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Attestor Group Reports 3.4 M UPXI Shares, 9 % Ownership

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
SCHEDULE 13G

Rhea-AI Filing Summary

Key take-away: A group of Attestor-related entities and their principal, Jan-Christoph Peters, have filed a Schedule 13G disclosing passive ownership of Upexi, Inc. (ticker UPXI) common stock.

  • Reporting persons: Attestor Value Master Fund LP, Attestor Value Fund GP Ltd, Attestor Capital Ltd, Attestor Ltd and Mr. Peters (together, the “Reporting Persons”).
  • Shares owned: 3,419,461 shares of UPXI common stock.
  • Ownership percentage: 9.0 % of the outstanding class.
  • Voting & dispositive power: 0 shares held with sole power; 3,419,461 shares held with shared voting and dispositive power.
  • Date triggering filing: 23 June 2025; filing signed: 11 July 2025.
  • Jurisdictions: Operating entities organised in the Cayman Islands; investment-management entity and Mr. Peters domiciled in the United Kingdom.
  • Filing basis: Schedule 13G (passive investment); certification states the stake was acquired in the ordinary course and not to influence control.

The filing establishes that the Attestor group is now a 5 %-plus shareholder in Upexi, giving it disclosure obligations under Section 13 of the Exchange Act. No additional financial results, purchase prices or strategic intentions are provided.

Positive

  • None.

Negative

  • None.

Insights

TL;DR 3.42 M-share, 9 % stake by Attestor signals material institutional presence but no control agenda disclosed.

The Schedule 13G confirms Attestor’s passive holding exceeding the 5 % threshold, making it one of Upexi’s larger shareholders. All voting and dispositive authority is shared across the Attestor entities, with no sole power, suggesting co-ordinated management of the position. Because the filing is on Form 13G—not 13D—the group certifies the investment is not intended to influence control, reducing the likelihood of imminent activist activity. Nonetheless, a 9 % block can affect liquidity dynamics and future voting outcomes, especially for a micro-cap such as Upexi. From a market-impact standpoint, the disclosure is moderately positive: increased institutional ownership often broadens the shareholder base and may improve perceptions of governance quality.

TL;DR Attestor’s passive 9 % holding enhances oversight potential while maintaining management autonomy.

Attestor’s move to file under Rule 13d-1(b) as an investment adviser underscores a passive stance toward governance. Yet, a 9 % position equips the group with meaningful influence in shareholder votes. The certification explicitly disavows any intent to change or influence control, aligning with good-faith passive ownership norms. The presence of a U.K.-regulated investment manager and Cayman-based fund structures meets U.S. disclosure standards, adding transparency for other investors. The filing has impactful informational value because it identifies a significant beneficial owner but carries no negative governance implications at this stage.






Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)






SCHEDULE 13G





SCHEDULE 13G





SCHEDULE 13G





SCHEDULE 13G





SCHEDULE 13G





SCHEDULE 13G



ATTESTOR VALUE MASTER FUND LP
Signature:/s/ Jan-Christoph Peters
Name/Title:Jan-Christoph Peters, Authorised Attorney
Date:07/11/2025
ATTESTOR VALUE FUND GP LTD
Signature:/s/ Jan-Christoph Peters
Name/Title:Jan-Christoph Peters, Director
Date:07/11/2025
ATTESTOR CAPITAL LTD
Signature:/s/ Jan-Christoph Peters
Name/Title:Jan-Christoph Peters, Director
Date:07/11/2025
ATTESTOR Ltd
Signature:/s/ Jan-Christoph Peters
Name/Title:Jan-Christoph Peters, Authorised Attorney
Date:07/11/2025
PETERS JAN-CHRISTOPH
Signature:/s/ Jan-Christoph Peters
Name/Title:Jan-Christoph Peters
Date:07/11/2025
Exhibit Information

99.1 Joint Filing Agreement

FAQ

How many Upexi (UPXI) shares does Attestor own?

The Schedule 13G reports 3,419,461 common shares held by the Attestor group.

What percentage of Upexi’s outstanding stock does this represent?

The filing states the stake equals 9.0 % of the outstanding class.

Is Attestor’s position passive or activist?

Filed on Schedule 13G, the group certifies the shares are held in the ordinary course and not to influence control.

When did the ownership threshold triggering the filing occur?

The event date requiring the filing is 23 June 2025.

Who signed the Schedule 13G on behalf of the reporting persons?

All signatures were provided by Jan-Christoph Peters on 11 July 2025.
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