Unum Group (NYSE: UNM) EVP granted RSUs and withholds shares for taxes

Filing Impact

(Moderate)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Unum Group executive Lisa G. Iglesias reported equity compensation activity involving company common stock. On March 1, 2026, she had three tax-withholding dispositions coded "F" of 1,244, 1,309, and 818 shares at $71.73 per share to satisfy tax obligations on vesting stock-settled restricted stock units (RSUs).

On the same date, she also reported an "A" transaction, receiving a grant of 7,685 stock-settled RSUs, which may be settled 1-for-1 in common stock and are scheduled to vest in three near-equal annual installments beginning on March 1, 2027. After these transactions, her directly owned holdings included both common shares and multiple blocks of stock-settled RSUs.

Insider Trade Summary

4 transactions reported

Mixed 4 txns

Insider IGLESIAS LISA G

Role EVP, General Counsel

Type	Security	Shares	Price	Value
Tax Withholding	Common Stock	1,244	$71.73	$89K
Tax Withholding	Common Stock	1,309	$71.73	$94K
Tax Withholding	Common Stock	818	$71.73	$59K
Grant/Award	Common Stock	7,685	$0.00	--

Holdings After Transaction: Common Stock — 27,395 shares (Direct)

Footnotes (1)

Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,362 stock-settled RSUs (as defined in footnote (2) below). Includes 13,879 restricted stock units and 13,516 shares of common stock. All restricted stock units ("stock-settled RSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,536 stock-settled RSUs. Includes 10,343 stock-settled RSUs and 15,743 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,210 stock-settled RSUs. Includes 8,133 stock-settled RSUs and 17,135 shares of common stock. Fractional amounts have been rounded to the nearest whole number. All are stock-settled RSUs, which vest in three near-equal annual installments beginning on March 1, 2027. Includes 15,818 stock-settled RSUs and 17,135 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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Form 4 Insider Transactions: What Each Field Means →

Accepted by SEC EDGAR 03/03/2026 - 05:35 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

IGLESIAS LISA G

(Last)

(First)

(Middle)

1 FOUNTAIN SQUARE

(Street)

CHATTANOOGA

37402

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
Unum Group [ UNM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	EVP, General Counsel

3. Date of Earliest Transaction (Month/Day/Year)
03/01/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	03/01/2026		F		1,244⁽¹⁾	D	$71.73	27,395⁽²⁾	D
Common Stock	03/01/2026		F		1,309⁽³⁾	D	$71.73	26,086⁽⁴⁾	D
Common Stock	03/01/2026		F		818⁽⁵⁾	D	$71.73	25,268⁽⁶⁾	D
Common Stock	03/01/2026		A		7,685⁽⁷⁾	A	$0	32,953⁽⁸⁾	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,362 stock-settled RSUs (as defined in footnote (2) below).

2. Includes 13,879 restricted stock units and 13,516 shares of common stock. All restricted stock units ("stock-settled RSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

3. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,536 stock-settled RSUs.

4. Includes 10,343 stock-settled RSUs and 15,743 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

5. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,210 stock-settled RSUs.

6. Includes 8,133 stock-settled RSUs and 17,135 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

7. All are stock-settled RSUs, which vest in three near-equal annual installments beginning on March 1, 2027.

8. Includes 15,818 stock-settled RSUs and 17,135 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Remarks:

	/s/ Jullienne, J. Paul, Attorney-in-Fact	03/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did Unum Group (UNM) report for Lisa G. Iglesias?

Unum Group EVP and General Counsel Lisa G. Iglesias reported three tax-withholding dispositions of common stock and one grant of stock-settled restricted stock units, all dated March 1, 2026, reflecting routine equity compensation activity and associated tax settlements.

How many Unum (UNM) shares were disposed of for tax withholding by Lisa G. Iglesias?

Lisa G. Iglesias reported three tax-withholding dispositions coded "F" of 1,244, 1,309, and 818 Unum common shares. These shares were withheld to cover tax obligations tied to the vesting of previously granted stock-settled restricted stock units.

What stock award did Lisa G. Iglesias receive from Unum Group (UNM)?

She received a grant coded "A" of 7,685 stock-settled restricted stock units. Each RSU may settle into one share of Unum common stock and will vest in three near-equal annual installments beginning on March 1, 2027, subject to continued service conditions.

Why were Unum (UNM) shares withheld in Lisa G. Iglesias’s Form 4 filing?

The filing states shares were withheld to satisfy tax withholding obligations on vesting RSUs. Specifically, shares related to vesting blocks of 3,362, 3,536, and 2,210 stock-settled RSUs were used to cover applicable tax liabilities instead of separate cash payments.

How are Lisa G. Iglesias’s Unum (UNM) restricted stock units structured?

Her stock-settled RSUs may be settled on a one-for-one basis in Unum common shares. A reported award of 7,685 RSUs will vest in three near-equal annual installments starting March 1, 2027, with fractional amounts rounded to the nearest whole unit.

Does the Unum (UNM) Form 4 show direct or indirect ownership for Lisa G. Iglesias?

All reported holdings and transactions for Lisa G. Iglesias are marked as direct ownership. The Form 4 does not attribute the shares or RSUs to any trust, LLC, or other indirect entity, and no footnote disclaims her beneficial ownership.