Accounting Officer Hong Thi Dinh. The filing shows direct ownership of 4,246 shares of common stock and restricted stock units tied to 3,663 underlying shares of common stock.
These restricted stock units were granted under the company’s 2020 Equity Incentive Plan in awards dated April 1, 2025 and December 18, 2025, and will vest in three equal installments beginning April 1, 2026 and December 18, 2026. The RSUs will be settled in cash based on the fair market value of the common stock on each vesting date, unless the Compensation Committee instead chooses to settle them in shares on a one-for-one basis.
Positive
- None.
Negative
- None.
Insider Trade Summary
2 transactions reported
Mixed
2 txns
Insider
Dinh Hong Thi
Role
Chief Accounting Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Restricted Stock Unit | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Restricted Stock Unit — 3,663 shares (Direct);
Common Stock — 4,246 shares (Direct)
Footnotes (3)
- F1. Restricted stock units ("RSUs") granted pursuant to the Fifth Amended and Restated 2020 Equity Incentive Plan on December 18, 2025, which will vest in three equal installments beginning on December 18, 2026.
- F2. RSUs granted pursuant to the Fourth Amended and Restated 2020 Equity Incentive Plan on April 1, 2025, which will vest in three equal installments beginning on April 1, 2026.
- F3. RSUs will be settled in cash in an amount equal to the fair market value of one share of common stock on the applicable vesting date unless the Compensation Committee determines in its sole discretion to settle the RSUs in shares of common stock on a one-for-one basis.
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FAQ
What does the Form 3 filing for UNFI Chief Accounting Officer Hong Thi Dinh show?
The Form 3 shows Hong Thi Dinh’s initial ownership in UNITED NATURAL FOODS INC, including 4,246 shares of common stock and restricted stock units linked to 3,663 underlying shares, all held directly as part of the company’s equity compensation program.
What restricted stock unit awards in UNFI does Hong Thi Dinh report on Form 3?
She reports restricted stock units referencing 3,663 underlying shares of UNFI common stock. These RSUs were granted on April 1, 2025 and December 18, 2025 under the 2020 Equity Incentive Plan and form a key component of her long-term incentive compensation.
When will Hong Thi Dinh’s UNFI restricted stock units begin to vest?
Her RSUs vest in three equal installments beginning April 1, 2026 and December 18, 2026. Each grant follows this three‑installment schedule, gradually delivering value over time as long as she meets any ongoing service or plan conditions attached to the awards.
How will Hong Thi Dinh’s UNFI RSUs be settled at vesting?
The RSUs will be settled in cash equal to the fair market value of one UNFI common share on each vesting date, unless the Compensation Committee decides instead to deliver actual shares on a one‑for‑one basis, giving flexibility in how the awards are ultimately paid.
Does this UNFI Form 3 indicate any stock purchases or sales by Hong Thi Dinh?
The Form 3 does not indicate any purchases or sales. It lists her existing holdings of common stock and restricted stock units as of the reporting date, serving as a baseline disclosure of her ownership position upon becoming a reporting insider at UNITED NATURAL FOODS INC.