STOCK TITAN

UNFI (UNFI) CAO cash-settles 1,221 RSUs at $44.82, holds 4,246 shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

UNITED NATURAL FOODS INC Chief Accounting Officer Hong Thi Dinh reported routine equity compensation activity. On April 1, 2026, 1,221 previously granted restricted stock units vested and were settled in cash at $44.82 per unit. According to the disclosure, no common shares were issued to or disposed of by the officer in connection with this settlement.

The RSUs were granted under the Fourth Amended and Restated 2020 Equity Incentive Plan on April 1, 2025 and are scheduled to vest in three equal annual installments beginning April 1, 2026. Following these transactions, Dinh holds 4,246 shares of common stock directly and 2,442 RSUs remain outstanding, reflecting a standard compensation-related event rather than an open‑market trade.

Positive

  • None.

Negative

  • None.
Insider Dinh Hong Thi
Role Chief Accounting Officer
Type Security Shares Price Value
Exercise Restricted Stock Unit 1,221 $0.00 --
Exercise Common Stock 1,221 $0.00 --
Disposition Common Stock 1,221 $44.82 $55K
Holdings After Transaction: Restricted Stock Unit — 2,442 shares (Direct); Common Stock — 5,467 shares (Direct)
Footnotes (1)
  1. Represents the cash settlement of previously granted restricted stock units ("RSUs"). Each RSU was settled for $44.82, the closing price per share of common stock of the Company on April 1, 2026. No shares were issued to the reporting person, and the reporting person did not dispose of any shares. These RSUs were granted pursuant to the Fourth Amended and Restated 2020 Equity Incentive Plan on April 1, 2025, and will vest annually in three equal installments beginning on April 1, 2026.
RSUs vested 1,221 units Restricted stock units settled on April 1, 2026
RSU cash settlement price $44.82 per unit Closing price of UNFI common stock on April 1, 2026
Common shares held after 4,246 shares Direct UNFI common stock ownership following reported transactions
RSUs remaining outstanding 2,442 units Unvested RSUs after the April 1, 2026 vesting
RSU grant date April 1, 2025 Grant under Fourth Amended and Restated 2020 Equity Incentive Plan
Vesting schedule Three equal annual installments Beginning April 1, 2026 for the granted RSUs
Restricted Stock Unit financial
"Represents the cash settlement of previously granted restricted stock units ("RSUs")."
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
RSUs financial
"These RSUs were granted pursuant to the Fourth Amended and Restated 2020 Equity Incentive Plan"
RSUs, or restricted stock units, are a form of company shares given to employees as part of their compensation. They are typically awarded with certain restrictions, such as a waiting period before they can be fully owned or sold, similar to earning a gift that becomes fully yours over time. For investors, RSUs can impact a company's stock offerings and reflect how much the company relies on stock-based incentives to attract and retain talent.
Fourth Amended and Restated 2020 Equity Incentive Plan financial
"These RSUs were granted pursuant to the Fourth Amended and Restated 2020 Equity Incentive Plan on April 1, 2025"
cash settlement financial
"Represents the cash settlement of previously granted restricted stock units ("RSUs")."
Cash settlement is a process where, instead of exchanging physical assets like stocks or commodities, the parties involved settle the difference in value with money after a contract ends. For investors, it simplifies transactions by avoiding the need to handle or deliver the actual asset, making it quicker and more convenient to complete trades. This method ensures a straightforward way to settle agreements based on their final value.
Disposition to issuer regulatory
"transaction_code_description": "Disposition to issuer""
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Dinh Hong Thi

(Last)(First)(Middle)
C/O UNITED NATURAL FOODS, INC.
15 PARK ROW WEST, SUITE 302

(Street)
PROVIDENCE RHODE ISLAND 02903

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
UNITED NATURAL FOODS INC [ UNFI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Accounting Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/01/2026M1,221A(1)5,467D
Common Stock04/01/2026D1,221D$44.824,246D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Unit(1)04/01/2026M1,221 (2)04/01/2028Common Stock1,221(1)2,442D
Explanation of Responses:
1. Represents the cash settlement of previously granted restricted stock units ("RSUs"). Each RSU was settled for $44.82, the closing price per share of common stock of the Company on April 1, 2026. No shares were issued to the reporting person, and the reporting person did not dispose of any shares.
2. These RSUs were granted pursuant to the Fourth Amended and Restated 2020 Equity Incentive Plan on April 1, 2025, and will vest annually in three equal installments beginning on April 1, 2026.
Remarks:
/s/ Jody L. Hyvarinen, Power-of-Attorney, in fact04/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did UNFI Chief Accounting Officer Hong Thi Dinh report?

Hong Thi Dinh reported the vesting and cash settlement of 1,221 restricted stock units. Each RSU was settled at $44.82, and the company states no common shares were issued or disposed in connection with this routine compensation event.

Did the UNFI Form 4 show Hong Thi Dinh buying or selling UNFI common stock?

The filing indicates no common shares were issued to or disposed of by Hong Thi Dinh. The event reflects cash settlement of previously granted restricted stock units, not an open-market purchase or sale of UNFI common stock.

How many UNFI restricted stock units vested and what price was used for settlement?

A total of 1,221 restricted stock units vested and were settled in cash. Each RSU was settled at $44.82, equal to the company’s common stock closing price on April 1, 2026, as specified in the disclosure footnote.

What are Hong Thi Dinh’s UNFI share holdings after the reported Form 4 transactions?

After the reported transactions, Hong Thi Dinh directly holds 4,246 shares of UNFI common stock. The filing also shows 2,442 restricted stock units remaining outstanding, providing additional equity-based compensation exposure beyond the current share ownership.

Under which plan were the UNFI restricted stock units granted to Hong Thi Dinh?

The RSUs were granted under United Natural Foods’ Fourth Amended and Restated 2020 Equity Incentive Plan. They were awarded on April 1, 2025, and are scheduled to vest annually in three equal installments beginning April 1, 2026, subject to plan terms.

Is the UNFI Form 4 for Hong Thi Dinh a routine compensation event?

Yes. The filing describes vesting and cash settlement of restricted stock units granted under an equity incentive plan. With no open-market share purchases or sales disclosed, it represents routine compensation rather than a directional trading signal in UNFI stock.