USCB (NASDAQ: USCB) filing lists 6,000 and 3,552 Class A shares

Rhea-AI Filing Summary

USCB submitted a Form 144 notice relating to proposed sales of Class A Voting Common Stock. The filing lists 6,000 shares associated with the IPO dated 07/27/2021 and 3,552 shares from a 03/08/2023 stock grant. The filing shows a broker reference to Pershing, LLC and the date 05/13/2026.

Insights

Securities Compliance Analyst

Notice lists specific share lots proposed for resale by an affiliate under Rule 144.

The excerpt identifies two discrete lots: 6,000 shares tied to an IPO lot dated 07/27/2021 and 3,552 shares tied to a stock grant dated 03/08/2023. The broker listed is Pershing, LLC.

Timing and settlement mechanics are not provided in the excerpt; subsequent filings or trade confirmations would state execution details and cash‑flow treatment.

Key Figures

IPO lot: 6,000 shares Stock grant lot: 3,552 shares Filing reference date: 05/13/2026

3 metrics

IPO lot 6,000 shares dated 07/27/2021

Stock grant lot 3,552 shares dated 03/08/2023

Filing reference date 05/13/2026 date shown in header row

Key Terms

Form 144, Class A Voting Common Stock, Pershing, LLC

3 terms

Form 144 regulatory

"Filer Information | | | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Class A Voting Common Stock financial

"144: Securities Information Class A Voting Common Stock"

Pershing, LLC other

"Pershing, LLC 240 Greenwich Street New York NY 10286"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Class A Voting Common Stock	Pershing, LLC 240 Greenwich Street New York NY 10286	6552	120100.00	18263900	05/13/2026	Nasdaq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Class A Voting Common Stock	07/27/2021	IPO	Issuer			6000	07/27/2021	Cash
Class A Voting Common Stock	03/08/2023	Stock Grant	Issuer			3552	03/08/2023	Grant

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does USCB's Form 144 filing mean?

It notifies the market of an affiliate's intent to sell covered shares under Rule 144. The excerpt lists specific lots of 6,000 and 3,552 shares with dates and a broker, but does not show execution details.

How many shares are listed for sale on the USCB filing?

The excerpt lists 6,000 shares from the IPO and 3,552 shares from a 2023 grant. These two lots are shown with their respective grant/issuance dates in the filing excerpt.

Who is the broker handling the proposed sales for USCB?

The filing excerpt names Pershing, LLC at 240 Greenwich Street, New York. The excerpt does not provide settlement or execution instructions beyond the broker reference.

What dates are tied to the lots in the USCB Form 144?

The IPO lot is dated 07/27/2021 and the stock grant lot is dated 03/08/2023. The filing shows a reference date of 05/13/2026 in the excerpt.