Unum Group (NYSE: UNM) EVP gets RSU award, withholds shares for taxes

Filing Impact

(Moderate)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Unum Group EVP Christopher W. Pyne reported a mix of stock dispositions and awards in company common stock. On March 1, 2026, he disposed of 1,161, 1,168 and 1,198 shares in tax-withholding transactions at $71.73 per share tied to vesting stock-settled RSUs. He also acquired a grant of 12,460 stock-settled restricted stock units, which vest in three near-equal annual installments beginning on March 1, 2027. After these transactions, he directly holds 57,120 shares and stock-settled RSUs in total.

Insider Trade Summary

4 transactions reported

Mixed 4 txns

Insider Pyne Christopher W

Role EVP, Group Benefits

Type	Security	Shares	Price	Value
Tax Withholding	Common Stock	1,161	$71.73	$83K
Tax Withholding	Common Stock	1,168	$71.73	$84K
Tax Withholding	Common Stock	1,198	$71.73	$86K
Grant/Award	Common Stock	12,460	$0.00	--

Holdings After Transaction: Common Stock — 47,026 shares (Direct)

Footnotes (1)

Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,762 stock-settled RSUs (as defined in footnote (2) below). Includes 17,861 restricted stock units and 29,165 shares of common stock. All restricted stock units ("stock-settled RSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,780 stock-settled RSUs. Includes 15,081 stock-settled RSUs and 30,777 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,850 stock-settled RSUs. Includes 12,231 stock-settled RSUs and 32,429 shares of common stock. Fractional amounts have been rounded to the nearest whole number. All are stock-settled RSUs, which vest in three near-equal annual installments beginning on March 1, 2027. Includes 24,691 stock-settled RSUs and 32,429 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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Form 4 Insider Transactions: What Each Field Means →

Accepted by SEC EDGAR 03/03/2026 - 05:40 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Pyne Christopher W

(Last)

(First)

(Middle)

1 FOUNTAIN SQUARE

(Street)

CHATTANOOGA

37402

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
Unum Group [ UNM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	EVP, Group Benefits

3. Date of Earliest Transaction (Month/Day/Year)
03/01/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	03/01/2026		F		1,161⁽¹⁾	D	$71.73	47,026⁽²⁾	D
Common Stock	03/01/2026		F		1,168⁽³⁾	D	$71.73	45,858⁽⁴⁾	D
Common Stock	03/01/2026		F		1,198⁽⁵⁾	D	$71.73	44,660⁽⁶⁾	D
Common Stock	03/01/2026		A		12,460⁽⁷⁾	A	$0	57,120⁽⁸⁾	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,762 stock-settled RSUs (as defined in footnote (2) below).

2. Includes 17,861 restricted stock units and 29,165 shares of common stock. All restricted stock units ("stock-settled RSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

3. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,780 stock-settled RSUs.

4. Includes 15,081 stock-settled RSUs and 30,777 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

5. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,850 stock-settled RSUs.

6. Includes 12,231 stock-settled RSUs and 32,429 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

7. All are stock-settled RSUs, which vest in three near-equal annual installments beginning on March 1, 2027.

8. Includes 24,691 stock-settled RSUs and 32,429 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Remarks:

	/s/ Jullienne, J. Paul, Attorney-in-Fact	03/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What did Unum Group (UNM) EVP Christopher W. Pyne report in this Form 4?

Christopher W. Pyne reported both stock dispositions and an equity award. He had shares withheld to cover tax obligations from vesting stock-settled RSUs and received a grant of 12,460 stock-settled restricted stock units that will vest over three years beginning March 1, 2027.

How many Unum Group (UNM) shares were disposed of for tax withholding by the EVP?

The Form 4 shows three tax-withholding dispositions of Unum common stock. These involved 1,161 shares, 1,168 shares, and 1,198 shares, each at a price of $71.73 per share, to satisfy tax obligations associated with the vesting of stock-settled restricted stock units.

What equity award did Unum Group (UNM) grant to EVP Christopher W. Pyne?

Unum granted Christopher W. Pyne 12,460 stock-settled restricted stock units. These RSUs are payable only in Unum common shares on a one-for-one basis and are scheduled to vest in three near-equal annual installments beginning on March 1, 2027, subject to continued conditions.

When do the newly granted Unum Group (UNM) RSUs to the EVP begin vesting?

The newly granted stock-settled RSUs to the EVP begin vesting on March 1, 2027. According to the filing, they vest in three near-equal annual installments, meaning portions of the award become deliverable as common shares over three consecutive years.

How many Unum Group (UNM) shares and RSUs does the EVP hold after these transactions?

Following the reported transactions, the EVP directly holds a total of 57,120 Unum equity interests. This figure includes both common shares and stock-settled restricted stock units, which may be settled on a one-for-one basis in Unum Group common stock, subject to their vesting terms.

Were the Unum Group (UNM) stock dispositions by the EVP open-market sales?

No. The reported dispositions are coded as tax-withholding transactions. The shares were withheld by the company to satisfy tax liabilities associated with the vesting of existing stock-settled restricted stock units, rather than discretionary open-market sales initiated by the executive.