Welcome to our dedicated page for UTG SEC filings (Ticker: UTGN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UTG's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UTG's regulatory disclosures and financial reporting.
UTG Inc board member and Chairman & CEO Jesse T. Correll reported updated holdings, including an indirect open-market purchase of 4,850 shares of common stock at $54.96 per share on May 18, 2026 by First Southern Funding, LLC.
Following this transaction, First Southern Funding, LLC holds 491,807 UTG Inc common shares indirectly linked to Correll, who is its President and Manager and disclaims beneficial ownership beyond his pecuniary interest. Other reported indirect holdings include shares held through First Southern Holdings, LLC, First Southern Bancorp, Inc., and WCorrell, Limited Partnership, plus 81,562 shares held directly.
The filing also shows 15,000 stock options with an exercise price of $48.40 per share, granted on September 4, 2025 under the 2025 Stock Option Plan. These options vest in five equal annual installments and expire on September 4, 2030, indicating a continuing long-term equity incentive position.
First Southern Funding LLC, a ten percent owner of UTG Inc, reported an open-market purchase of 4,850 shares of UTG common stock at $54.96 per share. After this transaction, its direct holdings increased to 491,807 shares.
The filing also lists 1,201,876 shares of UTG common stock held indirectly through First Southern Holdings, LLC. First Southern Funding LLC is a member of that entity and disclaims beneficial ownership of those indirectly held shares except to the extent of its pecuniary interest.
UTG, Inc. calls its 2026 annual shareholder meeting for June 30, 2026, to elect seven directors and hold a non-binding advisory vote on executive compensation. Shareholders of record at the close of business on May 1, 2026 may vote, with one vote per common share.
Correll affiliates beneficially own about 69.3% of UTG’s 3,139,393 outstanding common shares and state they intend to vote in favor of all director nominees and the say-on-pay proposal. The proxy details board and committee structure, director independence, and a pay program emphasizing salary and cash bonuses.
In 2025, CEO Jesse T. Correll received total compensation of $588,331, and UTG reports 2025 net income of $17,166,898. Shareholders previously approved a stock option plan covering up to 300,000 shares, with 2025 grants to executives and key employees, vesting over five years.
UTG, Inc. reported sharply stronger results for the quarter ended March 31, 2026, driven by investment performance. Total revenue rose to $36.5 million from $21.9 million, mainly due to net investment gains of $31.8 million, including a $28.2 million increase in the fair value of equity securities.
Net income attributable to common shareholders increased to $23.4 million, with basic earnings per share of $7.46, up from $4.10 a year earlier. Total assets were $521.4 million and total shareholders’ equity was $256.6 million as of March 31, 2026, reflecting accumulated profits and market gains.
Despite high reported earnings, operating activities used $2.6 million of cash, while investing activities provided $19.8 million, lifting cash and cash equivalents to $46.8 million. The company continued its buyback program, repurchasing 3,521 shares for $195,773, and maintains significant exposure to oil and gas–related investments within its portfolio.
UTG, Inc. is a Delaware-based life insurance holding company focused on servicing in-force individual life policies, investment income and acquiring blocks of business rather than selling new policies. For 2025, the company reported net income attributable to common shareholders of $17.1 million, down from $50.0 million in 2024, as total revenues fell to $42.3 million from $84.9 million. Results are heavily driven by volatile equity investments: net investment gains were $23.4 million in 2025 versus $63.3 million in 2024, largely from changes in the fair value of equity securities.
At December 31, 2025, UTG reported consolidated assets of $491 million, liabilities of $259 million and shareholders’ equity of $233 million. Investments totaled $431 million, with 62% in equity securities at fair value and significant exposure to oil and gas-related holdings. Premiums and policy fees net of reinsurance declined about 9% as the company writes very little new business and emphasizes persistency, which remained strong at roughly 96.5%. UTG repurchased 18,449 shares for $782,812 in 2025 under a long-running stock buyback program and had 3,140,988 common shares outstanding at January 31, 2026.
UTG Inc. insider activity shows an indirect purchase of 5,162 shares of common stock on March 6, 2026 by First Southern Funding, LLC, an entity associated with Chairman and CEO Jesse T. Correll. The Form 4 describes this as an open-market or private purchase.
Footnotes explain the transaction reflects a redemption of membership interests in First Southern Funding, LLC, which increased Correll’s and his spouse’s membership interest by 1.06%. The acquired UTG shares represent 1.06% of that LLC’s UTG holdings, and no separate price was stated for these shares.
UTG Inc vice president Daniel T. Roberts reported a new stock purchase. On February 4, 2026, he acquired 1,404 shares of UTG Inc common stock at $52.01 per share. Following this transaction, he directly holds 2,800 shares and indirectly holds 460 shares through a Raymond James IRA.
UTG Inc. reported that its Compensation Committee approved 2025 performance-based bonuses for four senior executives on February 4, 2026. Total bonuses are $940,000, including $350,000 for CEO and Chairman Jesse T. Correll, $300,000 for Vice President Douglas P. Ditto, $150,000 for Vice President Daniel T. Roberts, and $140,000 for CFO Theodore C. Miller. Roberts’ package includes a $73,022 stock bonus, with UTG stock valued at $52.01 per share on the approval date, and the bonus is stated as being paid in cash. The company also granted salary increases effective February 1, 2026, bringing annual salaries to $232,500 for Correll, $213,750 for Ditto, $110,000 for Roberts, and $125,000 for Miller. The company notes it has no written employment agreements or oral arrangements with its corporate officers.
UTG Inc vice president Julie Ann Abel filed an annual Form 5 reporting her beneficial ownership of the company’s common stock for the fiscal year ended 12/31/2025. The filing shows she held 0 shares of UTG Inc common stock at the end of the fiscal year, with the position reported as direct ownership. The form does not list any new acquisitions or dispositions of non-derivative or derivative securities during the period.
UTG Inc12/24/2025, described as 500 shares to each of his three children at a value of $59.80 per share. After this transaction, he beneficially owns 43,894 shares directly. The filing classifies the event under transaction code "G," indicating a bona fide gift rather than an open-market sale.