Welcome to our dedicated page for Upwork SEC filings (Ticker: UPWK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Upwork Inc. (Nasdaq: UPWK) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures, giving investors and researchers a structured view of how the human and AI-powered work marketplace reports its financial performance, governance, and material events. As a U.S.-listed issuer, Upwork files a variety of documents with the Securities and Exchange Commission that together outline its business, risks, and capital allocation decisions.
Among the most closely watched filings for Upwork are its annual reports on Form 10-K and quarterly reports on Form 10-Q. These documents typically include detailed discussions of marketplace and enterprise revenue, gross services volume (GSV), active clients, adjusted EBITDA, and other key metrics that Upwork highlights in its earnings materials. They also provide management’s discussion and analysis of results, descriptions of the Upwork Marketplace and Lifted, and risk factors related to the freelance economy, AI adoption, and broader macroeconomic conditions.
Upwork also files current reports on Form 8-K to disclose material events. Recent 8-K filings referenced in public disclosures include announcements of quarterly financial results, corrections to non-GAAP earnings guidance, authorization of a share repurchase program, and changes in executive leadership such as the appointment of a Chief Operating Officer and a Chief Accounting Officer. These filings can give timely insight into capital allocation decisions, leadership transitions, and updates to financial outlooks.
Investors interested in ownership and governance can review proxy statements and, where applicable, Form 4 insider transaction reports to understand how executives and directors are compensated and how they transact in UPWK shares. While the specific forms are filed with EDGAR, Stock Titan’s interface is designed to surface these documents quickly and pair them with AI-powered summaries that explain complex sections in plain language.
On this page, users can follow real-time updates as new filings are posted to EDGAR, including 10-Ks, 10-Qs, 8-Ks, and other relevant forms. AI-generated highlights help clarify topics such as Upwork’s non-GAAP financial measures, share repurchase authorizations, and severance or change-in-control arrangements described in executive employment disclosures. For anyone analyzing UPWK, this filings hub offers a focused view of the company’s regulatory history and ongoing reporting obligations.
Upwork Chief Accounting Officer Marie Olivier executed planned stock sales under a Rule 10b5-1 trading plan established on May 3, 2024. The transactions occurred across two dates:
- On June 20, 2025: Sold 748 shares at weighted average price of $13.2421 per share
- On June 23, 2025: Sold 1,842 shares at $13.2421 per share
Following these transactions, Olivier's direct ownership decreased to 2,042 shares. The sales were executed according to a pre-established trading plan, which provides a safe harbor from insider trading allegations. The share prices ranged from $13.11 to $13.38 during the June 20 transactions. These planned sales represent a reduction in the executive's equity stake but were made under a structured trading program rather than discretionary sales.
Marie Olivier, Chief Accounting Officer of Upwork, reported multiple transactions on June 18, 2025, involving Restricted Stock Units (RSUs) and common stock:
- Acquired 5,217 shares through RSU conversions in three separate transactions (2,635, 1,413, and 1,169 shares)
- Disposed of 1,879 shares at weighted average price of $13.50 per share in a mandatory "sell to cover" transaction to satisfy tax obligations
- Following these transactions, directly owns 4,632 shares of common stock
- Retains 33,300 RSUs (10,539 + 9,895 + 12,866) subject to various vesting schedules through 2025
The RSUs vest quarterly over three to four-year periods, contingent on continued employment. The share sale was not discretionary but mandated by Upwork's equity incentive plan for tax withholding purposes.
Upwork CFO Erica Gessert reported multiple transactions on June 18, 2025, involving restricted stock units (RSUs) and common stock:
- Acquired 8,433 RSUs that vest quarterly over four years from June 18, 2024
- Acquired 9,699 RSUs that vest quarterly over four years from June 18, 2025
- Sold 9,267 shares at weighted average price of $13.51 per share in a mandatory "sell to cover" transaction to satisfy tax obligations
Following these transactions, Gessert directly owns 190,738 shares of common stock, plus 92,762 and 145,496 unvested RSUs from two separate grants. The share sale was not discretionary but rather mandated by Upwork's equity incentive plan to cover tax withholding requirements.
Upwork CEO Hayden Brown reported multiple transactions on June 18, 2025, involving the company's common stock and restricted stock units (RSUs):
- Acquired 46,410 shares through the vesting of RSUs (17,733 + 28,677 shares)
- Sold 23,716 shares at an average price of $13.51 to cover tax withholding obligations
- Following these transactions, Brown directly owns 1,153,485 shares
- Maintains 625,228 unvested RSUs (195,066 + 430,162)
The RSUs vest quarterly over four-year periods starting June 18, 2024, and June 18, 2025, respectively. The share sale was mandatory for tax purposes and not a discretionary trade. Brown serves as both Director and President & CEO of Upwork.
Dave Bottoms, GM of Marketplace at Upwork, reported multiple transactions on June 18, 2025, involving Restricted Stock Units (RSUs) and common stock:
- Acquired 20,907 shares through the conversion of RSUs in three tranches: 8,980, 6,023, and 5,904 shares
- Sold 11,562 shares at weighted average price of $13.51 to cover tax withholding obligations
- Retained 9,345 shares after the transactions
The transactions were part of scheduled RSU vestings with different vesting schedules starting from December 2022, June 2024, and June 2025, each vesting quarterly over four years. The share sale was mandatory under Upwork's equity incentive plan for tax withholding through a "sell to cover" transaction, not a discretionary trade by the executive.
Upwork Inc. (Ticker: UPWK) – Form 144 filing (Rule 144 proposed insider sale)
The notice discloses that an insider plans to sell 11,562 common shares of Upwork Inc. through Morgan Stanley Smith Barney on or about 18 June 2025 on Nasdaq. The broker estimates an aggregate market value of $156,148.28, implying an average price of roughly $13.51 per share. Compared with the company’s stated 131,589,909 shares outstanding, the proposed sale represents approximately 0.009 % of the float, indicating a relatively immaterial dilution impact.
Recent trading history reported in the filing shows the same insider, David Bottoms, has already disposed of 14,352 shares across four transactions between 19 March 2025 and 20 May 2025, generating $208,613.72 in gross proceeds. If the new sale is executed, cumulative dispositions over the three-month window will reach 25,914 shares (≈0.020 % of shares outstanding) for total proceeds of roughly $364,762.
The filer certifies that no non-public material adverse information is known and that the sale complies with Rule 144 requirements. No additional financial performance data, corporate developments, or earnings information are included in this filing.
Upwork Inc. (UPWK) filed a Form 144 indicating a planned insider sale of 9,267 common shares by Erica Gessert through Morgan Stanley Smith Barney. The proposed sale, valued at roughly $125,154, represents less than 0.01% of the company’s 131.6 million outstanding shares and is scheduled for 18 Jun 2025 on NASDAQ. Form data also shows Gessert sold 19,677 shares for $328,895 on 19 May 2025. The shares to be sold were acquired as restricted stock on the same date as the planned sale, suggesting a routine disposition following vesting. Given the small size relative to float and the absence of additional disclosures, the filing is unlikely to have a material impact on UPWK’s valuation.