USCB Financial Holdings, Inc. filings document the public reporting of a Florida bank holding company for U.S. Century Bank. Recent Form 8-K disclosures furnish quarterly results, earnings-call presentation materials, Regulation FD information and dividend announcements tied to Class A common stock.
The company's proxy materials describe annual meeting voting matters and governance procedures, while material-event filings record shareholder and governance agreements, including side letter and registration rights arrangements connected to significant holders. The record also identifies the company as an emerging growth company and frames disclosures around bank capital, operating performance and shareholder rights.
USCB Financial Holdings executive vice president and chief risk officer Maricarmen Logrono had 197 shares of Class A Voting Common Stock withheld on March 8, 2026 to cover tax obligations, at a value of $18.45 per share. This was reported as a tax-withholding disposition, not an open-market sale. After this entry, she directly holds 15,892 common shares, including multiple tranches of restricted stock that vest in annual thirds starting in 2025, 2026, and 2027. She also holds options to purchase 15,000 shares of Class A Voting Common Stock at an exercise price of $12.05 per share, expiring on September 27, 2031, which vested in thirds beginning on September 27, 2021.
USCB Financial Holdings EVP Martha Guerra-Kattou reported a disposition of 401 shares of Class A Voting Common Stock on March 8, 2026 to cover tax obligations, using shares rather than cash. After this tax-withholding transaction, she directly holds 40,638 common shares and has options to purchase 40,000 additional shares at $12.05 per share expiring on September 27, 2031.
USCB Financial Holdings EVP Oscar Gomez reported a tax-related share transfer involving 441 shares of Class A Voting Common Stock. These shares, valued at $18.45 each, were disposed of to cover a tax liability by delivering securities, rather than through an open-market sale.
After this transaction, Gomez directly holds 33,168 Class A Voting Common Stock shares. His position also includes vested and unexercised options to purchase 20,000 shares at $12.05 per share expiring on September 27, 2031, and 8,000 shares at $7.50 per share expiring on July 1, 2027.
USCB Financial Holdings executive vice president of operations and IT Andres Collazo exercised options to acquire 8,000 shares of Class A Voting Common Stock at $7.50 per share, then sold 8,000 shares at $18.27 per share. A further 429 shares were disposed of at $18.45 per share to cover tax obligations. After these transactions, he directly holds 32,521 shares and retains options over 30,000 additional shares at an exercise price of $12.05 per share expiring on September 27, 2031.
USCB Financial Holdings EVP and Chief Lending Officer Nicholas Bustle reported a small tax-related share disposition. On 2026-03-08, 497 shares of Class A Voting Common Stock were withheld at $18.45 per share to cover tax obligations, a non-market transaction classified as a tax-withholding disposition.
After this event, Bustle directly holds 46,919 Class A shares, with additional indirect holdings of 9,820 shares by his daughters and 6,250 shares by his spouse. He also retains stock options over 30,000 common shares at an exercise price of $11.35 expiring on 2029-04-17, and 40,000 common shares at $12.05 expiring on 2031-09-27, indicating a substantial remaining equity position.
USCB Financial Holdings EVP and CFO Robert B. Anderson reported a tax-related share transfer under a compensation award. On 2026-03-08, 1,002 shares of Class A Voting Common Stock were disposed of at $18.45 per share to cover tax obligations, leaving him with 122,699 directly held shares.
He also reports option holdings for 30,000 underlying shares at an exercise price of $8.75 expiring on 2030-09-10 and 60,000 underlying shares at $12.05 expiring on 2031-09-27, all held directly. Footnotes indicate multiple restricted stock grants that vest in equal annual installments beginning between 2024 and 2027, reflecting ongoing equity-based compensation.
USCB Financial Holdings President and CEO Luis de la Aguilera reported a tax-withholding disposition of 2,948 shares of Class A Voting Common Stock on March 8, 2026 at $18.45 per share. This reflects shares withheld to cover tax obligations, not an open-market sale.
After this event, he directly holds 242,945 common shares. He also holds stock options covering 40,000 shares at an exercise price of $11.35 expiring on September 23, 2029, and 160,000 shares at $12.05 expiring on September 27, 2031.
AllianceBernstein L.P. filed a Schedule 13G reporting beneficial ownership of 941,357 shares of USCB Financial Holdings Inc. common stock, representing 5.2% of the class as of 12/31/2025.
The shares are held in discretionary investment advisory accounts for clients, with AllianceBernstein having sole voting and dispositive power over all reported shares. The firm states the position was acquired and is held in the ordinary course of business and not for the purpose of changing or influencing control of USCB Financial Holdings Inc. AllianceBernstein is a majority-owned subsidiary of Equitable Holdings, Inc., but operates under independent management for these investment decisions.
T. Rowe Price Investment Management, Inc. reported beneficial ownership of USCB Financial Holdings Inc. common stock. As of the event date, it reported holding 1,316,580 shares, representing 7.3% of the outstanding common stock.
The firm has sole voting and sole dispositive power over all 1,316,580 shares, with no shared voting or dispositive power. It states that the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control of USCB Financial Holdings Inc., while expressly denying beneficial ownership of the securities.