Welcome to our dedicated page for Universal Technical Institute SEC filings (Ticker: UTI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Universal Technical Institute, Inc. filings document public-company reporting for a NYSE-listed workforce education provider with common stock traded under UTI. Recent Form 8-K reports furnish quarterly and annual results, Regulation FD investor presentations, financial supplements and campus-location announcements tied to the company's UTI and Concorde Career Colleges divisions.
Proxy and governance filings describe annual meeting matters, director elections, stockholder voting results and the company's amended Code of Conduct. The filing record also identifies the registered common stock, exchange listing, exhibit materials and governance disclosures used to report material events and corporate compliance matters.
Universal Technical Institute Inc. reported insider equity activity by its Concorde Division President, Kevin Prehn. On December 8, 2025, he acquired 6,480 shares of common stock at $0.00 per share from a performance-based restricted stock unit award that had been earned based on the company’s achievement of specified performance criteria. On December 10, 2025, he acquired an additional 7,435 restricted stock units that will vest in three equal installments beginning on December 15, 2026.
On December 11, 2025, the company withheld 2,319 shares, 416 shares, and 1,698 shares of common stock, each at a price of $24.55 per share, to cover tax-withholding obligations related to the vesting or settlement of prior restricted stock and performance-based awards. After these transactions, Prehn beneficially owned 18,162 shares of Universal Technical Institute common stock directly.
Universal Technical Institute Inc. reported a new equity award for its Chief Financial Officer. On 12/10/2025, the CFO received 18,588 restricted stock units (RSUs) of the company’s common stock. Following this grant, the officer beneficially owned 42,114 shares of common stock.
The RSUs vest in three equal installments beginning on December 15, 2026, meaning the shares will be delivered over time rather than all at once. Each RSU represents a contingent right to receive one share of Universal Technical Institute common stock, aligning the CFO’s compensation with the company’s long-term performance.
Universal Technical Institute Inc. reported insider equity activity by its CEO and director, Jerome Alan Grant. On December 11, 2025, he acquired 72,233 shares of common stock, linked to restricted stock units that vest in three equal installments beginning on December 15, 2026, with each RSU representing one share of common stock. On the same date, the issuer withheld 80,391, 19,232, and 12,097 shares at a price of $24.55 per share to cover tax-withholding obligations tied to performance-based and time-based RSUs granted in December 2022 and December 2023. Following these transactions, Grant directly beneficially owned 499,531 shares of Universal Technical Institute common stock.
Universal Technical Institute Inc. reported an insider equity award for its SVP/Chief HR Officer, Carolyn Ann Frank. On 12/10/2025, she acquired 9,294 restricted stock units (RSUs) of the company’s common stock. Following this transaction, she beneficially owned 34,962 shares or RSUs of common stock.
The RSUs vest in three equal installments beginning on December 15, 2026, meaning the award will be earned over time. Each RSU represents a contingent right to receive one share of Universal Technical Institute common stock, so the ultimate value depends on the company’s share price when the units vest.
Universal Technical Institute reported insider equity transactions for Senior Vice President and Chief Accounting Officer Christine Kline. On December 10, 2025, she received 4,647 restricted stock units (RSUs), which will vest in three equal installments beginning on December 15, 2026. Each RSU corresponds to one share of common stock.
On December 11, 2025, the company withheld shares of common stock to cover tax obligations related to previously granted RSUs and performance-based RSUs: 1,625 shares, 387 shares, and 441 shares, all at a price of $24.55 per share. After these transactions, Kline beneficially owned 48,677 shares of Universal Technical Institute common stock directly.
Universal Technical Institute, Inc. reported an insider equity award for executive vice president and chief operating officer Todd A. Hitchcock. On 12/08/2025, he acquired 38,878 shares of common stock at a reported price of $0.00 per share, reflecting shares earned under a performance-based restricted stock unit award tied to specific company performance criteria.
Following this transaction, Hitchcock directly beneficially owns 119,399 shares of Universal Technical Institute common stock. The filing characterizes the award as performance-based, meaning the shares were earned based on the issuer’s achievement of agreed performance vesting targets.
Universal Technical Institute, Inc. (UTI) reported that its Chief Executive Officer and director, Jerome Alan Grant, acquired common stock through an equity award. On 12/08/2025, he received 194,394 shares of common stock at a price of $0 per share, recorded as an acquisition. These shares relate to a performance-based restricted stock unit award that was earned based on the company’s achievement of specified performance vesting criteria under the governing award agreement.
Following this transaction, Grant beneficially owned 539,018 shares of UTI common stock in direct ownership. The filing is made as a Form 4 by a single reporting person and reflects compensation tied to performance rather than an open-market purchase.
Universal Technical Institute, Inc. reported an equity award for one of its senior executives. EVP and Chief Academic Officer Sherrell Smith acquired 45,358 shares of common stock on 12/08/2025 at a price of $0.00 per share. These shares represent stock delivered under a performance-based restricted stock unit award that was earned after the company met specified performance criteria. Following this transaction, Smith beneficially owns 179,489 shares of Universal Technical Institute common stock directly.
Universal Technical Institute, Inc. reported that its EVP and Chief Legal Officer, Christopher Kevane, acquired 38,878 shares of common stock on 12/08/2025 at a price of $0.00 per share. These shares were earned under a performance-based restricted stock unit award tied to the company’s achievement of specified performance criteria.
Following this transaction, Kevane directly beneficially owns 112,555 shares of Universal Technical Institute common stock. The filing indicates this was a routine equity compensation event rather than an open-market purchase.
Universal Technical Institute Inc. senior vice president and chief accounting officer Christine Kline reported acquiring 5,832 shares of the company’s common stock on 12/08/2025. The shares were acquired at a stated price of $0.00, reflecting shares delivered under an equity award rather than an open-market purchase or sale. After this transaction, Kline beneficially owns 46,483 shares of Universal Technical Institute common stock in direct ownership. The filing explains that these shares relate to a performance-based restricted stock unit award that was earned based on the company’s achievement of specified performance criteria.