Welcome to our dedicated page for Unity Bancorp SEC filings (Ticker: UNTY), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Unity Bancorp, Inc. filings document the regulatory record of a New Jersey bank holding company and the parent of Unity Bank. Form 8-K reports cover earnings releases, financial-condition updates, cash dividend declarations, Regulation FD presentations, shareholder-meeting results, officer appointments and deferred compensation plan amendments.
Proxy materials disclose director elections, auditor ratification, executive compensation and equity-award information. The company’s filed exhibits and meeting materials also describe banking performance measures such as net interest income, net interest margin, provision for credit losses, noninterest income, capital position and balance-sheet activity tied to Unity Bank’s retail, corporate and small business banking operations.
UNITY BANCORP INC /NJ/ CEO James A. Hughes exercised stock options and sold shares on February 18, 2026. He exercised 1,500 stock options (Stock Option – Right to Buy) and received 1,500 shares of common stock at an exercise price of $8.95 per share.
On the same day, he completed an open-market sale of 1,500 shares of common stock at $54.50 per share, leaving 173,013 common shares held directly, as detailed across several accounts. Following these transactions, he also holds 89,000 fully exercisable stock options and 41,824 restricted shares, which include dividend reinvestment shares and upcoming vesting dates.
Unity Bancorp, Inc. common stock ownership was reported in an amended Schedule 13G by The Banc Funds Company, L.L.C. d/b/a 1st and Main Growth Partners, together with affiliated funds. The filing shows beneficial ownership of 375,469 shares of common stock, representing 3.7% of the class.
The reporting person has sole power to vote and dispose of these 375,469 shares, with no shared voting or dispositive power. Several affiliated entities report zero beneficial ownership. The filer certifies the shares were not acquired or held to change or influence control of Unity Bancorp.
Unity Bancorp officer James Joseph Donovan, the company’s Chief Lending Officer and FSVP, reported a small insider stock sale. On January 29, 2026, he sold 265 shares of common stock at a price of $52.11 per share, leaving him with no unrestricted common shares.
Following this transaction, his reported beneficial holdings consist of 5,200 shares of restricted stock, held in an account at Computershare with upcoming vesting dates. Total reported beneficial ownership after the sale is 5,200 shares, all in restricted form.
A shareholder has filed a notice of proposed sale under Rule 144 for 265 shares of common stock, with an aggregate market value of $13,809.18. The shares are expected to be sold on or about January 29, 2026 through Morgan Stanley Smith Barney LLC on the NASDAQ.
The 265 shares were acquired as restricted stock from the issuer on January 27, 2026, with the same date listed as the payment date. The filing also notes that James Donovan sold 777 common shares in the past three months for gross proceeds of $43,566.39, and reports 10,039,444 common shares outstanding for the issuer.
Unity Bancorp Chief Retail Officer/SVP Daniel Sharabba reported routine equity compensation activity. On January 27, 2026, 186 restricted shares were withheld at $52.33 per share to cover taxes on 438 vesting shares, and he received a grant of 2,000 restricted shares at no cost.
The new grant vests in four equal installments of 500 shares each year from January 27, 2027 through January 27, 2030. Following these updates, he beneficially owns 6,007 shares in total, including 4,885 shares in a Computershare account and 1,122 shares in a Shareworks account.
Unity Bancorp’s Chief Credit Officer and SVP, Minsu Kim, reported routine equity compensation changes. On 01/27/2026, 170 restricted shares were withheld at $52.33 per share to cover taxes on 400 vesting restricted shares.
On the same date, Kim received a grant of 2,000 restricted shares under the 2023 Equity Compensation Plan, vesting in four annual installments of 500 shares each from 01/27/2027 through 01/27/2030. Following these transactions, Kim holds 4,751 restricted shares in a Computershare account, including dividend reinvested shares, and 1,021 common shares in a Shareworks account.
Unity Bancorp officer Vincent Geraci reported equity compensation activity and updated holdings. On January 27, 2026, 316 restricted shares were withheld at $52.33 per share to cover taxes on 750 restricted shares that vested. The same day, he received a grant of 3,250 restricted shares under the 2023 Equity Compensation Plan, which vest over four years starting in 2027. Following these transactions, he beneficially owns 8,250 restricted shares and 434 common shares, for total beneficial ownership of 8,684 shares, all held directly in accounts at Computershare and Shareworks.
Unity Bancorp Inc. Chief Lending Officer/FSVP James J. Donovan reported equity award activity in company stock. On 01/27/2026, 135 restricted shares were withheld at $52.33 per share to cover taxes on 400 restricted shares that vested. The same day, he received a grant of 2,000 restricted shares under the 2023 Equity Compensation Plan, scheduled to vest in four equal annual installments of 500 shares from 01/27/2027 through 01/27/2030. Following these transactions, he directly holds 5,200 restricted shares at Computershare with upcoming vesting dates and 265 common shares at Shareworks, for total reported beneficial ownership of 5,465 Unity Bancorp shares.
Unity Bancorp Chief Financial Officer James R. Davies reported equity compensation-related share movements. On January 27, 2026, 133 restricted shares were withheld at $52.33 per share to cover taxes on the vesting of 313 restricted shares. The same day, he received a grant of 2,000 restricted shares under the 2023 Equity Compensation Plan, vesting in four equal annual installments of 500 shares from January 27, 2027 through January 27, 2030. Following these transactions, he beneficially owns 6,133 UNTY shares in total, consisting of 4,188 restricted shares (including dividend reinvested shares) and 1,945 shares of common stock held in brokerage and plan accounts.