Unity Bancorp officer updates holdings after restricted stock vesting

Unity Bancorp Inc. officer and Controller/SVP reported an insider equity transaction related to vesting restricted stock.

Rhea-AI Filing Summary

Unity Bancorp Inc. officer and Controller/SVP reported an insider equity transaction related to vesting restricted stock. On 12/09/2025, 91 shares of restricted stock were withheld at $52.50 per share to cover tax liabilities on 250 restricted shares vesting.

After this transaction, the officer beneficially owns a total of 4,387 Unity Bancorp shares, including 2,805 shares held through Computershare accounts with upcoming vesting dates and dividend reinvestments, and 1,582 common shares held through Shareworks and a brokerage account. The filing is made by a single reporting person in their capacity as an officer of the company.

Insider Trade Summary

Exercise Price or Tax Liability: 91 shares

Exercise Price or Tax Liability 2 txns

Insider Davies James R

Role Controller/SVP

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Restricted Stock	91	$52.50	$5K
holding	Common Stock	--	--	--

Holdings After Transaction: Restricted Stock — 2,805 shares (Direct); Common Stock — 1,582 shares (Direct)

Footnotes (3)

1. F1. 91 shares were withheld @ $52.50 per share to cover tax liability on 250 restricted shares vesting.
2. F2. 2,687 shares are held in an account at Computershare, which have upcoming vesting dates. 118 shares are dividend reinvested shares for a total of 2,805.
3. F3. 1,582 shares consisting of 1,432 shares held in an account at Shareworks, and 150 shares held in a brokerage account.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Unity Bancorp (UNTY) disclose in this filing?

The filing reports that an officer had 91 restricted shares withheld at $52.50 per share on 12/09/2025 to cover taxes on 250 vesting restricted shares.

Who is the reporting person in this Unity Bancorp (UNTY) insider filing?

The reporting person is an officer of Unity Bancorp Inc., serving as Controller/SVP, and filed individually as one reporting person.

How many Unity Bancorp (UNTY) shares does the officer own after the reported transaction?

Following the transaction, the officer beneficially owns a total of 4,387 shares of Unity Bancorp common stock.

How are the officer’s Unity Bancorp (UNTY) shares held across different accounts?

The officer holds 2,805 shares in a Computershare account, including shares with upcoming vesting dates and 118 dividend reinvested shares, plus 1,582 shares split between a Shareworks account and a brokerage account.

What was the purpose of the 91 Unity Bancorp (UNTY) shares withheld?

The 91 shares were withheld from vesting restricted stock at $52.50 per share specifically to cover tax liabilities on the vesting of 250 restricted shares.

Is this Unity Bancorp (UNTY) insider filing related to a Rule 10b5-1 trading plan?

The form provides a checkbox for transactions under a Rule 10b5-1(c) plan, but the provided content does not indicate that this particular transaction was made under such a plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 12/11/2025 - 04:05 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Davies James R

(Last) (First) (Middle)

C/O UNITY BANK 64 OLD HIGHWAY 22

(Street)

CLINTON NJ 08809

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
UNITY BANCORP INC /NJ/ [ UNTY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Controller/SVP

3. Date of Earliest Transaction (Month/Day/Year)
12/09/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Restricted Stock	12/09/2025		F		91(1)	D	$52.5	2,805(2)	D
Common Stock								1,582(3)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. 91 shares were withheld @ $52.50 per share to cover tax liability on 250 restricted shares vesting.

2. 2,687 shares are held in an account at Computershare, which have upcoming vesting dates. 118 shares are dividend reinvested shares for a total of 2,805.

3. 1,582 shares consisting of 1,432 shares held in an account at Shareworks, and 150 shares held in a brokerage account.

Remarks:

Total Beneficial Ownership: 4,387

	James Davies, POA Amanda Roche, Finance Department Supervisor/VP	12/10/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.