Unity Bancorp (UNTY) director updates holdings in Form 4 filing

Rhea-AI Filing Summary

Unity Bancorp Inc. (UNTY) director Form 4 filing reports updated ownership. On 11/25/2025, the reporting person acquired 1,241 shares of common stock at $10.97 per share. A related transaction involved stock options with a $10.97 exercise price covering 1,600 shares of common stock.

After these transactions, the director beneficially owns 42,738 shares of common stock held directly and through accounts, plus 4,875 restricted shares with upcoming vesting dates and 18,400 stock options that are currently exercisable. This results in total reported beneficial ownership of 66,013 shares of Unity Bancorp equity.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Maricondo Peter E

(Last) (First) (Middle)

C/O UNITY BANK

64 OLD HIGHWAY 22

(Street)

CLINTON NJ 08809

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
UNITY BANCORP INC /NJ/ [ UNTY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
11/25/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	11/25/2025		A		1,241	A	$10.97	42,738(1)	D
Restricted Stock								4,875(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option (Right to Buy)	$10.97	11/25/2025		M			1,600	(3)	01/05/2026	Common Stock	1,600	$0.00	18,400(4)	D

Explanation of Responses:

1. 42,738 shares consisting of 40,609 shares held in an account at Shareworks, and 2,129 shares held in a brokerage account.

2. 4,875 shares are held in an account at Computershare, which have upcoming vesting dates.

3. Vests 1,467 share(s) on 05-Jan-2017, 1,466 share(s) on 05-Jan-2018, 1,467 share(s) on 05-Jan-2019

4. 18,400 stock options were granted under various dates and vesting periods of which all are currently exercisable.

Remarks:

Total Beneficial Ownership: 66,013

	Peter E. Maricondo, POA Amanda Roche, Finance Department Supervisor/VP	11/26/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider activity did Unity Bancorp (UNTY) report on this Form 4?

The filing reports that a director of Unity Bancorp acquired 1,241 shares of common stock at $10.97 per share and reported related stock option activity on 11/25/2025.

How many Unity Bancorp (UNTY) shares does the reporting person now beneficially own?

Total beneficial ownership is reported as 66,013 shares, including 42,738 common shares, 4,875 restricted shares, and 18,400 stock options that are currently exercisable.

What stock option details are disclosed in the Unity Bancorp (UNTY) Form 4?

The Form 4 shows a stock option with a $10.97 exercise price relating to 1,600 shares of common stock, with 18,400 options remaining beneficially owned after the reported transactions.

What is the role of the reporting person at Unity Bancorp (UNTY)?

The reporting person is identified as a director of Unity Bancorp Inc.

Are any Unity Bancorp (UNTY) shares subject to vesting conditions?

Yes. The Form 4 explains that 4,875 shares are restricted stock held at Computershare, with upcoming vesting dates.

Where are the Unity Bancorp (UNTY) shares held by the reporting person?

According to the explanation, 42,738 shares consist of 40,609 shares held in a Shareworks account and 2,129 shares held in a brokerage account, plus separately held restricted shares and options.