Welcome to our dedicated page for Unity Bancorp SEC filings (Ticker: UNTY), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Unity Bancorp, Inc. filings document the regulatory record of a New Jersey bank holding company and the parent of Unity Bank. Form 8-K reports cover earnings releases, financial-condition updates, cash dividend declarations, Regulation FD presentations, shareholder-meeting results, officer appointments and deferred compensation plan amendments.
Proxy materials disclose director elections, auditor ratification, executive compensation and equity-award information. The company’s filed exhibits and meeting materials also describe banking performance measures such as net interest income, net interest margin, provision for credit losses, noninterest income, capital position and balance-sheet activity tied to Unity Bank’s retail, corporate and small business banking operations.
Unity Bancorp Chief Information Officer/SVP David G. Bove reported equity compensation changes in company stock. On January 27, 2026, 126 restricted shares were withheld at $52.33 per share to cover taxes on 375 vesting restricted shares, and he received a new grant of 2,000 restricted shares that vest in four equal annual installments from 2027 through 2030. Following these transactions, he directly holds 4,625 restricted shares at Computershare with upcoming vesting dates, 11,636 common shares at Shareworks, and 13,000 fully exercisable stock options, for total reported beneficial ownership of 29,261 shares.
Unity Bancorp director Aaron Tucker reported an equity award and updated holdings. On January 27, 2026, he was granted 1,200 shares of restricted stock at $0.00 per share under the 2023 Equity Compensation Plan. These shares vest in four equal installments of 300 shares each year from January 27, 2027 through January 27, 2030.
After the grant, Tucker beneficially owns 4,000 restricted shares with upcoming vesting dates, 66,718 shares of common stock held directly across several accounts, and 18,300 stock options that are currently exercisable, for total reported beneficial ownership of 89,018 shares.
Unity Bancorp director Raj Patel received a grant of 1,200 shares of restricted stock on January 27, 2026 under the 2023 Equity Compensation Plan. These shares vest in four equal installments of 300 shares each year from January 27, 2027 through January 27, 2030.
After this grant, Patel holds 4,000 restricted shares and 55,322 common shares directly, spread across accounts at Charles Schwab, Morgan Stanley, and Shareworks. He also holds 8,200 stock options that are currently exercisable, bringing total reported beneficial ownership to 67,522 shares.
Unity Bancorp director Peter E. Maricondo reported an equity grant and updated holdings. On 01/27/2026 he received 1,200 shares of restricted stock at $0.00 per share under the 2023 Equity Compensation Plan.
The grant vests in four annual installments of 300 shares each on 01/27/2027, 01/27/2028, 01/27/2029, and 01/27/2030. After this award, he holds 4,000 restricted shares directly, 44,813 common shares directly, and 18,400 fully exercisable stock options, for total beneficial ownership of 67,213 shares.
Unity Bancorp Inc. director Mary E. Gross received a grant of 1,200 shares of restricted stock on 1/27/2026 under the 2023 Equity Compensation Plan. These restricted shares vest in four equal installments of 300 shares each on 1/27/2027, 1/27/2028, 1/27/2029, and 1/27/2030.
After this award, she beneficially owns 4,000 restricted shares and 20,554 shares of common stock, for total beneficial ownership of 24,554 shares. The restricted shares are held at Computershare, while 19,465 common shares are held at Shareworks and 1,089 in a brokerage account.
Unity Bancorp Inc. director and 10% owner Robert H. Dallas II reported a grant of 1,200 shares of restricted stock on 1/27/2026 at a price of $0.00 per share. These shares were granted under the 2023 Equity Compensation Plan and vest in four annual installments of 300 shares each from 1/27/2027 through 1/27/2030.
Following this grant, he holds 4,924 restricted shares directly, including dividend reinvestments, and 29,586 shares of common stock directly. He also reports 1,775,735 shares of common stock held indirectly through Dallas Financial Holdings, LLC and 17,300 stock options that are currently exercisable.
Unity Bancorp Inc. chairman and 10% owner David D. Dallas reported a grant of 1,200 shares of restricted stock on January 27, 2026 at a price of $0.00 per share. After this award, he directly holds 4,976 restricted shares and 40,898 shares of common stock.
He also indirectly holds 1,775,735 shares of Unity Bancorp common stock through Dallas Financial Holdings, LLC, and has 17,333 stock options that are currently exercisable. In total, his reported beneficial ownership is 1,838,942 shares of Unity Bancorp common stock and related equity.
UNITY Bancorp director Wayne Courtright received 1,200 shares of restricted stock on 1/27/2026 under the 2023 Equity Compensation Plan at a grant price of $0.00 per share. These shares vest in four equal installments of 300 shares each year from 2027 through 2030.
Following this grant, Courtright directly holds 4,000 restricted shares with upcoming vesting dates, 118,871 shares of common stock across multiple brokerage accounts, and 16,800 stock options that are currently exercisable. The remarks state total beneficial ownership of 139,671 shares.
Unity Bancorp Inc. director Dr. Mark Brody reported an equity grant and updated holdings. On 1/27/2026 he was granted 1,200 shares of restricted stock under the 2023 Equity Compensation Plan at $0.00 per share. These vest in four equal installments of 300 shares each on 1/27/2027, 1/27/2028, 1/27/2029, and 1/27/2030.
Following the grant, 4,000 restricted shares are held in an account at Computershare with upcoming vesting dates. A total of 113,854 common shares are beneficially owned directly across several accounts, and 145,490 common shares are held in a master account of Financial Planning Analysts over which Dr. Brody has no voting authority but has dispositive power. He also has 18,400 stock options that were granted on various dates and are currently exercisable. Total beneficial ownership is 281,744 shares.
Unity Bancorp Inc officer Vincent Geraci reported a sale of 1,573 shares of common stock on January 15, 2026 at a price of $55.3801 per share. After this transaction, the filing shows he held 0 shares of common stock directly. The filing also reports 5,750 shares of restricted stock held in an account at Computershare, which have upcoming vesting dates, indicating ongoing equity-based compensation.