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USCB FINANCIAL HOLDINGS, INC. SEC Filings

USCB NASDAQ

Welcome to our dedicated page for USCB FINANCIAL HOLDINGS SEC filings (Ticker: USCB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on USCB FINANCIAL HOLDINGS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into USCB FINANCIAL HOLDINGS's regulatory disclosures and financial reporting.

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USCB Financial Holdings director Ramon M. Rodriguez has filed an initial ownership report for Class A Voting Common Stock. The filing shows one reporting line and indicates he holds 0 shares of this stock directly after the reported date, with no purchases or sales reported.

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USCB Financial Holdings, Inc., the parent of U.S. Century Bank, announced a planned transition in its top credit role. William Turner, Executive Vice President and Chief Credit Officer of the bank, will retire on July 3, 2026, after a banking career spanning more than four decades.

Sergio E. Garrido has been appointed Senior Vice President and Chief Credit Officer of the bank, effective July 6, 2026. Garrido brings more than 15 years of commercial credit and risk management experience, including over 11 years at the bank, most recently as Director of Credit Underwriting. The company describes this as a carefully planned succession aimed at maintaining its disciplined credit culture and developing internal talent.

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USCB Financial Holdings, Inc. reported voting results from its Annual Meeting of Shareholders and confirmed the election of all nominated directors. Of 18,257,400 Class A common shares eligible to vote, 16,182,501 were represented, establishing a quorum.

Each director nominee received over 15.0 million votes in favor, with relatively few votes withheld and 767,885 broker non-votes per nominee. The company also announced that shareholder-elected director Ramon M. Rodriguez joins the boards of both USCB Financial Holdings and U.S. Century Bank as an independent director, bringing nearly four decades of South Florida banking experience.

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USCB FINANCIAL HOLDINGS, INC. President and CEO Luis De La Aguilera reported an option exercise paired with an open-market sale of the same number of shares. He exercised stock options for 49,414 shares of Class A Voting Common Stock at $12.05 per share and sold 49,414 shares at a weighted average price of $18.30 per share, with actual sale prices ranging from $18.07 to $18.47. Following these transactions, he holds 242,945 shares of Class A Voting Common Stock directly and 17,430 stock options that remain outstanding and exercisable through September 27, 2031.

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USCB FINANCIAL HOLDINGS, INC. President and CEO Luis de la Aguilera reported option exercises combined with open-market sales of the company’s Class A Voting Common Stock. He exercised stock options to acquire 41,757 shares at an exercise price of $12.05 per share and sold the same number of shares in open-market transactions.

The sales covered 4,931 shares at a weighted average price of $18.01 per share on May 19, 2026 and 36,826 shares at a weighted average price of $18.15 per share on May 20, 2026, with actual trade prices ranging from $18.00–$18.42. Following these transactions, he directly holds 242,945 shares of Class A Voting Common Stock.

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USCB Financial Holdings, Inc. President and CEO Luis de la Aguilera exercised stock options for 3,290 shares of Class A Voting Common Stock at $12.05 per share and sold 3,290 shares in open‑market transactions at weighted prices of $18.06 and $18.05. Following these transactions, he directly holds 242,945 Class A shares. The sales were executed in multiple trades within price ranges of $18.02–$18.19 and $18.00–$18.17.

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USCB Financial Holdings President and CEO Luis de la Aguilera reported an exercise-and-sale of company stock. On May 13–14, 2026, he exercised stock options covering 42,830 shares of Class A Voting Common Stock at $12.05 per share and sold the same 42,830 shares in open-market transactions at weighted average prices of $18.06 and $18.20 per share, respectively. Following these transactions, he holds 242,945 shares directly. His holdings also include multiple restricted stock grants that vest in one-third annual installments beginning on various dates from December 31, 2024 through January 27, 2027.

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USCB Financial Holdings director Ramon Abadin reported option-related trades. He exercised stock options to acquire 9,000 shares of Class A Voting Common Stock (4,000 at $11.35 and 5,000 at $7.50 per share), then sold 9,000 shares in open-market transactions at a weighted average price of $18.21, with individual sale prices between $18.20 and $18.30. After these transactions, he directly holds 24,561 shares.

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USCB Financial Holdings director Ramon Abadin sold shares in the company. He completed an open-market sale of 6,552 shares of Class A Voting Common Stock at $18.03 per share, leaving him with 24,561 shares held directly. He also continues to hold stock options covering 4,000 shares at an exercise price of $11.35 expiring in 2029 and 5,000 shares at $7.50 expiring in 2027.

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FAQ

How many USCB FINANCIAL HOLDINGS (USCB) SEC filings are available on StockTitan?

StockTitan tracks 108 SEC filings for USCB FINANCIAL HOLDINGS (USCB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for USCB FINANCIAL HOLDINGS (USCB)?

The most recent SEC filing for USCB FINANCIAL HOLDINGS (USCB) was filed on June 3, 2026.