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Unum Group (NYSE: UNM) awards director 2,191 RSUs vesting by 2027

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Cross Susan Lee reported acquisition or exercise transactions in this Form 4 filing.

Unum Group director Susan Lee Cross received a grant of 2,191 restricted stock units as equity compensation, with no cash paid per unit. These RSUs vest on the earlier of May 26, 2027, or the company’s next annual shareholder meeting, tying her interests to future performance.

After this award and recent settlements, her beneficial holdings total 66,185 share-based interests, including 8,599 deferred share rights, 13,820 RSUs, and 43,766 shares of common stock, all ultimately deliverable on a 1-for-1 basis in Unum common shares.

Positive

  • None.

Negative

  • None.
Insider Cross Susan Lee
Role null
Type Security Shares Price Value
Grant/Award Common Stock 2,191 $0.00 --
Holdings After Transaction: Common Stock — 66,185 shares (Direct, null)
Footnotes (1)
  1. All are restricted stock units ("RSUs") vesting on the earlier of May 26, 2027, or the date of Unum Group's next annual meeting of shareholders. Includes 8,599 deferred share rights ("DSRs"), 13,820 RSUs, and 43,766 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 2,198.000 RSUs since the date of the reporting person's prior Form 4.
RSUs granted 2,191 units Restricted stock unit award to director on May 26, 2026
Post-transaction holdings 66,185 share-based interests Total beneficial holdings following the award
Deferred share rights 8,599 units Deferred share rights included in total holdings
RSUs outstanding 13,820 units Restricted stock units included in total holdings
Common shares held 43,766 shares Common stock portion of beneficial ownership
Vesting date May 26, 2027 Latest date when new RSUs vest, or earlier annual meeting
restricted stock units ("RSUs") financial
"All are restricted stock units ("RSUs") vesting on the earlier of May 26, 2027, or the date of Unum Group's next annual meeting"
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
deferred share rights ("DSRs") financial
"Includes 8,599 deferred share rights ("DSRs"), 13,820 RSUs, and 43,766 shares of common stock"
beneficial ownership financial
"Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 2,198.000 RSUs"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
1-for-1 basis financial
"All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock"
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Cross Susan Lee
(Last)(First)(Middle)
1 FOUNTAIN SQUARE
(Street)
CHATTANOOGA TENNESSEE 37402
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Unum Group [ UNM ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/26/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/26/2026A2,191(1)A$066,185(2)(3)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. All are restricted stock units ("RSUs") vesting on the earlier of May 26, 2027, or the date of Unum Group's next annual meeting of shareholders.
2. Includes 8,599 deferred share rights ("DSRs"), 13,820 RSUs, and 43,766 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.
3. Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 2,198.000 RSUs since the date of the reporting person's prior Form 4.
Remarks:
/s/ Jullienne, J. Paul, Attorney-in-Fact05/28/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Unum Group (UNM) report for Susan Lee Cross?

Unum Group reported that director Susan Lee Cross received 2,191 restricted stock units as an equity award. The grant was at no cash cost per unit and increases her overall equity-linked exposure to Unum’s common stock.

When do Susan Lee Cross’s new Unum (UNM) RSUs vest?

The 2,191 restricted stock units vest on the earlier of May 26, 2027, or the date of Unum Group’s next annual shareholder meeting. This schedule aligns the award with the company’s regular governance and board service cycle.

How many Unum (UNM) shares and units does Susan Lee Cross now beneficially own?

Following the latest award and RSU settlements, Susan Lee Cross beneficially owns 66,185 share-based interests, including 43,766 common shares, 13,820 restricted stock units, and 8,599 deferred share rights, all ultimately deliverable in Unum common stock on a one-for-one basis.

What are deferred share rights (DSRs) and RSUs in Unum (UNM) director compensation?

Deferred share rights and restricted stock units are equity-based awards that convert into common shares on a one-for-one basis. For Unum directors, these instruments provide non-cash compensation that mirrors shareholder outcomes over time as they vest or settle.

Did Susan Lee Cross buy or sell Unum (UNM) shares in this Form 4?

The Form 4 shows an acquisition through an equity award, not a market trade. Code “A” reflects 2,191 restricted stock units granted as compensation, with no open-market buying or selling of Unum common shares reported in this transaction.