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USCB Financial (USCB) EVP records 260-share move, holds 15k options

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

USCB Financial Holdings executive Maricarmen Logrono, EVP and Chief Risk Officer, reported a Form 4 transaction in Class A Voting Common Stock. On January 22, 2026, she disposed of 260 shares at $20.70 per share under transaction code F, and directly held 9,872 shares afterward. She also directly holds options to purchase 15,000 shares of Class A Voting Common Stock at an exercise price of $12.05 per share, which vest in thirds annually beginning on the first anniversary of the September 27, 2021 grant date.

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Insider Logrono Maricarmen
Role EVP and Chief Risk Officer
Type Security Shares Price Value
Tax Withholding Class A Voting Common Stock 260 $20.70 $5K
holding Options to Purchase Class A Voting Stock -- -- --
Holdings After Transaction: Class A Voting Common Stock — 9,872 shares (Direct); Options to Purchase Class A Voting Stock — 15,000 shares (Direct)
Footnotes (1)
  1. Includes 876 shares of restricted stock from a grant of 2,630 shares which commenced vesting at a rate of one-third per year on January 22, 2025, 808 shares of restricted stock from a grant of 2,426 shares which commenced vesting at a rate of one-third per year on March 8, 2024, and 3,920 shares of restricted stock from a grant of 5,880 shares which commenced vesting at a rate of one-third per year on January 21, 2026. The options vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 9/27/2021.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Logrono Maricarmen

(Last) (First) (Middle)
C/O USCB FINANCIAL HOLDINGS, INC.
2301 N.W. 87TH AVENUE

(Street)
DORAL FL 33172

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
USCB FINANCIAL HOLDINGS, INC. [ USCB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP and Chief Risk Officer
3. Date of Earliest Transaction (Month/Day/Year)
01/22/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Voting Common Stock 01/22/2026 F 260 D $20.7 9,872(1) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Options to Purchase Class A Voting Stock $12.05 09/27/2022(2) 09/27/2031 Class A Voting Common Stock 15,000 15,000 D
Explanation of Responses:
1. Includes 876 shares of restricted stock from a grant of 2,630 shares which commenced vesting at a rate of one-third per year on January 22, 2025, 808 shares of restricted stock from a grant of 2,426 shares which commenced vesting at a rate of one-third per year on March 8, 2024, and 3,920 shares of restricted stock from a grant of 5,880 shares which commenced vesting at a rate of one-third per year on January 21, 2026.
2. The options vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 9/27/2021.
/s/ Robert Anderson by P.O.A. for Maricarmen Logrono 01/26/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did USCB EVP Maricarmen Logrono report on this Form 4?

EVP and Chief Risk Officer Maricarmen Logrono reported a disposition of 260 shares of USCB Financial Holdings Class A Voting Common Stock on January 22, 2026 at a price of $20.70 per share, using transaction code F.

How many USCB (USCB) shares does Maricarmen Logrono own after the reported transaction?

After the reported transaction, Maricarmen Logrono directly beneficially owns 9,872 shares of USCB Financial Holdings Class A Voting Common Stock, as shown in the Form 4.

What does transaction code F mean for the USCB insider activity?

The Form 4 lists the 260-share disposition under transaction code F in Table I. The code is reported in the filing, but its specific meaning is not further described in the excerpt.

What stock options does Maricarmen Logrono hold in USCB Financial Holdings?

She holds options to purchase 15,000 shares of USCB Class A Voting Common Stock at an exercise price of $12.05 per share. These options vest at a rate of one-third per year starting on the first anniversary of the September 27, 2021 grant date.

Is Maricarmen Logrono’s ownership in USCB shares direct or indirect?

The Form 4 indicates that both the 9,872 common shares and the 15,000 stock options are held with direct (D) ownership, with no indirect ownership nature specified.

What restricted stock awards are included in Maricarmen Logrono’s USCB share total?

The total includes 876 restricted shares from a 2,630-share grant vesting one-third per year from January 22, 2025, 808 restricted shares from a 2,426-share grant vesting one-third per year from March 8, 2024, and 3,920 restricted shares from a 5,880-share grant vesting one-third per year from January 21, 2026, according to the footnotes.

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