USCB (USCB) major Patriot holder sells 50,000 Class A shares

Rhea-AI Filing Summary

USCB Financial Holdings, Inc. insider group associated with Patriot Financial Partners reported open-market sales of a combined 50,000 shares of Class A Voting Common Stock. The shares were sold in two transactions at weighted average prices of $18.24 and $18.28 per share.

After these sales, Manager LP holds 7,500 shares, Patriot Financial Partners II, L.P. holds 1,617,670 shares, and Patriot Financial Partners Parallel II, L.P. holds 188,616 shares of common stock. W. Kirk Wycoff also holds an option to purchase 4,000 shares of Class A Voting Common Stock at an exercise price of $11.35 per share.

Insider Trade Summary

Net Seller: 50,000 shares ($912,514)

Net Sell 3 txns

Insider WYCOFF W KIRK, Patriot Financial Partners GP II, L.P., Patriot Financial Partners II, L.P., Patriot Financial Partners Parallel II, L.P., Patriot Financial Partners GP II, LLC, Deutsch James F., LUBERT IRA M, LYNCH JAMES J, Patriot Financial Manager, L.P., Patriot Financial Manager, LLC

Role null | null | null | null | null | null | null | null | null | null

Sold 50,000 shs ($913K)

Type	Security	Shares	Price	Value
Sale	Class A Voting Common Stock	12,848	$18.28	$235K
Sale	Class A Voting Common Stock	37,152	$18.24	$678K
holding	Option to Purchase Class A Voting Common Stock	--	--	--

Holdings After Transaction: Class A Voting Common Stock — 1,813,786 shares (Direct, null); Option to Purchase Class A Voting Common Stock — 4,000 shares (Direct, null)

Footnotes (1)

1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.20 to $18.57, inclusive. The reporting persons undertake to provide to USCB, any security holder of USCB, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.25 to $18.50, inclusive. The reporting persons undertake to provide to USCB, any security holder of USCB, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. This Form 4 is filed jointly by Patriot Financial Partners GP II, LLC ("Patriot LLC"), Patriot Financial Partners GP II, LP. ("Patriot GP"), Patriot Financial Partners II, LP. ("Patriot Fund II"), Patriot Financial Partners Parallel II, LP. ("Patriot Parallel Fund II," together with Patriot Fund II, the "Funds"), Patriot Financial Manager, LLC ("Manager LLC") and Patriot Financial Manager, L.P. ("Manager LP"), W. Kirk Wycoff, James J. Lynch, Ira M. Lubert and James F. Deutsch. Patriot GP is a general partner of each of the Funds and Patriot LLC is a general partner of Patriot GP. In addition, each of W. Kirk Wycoff, Ira M. Lubert and James J. Lynch serve as general partners of the Funds and is a member of Patriot LLC. Manager LP, serves as investment manager to the Funds. Manager LLC serves as general partner of Manager LP and W. Kirk Wycoff, Ira M. Lubert and James J. Lynch are members of Manager LLC. James F. Deutsch is a member of the Patriot Funds Investment Committee. The securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC, Manager LLC, Manager LP, W. Kirk Wycoff, James J. Lynch, Ira M. Lubert and James F. Deutsch. After the sales, Manager LP holds 7,500 shares of common stock, Patriot Fund II holds 1,617,670 shares of common stock and Patriot Parallel Fund II holds 188,616 shares of common stock. This filing shall not be deemed an admission that the Reporting Persons are subject to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or, for purposes of Section 16 of the Exchange Act or otherwise (other than to the extent a Reporting Person directly holds the securities reported herein), and Messrs. Wycoff, Lynch, Lubert and Deutsch each disclaim beneficial ownership of the securities owned by the Funds or Manager LP, except to the extent of their respective pecuniary interest therein. The option was previously granted to Mr. Wycoff as a director of the Company. The option to purchase Class A Voting Common Stock remains exercisable until three months after the date Mr. Wycoff ceased to serve as a non-employee of the Issuer.

Key Figures

Shares sold: 50,000 shares Sale price (first transaction): $18.24 per share Sale price (second transaction): $18.28 per share +5 more

8 metrics

Shares sold 50,000 shares Total Class A Voting Common Stock sold across two open-market transactions

Sale price (first transaction) $18.24 per share Weighted-average price for 37,152 shares of Class A Voting Common Stock

Sale price (second transaction) $18.28 per share Weighted-average price for 12,848 shares of Class A Voting Common Stock

Post-sale holdings – Patriot Fund II 1,617,670 shares Shares of USCB common stock held by Patriot Financial Partners II, L.P. after the sales

Post-sale holdings – Patriot Parallel Fund II 188,616 shares Shares of USCB common stock held by Patriot Financial Partners Parallel II, L.P. after the sales

Post-sale holdings – Manager LP 7,500 shares Shares of USCB common stock held by Manager LP after the sales

Option exercise price $11.35 per share Exercise price of option held by W. Kirk Wycoff for 4,000 shares

Underlying option shares 4,000 shares Class A Common Stock underlying Wycoff’s option position

Key Terms

weighted average price, beneficially owned, ten percent owner, pecuniary interest, +2 more

6 terms

weighted average price financial

"The price reported in Column 4 is a weighted average price."

Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.

beneficially owned financial

"The securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC, Manager LLC, Manager LP, W. Kirk Wycoff, James J. Lynch, Ira M. Lubert and James F. Deutsch."

Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.

ten percent owner financial

"Each reporting person is indicated as a ten percent owner in the reportingPersons section."

pecuniary interest financial

"Messrs. Wycoff, Lynch, Lubert and Deutsch each disclaim beneficial ownership of the securities owned by the Funds or Manager LP, except to the extent of their respective pecuniary interest therein."

Class A Voting Common Stock financial

"Security title is listed as Class A Voting Common Stock in the non-derivative transactions."

investment manager financial

"Manager LP, serves as investment manager to the Funds."

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

X

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

WYCOFF W KIRK

(Last) (First) (Middle)

FOUR RADNOR CORPORATE CENTER

100 MATSONFORD ROAD, SUITE 210

(Street)

RADNOR PENNSYLVANIA 19087

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
USCB FINANCIAL HOLDINGS, INC. [ USCB ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/30/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

	Form filed by One Reporting Person
X	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Voting Common Stock	04/30/2026		S		37,152	D	$18.24(1)	1,826,634	D(3)(4)(5)(6)(7)
Class A Voting Common Stock	05/01/2026		S		12,848	D	$18.28(2)	1,813,786	D(3)(4)(5)(6)(7)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Option to Purchase Class A Voting Common Stock	$11.35							09/23/2019	(8)	Class A Common Stock	4,000		4,000	D(8)

1. Name and Address of Reporting Person^*

WYCOFF W KIRK

(Last) (First) (Middle)

FOUR RADNOR CORPORATE CENTER

100 MATSONFORD ROAD, SUITE 210

(Street)

RADNOR PENNSYLVANIA 19087

(City) (State) (Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

1. Name and Address of Reporting Person^*

Patriot Financial Partners GP II, L.P.

(Last) (First) (Middle)

FOUR RADNOR CORPORATE CENTER

100 MATSONFORD ROAD, SUITE 210

(Street)

RADNOR PENNSYLVANIA 19087

(City) (State) (Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

1. Name and Address of Reporting Person^*

Patriot Financial Partners II, L.P.

(Last) (First) (Middle)

FOUR RADNOR CORPORATE CENTER

100 MATSONFORD ROAD, SUITE 210

(Street)

RADNOR PENNSYLVANIA 19087

(City) (State) (Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

1. Name and Address of Reporting Person^*

Patriot Financial Partners Parallel II, L.P.

(Last) (First) (Middle)

FOUR RADNOR CORPORATE CENTER

100 MATSONFORD ROAD, SUITE 210

(Street)

RADNOR PENNSYLVANIA 19087

(City) (State) (Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

1. Name and Address of Reporting Person^*

Patriot Financial Partners GP II, LLC

(Last) (First) (Middle)

FOUR RADNOR CORPORATE CENTER

100 MATSONFORD ROAD, SUITE 210

(Street)

RADNOR PENNSYLVANIA 19087

(City) (State) (Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

1. Name and Address of Reporting Person^*

Deutsch James F.

(Last) (First) (Middle)

FOUR RADNOR CORPORATE CENTER

100 MATSONFORD ROAD, SUITE 210

(Street)

RADNOR PENNSYLVANIA 19087

(City) (State) (Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

1. Name and Address of Reporting Person^*

LUBERT IRA M

(Last) (First) (Middle)

FMC TOWER AT CIRA CENTRE SOUTH

2929 WALNUT STREET, SUITE 1550

(Street)

PHILADELPHIA PENNSYLVANIA 19104

(City) (State) (Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

1. Name and Address of Reporting Person^*

LYNCH JAMES J

(Last) (First) (Middle)

FOUR RADNOR CORPORATE CENTER

100 MATSONFORD ROAD, SUITE 210

(Street)

RADNOR PENNSYLVANIA 19087

(City) (State) (Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

1. Name and Address of Reporting Person^*

Patriot Financial Manager, L.P.

(Last) (First) (Middle)

FOUR RADNOR CORPORATE CENTER

100 MATSONFORD ROAD, SUITE 210

(Street)

RADNOR PENNSYLVANIA 19087

(City) (State) (Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

1. Name and Address of Reporting Person^*

Patriot Financial Manager, LLC

(Last) (First) (Middle)

FOUR RADNOR CORPORATE CENTER

100 MATSONFORD ROAD, SUITE 210

(Street)

RADNOR PENNSYLVANIA 19087

(City) (State) (Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

Explanation of Responses:

1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.20 to $18.57, inclusive. The reporting persons undertake to provide to USCB, any security holder of USCB, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.25 to $18.50, inclusive. The reporting persons undertake to provide to USCB, any security holder of USCB, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

3. This Form 4 is filed jointly by Patriot Financial Partners GP II, LLC ("Patriot LLC"), Patriot Financial Partners GP II, LP. ("Patriot GP"), Patriot Financial Partners II, LP. ("Patriot Fund II"), Patriot Financial Partners Parallel II, LP. ("Patriot Parallel Fund II," together with Patriot Fund II, the "Funds"), Patriot Financial Manager, LLC ("Manager LLC") and Patriot Financial Manager, L.P. ("Manager LP"), W. Kirk Wycoff, James J. Lynch, Ira M. Lubert and James F. Deutsch.

4. Patriot GP is a general partner of each of the Funds and Patriot LLC is a general partner of Patriot GP. In addition, each of W. Kirk Wycoff, Ira M. Lubert and James J. Lynch serve as general partners of the Funds and is a member of Patriot LLC. Manager LP, serves as investment manager to the Funds. Manager LLC serves as general partner of Manager LP and W. Kirk Wycoff, Ira M. Lubert and James J. Lynch are members of Manager LLC. James F. Deutsch is a member of the Patriot Funds Investment Committee.

5. The securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC, Manager LLC, Manager LP, W. Kirk Wycoff, James J. Lynch, Ira M. Lubert and James F. Deutsch.

6. After the sales, Manager LP holds 7,500 shares of common stock, Patriot Fund II holds 1,617,670 shares of common stock and Patriot Parallel Fund II holds 188,616 shares of common stock.

7. This filing shall not be deemed an admission that the Reporting Persons are subject to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or, for purposes of Section 16 of the Exchange Act or otherwise (other than to the extent a Reporting Person directly holds the securities reported herein), and Messrs. Wycoff, Lynch, Lubert and Deutsch each disclaim beneficial ownership of the securities owned by the Funds or Manager LP, except to the extent of their respective pecuniary interest therein.

8. The option was previously granted to Mr. Wycoff as a director of the Company. The option to purchase Class A Voting Common Stock remains exercisable until three months after the date Mr. Wycoff ceased to serve as a non-employee of the Issuer.

	/s/ Patriot Financial Partners II, L.P. By: W. Kirk Wycoff, a member of Patriot LLC, the general partner of Patriot GP, the general partner of Patriot Fund II	05/01/2026
	/s/ Patriot Financial Partners GP II, L.P. By: W. Kirk Wycoff, a member of Patriot LLC, the general partner of Patriot GP, the general partner of Patriot Fund II	05/01/2026
	/s/ Patriot Financial Partners Parallel II, L.P. By: W. Kirk Wycoff, a member of Patriot LLC, the general partner of Patriot GP, the general partner of Patriot Parallel Fund II	05/01/2026
	/s/ Patriot Financial Partners GP II, LLC By: W. Kirk Wycoff, a member	05/01/2026
	/s/ Patriot Financial Manager, L.P. By: W. Kirk Wycoff a member of Manager LLC, the general partner of Manager LP	05/01/2026
	/s/ Patriot Financial Manager LLC By: W. Kirk Wycoff, a member	05/01/2026
	/s/ W. Kirk Wycoff	05/01/2026
	/s/ James F. Deutsch	05/01/2026
	/s/ James J. Murphy by P.O.A. for Ira M. Lubert	05/01/2026
	/s/ James J. Lynch	05/01/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider activity did USCB (USCB) report in this Form 4?

USCB reported that a Patriot Financial Partners-related insider group sold 50,000 shares of Class A Voting Common Stock in open-market transactions. These sales were disclosed as weighted-average priced trades over two days at prices slightly above $18 per share.

How many USCB (USCB) shares were sold and at what prices?

The reporting persons sold a total of 50,000 shares of USCB Class A Voting Common Stock. One sale covered 37,152 shares at $18.24, and another covered 12,848 shares at $18.28, both representing weighted-average prices across multiple trade executions.

How many USCB (USCB) shares does the Patriot group hold after these sales?

After the reported sales, Manager LP holds 7,500 shares, Patriot Financial Partners II, L.P. holds 1,617,670 shares, and Patriot Financial Partners Parallel II, L.P. holds 188,616 shares of USCB common stock, showing they retain a substantial ownership position following the transactions.

Who are the reporting persons in the USCB (USCB) Form 4 filing?

The filing is made jointly by several Patriot Financial entities and individuals, including Patriot Financial Partners GP II, L.P., Patriot Financial Partners II, L.P., Patriot Financial Partners Parallel II, L.P., related management entities, and individuals W. Kirk Wycoff, James J. Lynch, Ira M. Lubert, and James F. Deutsch.

What stock option position related to USCB (USCB) does W. Kirk Wycoff hold?

W. Kirk Wycoff holds an option to purchase 4,000 shares of USCB Class A Voting Common Stock at an exercise price of $11.35 per share. The option was previously granted to him as a director and remains exercisable for a limited period after he ceased serving as a non-employee.

Do the individuals fully own all USCB (USCB) shares reported in the Form 4?

The filing notes that securities owned by the funds may be regarded as beneficially owned by various Patriot entities and individuals. However, the individuals, including Messrs. Wycoff, Lynch, Lubert and Deutsch, each disclaim beneficial ownership except to the extent of their respective pecuniary interests.