U.S. GoldMining CFO exercises 250 stock units
U.S. GoldMining’s CFO exercised 250 RSUs into common stock, increasing his direct holdings to 1,750 shares.
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Form Type
4
Rhea-AI Filing Summary
U.S. GoldMining Inc. (USGO) reports that Chief Financial Officer Tyler Michael Wong exercised 250 Restricted Stock Units on September 16, 2026, receiving 250 shares of Common Stock. This derivative exercise left him holding 1,750 Common Shares directly and 250 Restricted Stock Units. No Rule 10b5-1 trading plan is reported.
Insider Trade Summary
250 shares exercised/converted
Exercise
2 txns
Insider
Wong Tyler Michael
Role
Chief Financial Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Restricted Stock Units F1, F2 | 250 | $0.00 | $0.00 |
| Exercise | Common Stock F1 | 250 | -- | -- |
Holdings After Transaction:
Restricted Stock Units — 250 contracts (Direct);
Common Stock — 1,750 shares (Direct)
Footnotes (2)
- F1. Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.
- F2. On December 16, 2025, the reporting person was granted 1,000 Restricted Stock Units. The Restricted Stock Units vest in four equal installments, 25% shall vest 3 months from December 16, 2025 (the "Grant Date"), 25% shall vest 6 months from the Grant Date, 25% shall vest 9 months from the Grant Date, and 25% shall vest 12 months from Grant Date.
Key Figures
RSUs Exercised: 250 Restricted Stock Units
Common Shares Acquired: 250 shares of Common Stock
Common Shares Held After Transaction: 1,750 shares of Common Stock
+3 more
6 metrics
RSUs Exercised
250 Restricted Stock Units
Exercised/converted on September 16, 2026 by the CFO
Common Shares Acquired
250 shares of Common Stock
Received upon RSU exercise on September 16, 2026
Common Shares Held After Transaction
1,750 shares of Common Stock
Direct ownership by CFO following the September 16, 2026 transactions
RSUs Remaining After Transaction
250 Restricted Stock Units
Derivative holdings reported after the RSU exercise
Original RSU Grant
1,000 Restricted Stock Units
Granted on December 16, 2025 with four equal vesting installments
Rule 10b5-1 Plan Status
No Rule 10b5-1 trading plan reported
Form-level checkbox indicates transactions not under a 10b5-1 plan
Key Terms
Restricted Stock Units, derivative security, Rule 10b5-1
3 terms
Restricted Stock Units financial
"Each Restricted Stock Unit represents the right to receive, at settlement, one share"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
derivative security financial
"Exercise or conversion of derivative security"
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
Rule 10b5-1 regulatory
"Rule 10b5-1 checkbox is marked false"
Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider transaction did U.S. GoldMining (USGO) disclose for its CFO?
U.S. GoldMining disclosed that CFO Tyler Michael Wong exercised 250 Restricted Stock Units on September 16, 2026, receiving 250 shares of Common Stock through a derivative exercise/conversion of those units.
What happens to the Restricted Stock Units in this U.S. GoldMining (USGO) filing?
The filing shows 250 Restricted Stock Units were converted into 250 Common Shares, reducing the RSU position to 250 Restricted Stock Units following the transaction, each representing the right to receive one share of common stock at settlement.
Was the U.S. GoldMining (USGO) CFO’s RSU exercise under a Rule 10b5-1 plan?
No. The document-level Rule 10b5-1 checkbox is marked false, so the Form 4 explicitly indicates that these transactions were not made under a Rule 10b5-1 trading plan based on the filing’s representation.
What were the original vesting terms of the U.S. GoldMining (USGO) CFO’s RSU grant?
On December 16, 2025, the CFO was granted 1,000 Restricted Stock Units, vesting in four equal 25% installments: 3 months, 6 months, 9 months, and 12 months from the grant date, according to the footnote description.
AI-generated analysis. How Rhea-AI works. Not financial advice.
