USCB insider sale: 6,000 shares from option exercise reported

Rhea-AI Filing Summary

USCB Financial Holdings, Inc. (USCB) filed a Form 144 to report a proposed sale of securities. The filing notifies a brokered sale of 6,000 shares of Class A Voting Common Stock on Nasdaq with an aggregate market value of $101,100.00. The shares represent part of an option exercise acquired and paid for on 09/08/2025, with payment described as cash withholding. The filer reports no other securities sold in the past three months. Total shares outstanding listed in the filing are 20,078,385, and the proposed sale date is 09/08/2025. The filer certifies they are not aware of undisclosed material adverse information about the issuer.

Insights

Securities Analyst

TL;DR: Routine insider sale following option exercise; size appears immaterial relative to outstanding shares.

The filing documents a planned brokered sale of 6,000 shares resulting from an option exercise and settled via cash withholding. The aggregate value reported is $101,100 against 20,078,385 shares outstanding. This indicates a small block (well under 1% of outstanding shares) and is consistent with routine insider liquidity after option vesting/exercise. No other recent sales were reported. There is no information in the filing of any undisclosed material adverse facts; the filer makes the standard certification.

Corporate Governance Expert

TL;DR: Standard compliance disclosure under Rule 144 after option exercise; governance implications are limited.

The notice fulfills Rule 144 reporting requirements for a sale through a broker (Maxim Group, LLC). The transaction type (option exercise) and the stated cash withholding method are disclosed. Given the small size of the sale relative to total outstanding shares and the absence of other recent sales, this filing suggests routine insider activity rather than a governance concern. The signature statement reiterates the filers representation of no undisclosed material information.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Class A Voting Common Stock	Maxim Group, LLC 300 Park Avenue 6th Floor New York NY 10022	6000	101100.00	20078385	09/08/2025	Nasdaq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Class A Voting Common Stock	09/08/2025	Option Exercise	Issuer			6000	09/08/2025	Cash Withholding

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What did USCB report in the Form 144 filing?

The filing reports a proposed sale of 6,000 Class A Voting Common Stock shares on Nasdaq with an aggregate market value of $101,100.00.

Why were the shares being sold according to the Form 144?

The shares were acquired by option exercise on 09/08/2025 and the sale/payment method is indicated as cash withholding.

Who is the broker handling the proposed sale?

The filing lists Maxim Group, LLC at 300 Park Avenue, New York, NY as the broker for the proposed sale.

How many shares outstanding did the filing report and how large is the proposed sale relative to that?

The filing shows 20,078,385 shares outstanding; the proposed sale of 6,000 shares is a small fraction of that total.

Were there any securities sold by the filer in the past three months?

The filing indicates Nothing to Report for securities sold during the past three months.