Welcome to our dedicated page for UTG SEC filings (Ticker: UTGN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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UTG, Inc. filed its Q3 2025 report, showing steady balance sheet growth with total assets $499.6M (up from $476.9M at year-end) and shareholders’ equity $232.9M (from $210.6M). The quarter’s net income was $10.27M versus $27.48M a year ago (as restated), driven largely by market movements in its investment portfolio. EPS for the quarter was $3.26 basic and $3.25 diluted.
Revenue composition reflected investment activity: change in fair value of equity securities $10.69M and net investment income $4.01M in Q3. For the first nine months, net income totaled $21.32M with EPS $6.74. Cash and equivalents were $49.45M, while operating cash flow was a use of $4.42M year to date and investing provided $9.23M. Accumulated other comprehensive loss improved to $(1.50)M.
The company reported 3,143,768 common shares outstanding as of October 31, 2025. During 2025, UTG spent $519,866 on share repurchases and granted options under its 2025 plan (96,250 granted; 300,000 reserved). An FHLB cash management advance facility was approved in October with pledged bonds of $21.74M collateral lendable value.
UTG Inc. (UTGN) reported a Form 3 initial statement for a board member, indicating no securities are beneficially owned as of the event date 10/24/2025. The filing notes the individual’s relationship as Director and confirms it was filed by one reporting person. The document was signed by Theodore C. Miller, Attorney in Fact on 10/30/2025.
UTG Inc. insider amendment and option grant: Andrew Jacob Joncarl, Vice President and director, was granted 3,750 stock options exercisable at $44 per share with an expiration on 09/04/2035. The options were granted on 09/04/2025 and vest in five equal annual installments over five years, subject to continued service. This filing amends a prior Form 4 that mistakenly reported 5,000 options; the corrected grant size is 3,750. After the transaction, Mr. Joncarl directly beneficially owns 3,750 underlying shares from these options.