Welcome to our dedicated page for Universal Technical Institute SEC filings (Ticker: UTI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Universal Technical Institute, Inc. (NYSE: UTI) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. As a publicly traded educational services company, Universal Technical Institute, Inc. reports material information about its operations, financial condition and strategic developments through forms such as Form 8-K, along with its periodic reports.
Recent Form 8-K filings referenced in company disclosures include press releases reporting quarterly and full-year financial results, as well as announcements about new campus locations and investor presentations. These filings document items such as results of operations, financial condition and Regulation FD disclosures, and they confirm that the company’s common stock is registered on the New York Stock Exchange under the symbol UTI.
On this page, users can review Universal Technical Institute, Inc.’s current and historical filings, including event-driven reports like Form 8-K and, through the broader SEC record, annual reports on Form 10-K, quarterly reports on Form 10-Q and other required documents. These materials provide detail on topics such as segment performance for the UTI and Concorde divisions, liquidity, capital investments, and the company’s multi-year North Star strategy.
Stock Titan enhances these filings with AI-powered summaries that explain the key points of lengthy documents in plain language. Real-time updates from the SEC’s EDGAR system help surface new filings as they are posted, while structured views make it easier to locate items related to earnings releases, campus expansion announcements and other material events. Users can also focus on disclosures that may relate to insider activity and governance by exploring the broader set of forms associated with Universal Technical Institute, Inc.
Universal Technical Institute Inc. reported an insider equity award for its SVP/Chief HR Officer, Carolyn Ann Frank. On 12/10/2025, she acquired 9,294 restricted stock units (RSUs) of the company’s common stock. Following this transaction, she beneficially owned 34,962 shares or RSUs of common stock.
The RSUs vest in three equal installments beginning on December 15, 2026, meaning the award will be earned over time. Each RSU represents a contingent right to receive one share of Universal Technical Institute common stock, so the ultimate value depends on the company’s share price when the units vest.
Universal Technical Institute reported insider equity transactions for Senior Vice President and Chief Accounting Officer Christine Kline. On December 10, 2025, she received 4,647 restricted stock units (RSUs), which will vest in three equal installments beginning on December 15, 2026. Each RSU corresponds to one share of common stock.
On December 11, 2025, the company withheld shares of common stock to cover tax obligations related to previously granted RSUs and performance-based RSUs: 1,625 shares, 387 shares, and 441 shares, all at a price of $24.55 per share. After these transactions, Kline beneficially owned 48,677 shares of Universal Technical Institute common stock directly.
Universal Technical Institute, Inc. reported an insider equity award for executive vice president and chief operating officer Todd A. Hitchcock. On 12/08/2025, he acquired 38,878 shares of common stock at a reported price of $0.00 per share, reflecting shares earned under a performance-based restricted stock unit award tied to specific company performance criteria.
Following this transaction, Hitchcock directly beneficially owns 119,399 shares of Universal Technical Institute common stock. The filing characterizes the award as performance-based, meaning the shares were earned based on the issuer’s achievement of agreed performance vesting targets.
Universal Technical Institute, Inc. (UTI) reported that its Chief Executive Officer and director, Jerome Alan Grant, acquired common stock through an equity award. On 12/08/2025, he received 194,394 shares of common stock at a price of $0 per share, recorded as an acquisition. These shares relate to a performance-based restricted stock unit award that was earned based on the company’s achievement of specified performance vesting criteria under the governing award agreement.
Following this transaction, Grant beneficially owned 539,018 shares of UTI common stock in direct ownership. The filing is made as a Form 4 by a single reporting person and reflects compensation tied to performance rather than an open-market purchase.
Universal Technical Institute, Inc. reported an equity award for one of its senior executives. EVP and Chief Academic Officer Sherrell Smith acquired 45,358 shares of common stock on 12/08/2025 at a price of $0.00 per share. These shares represent stock delivered under a performance-based restricted stock unit award that was earned after the company met specified performance criteria. Following this transaction, Smith beneficially owns 179,489 shares of Universal Technical Institute common stock directly.
Universal Technical Institute, Inc. reported that its EVP and Chief Legal Officer, Christopher Kevane, acquired 38,878 shares of common stock on 12/08/2025 at a price of $0.00 per share. These shares were earned under a performance-based restricted stock unit award tied to the company’s achievement of specified performance criteria.
Following this transaction, Kevane directly beneficially owns 112,555 shares of Universal Technical Institute common stock. The filing indicates this was a routine equity compensation event rather than an open-market purchase.
Universal Technical Institute Inc. senior vice president and chief accounting officer Christine Kline reported acquiring 5,832 shares of the company’s common stock on 12/08/2025. The shares were acquired at a stated price of $0.00, reflecting shares delivered under an equity award rather than an open-market purchase or sale. After this transaction, Kline beneficially owns 46,483 shares of Universal Technical Institute common stock in direct ownership. The filing explains that these shares relate to a performance-based restricted stock unit award that was earned based on the company’s achievement of specified performance criteria.
Universal Technical Institute, Inc. received an updated Schedule 13D from Coliseum Capital–affiliated investors disclosing a significant ownership position. The reporting group, including Coliseum Capital Management, Coliseum Capital Partners, Adam Gray and Christopher Shackelton, reports beneficial ownership of 3,971,440 shares of common stock, representing 7.3% of the outstanding shares, based on 54,429,869 shares outstanding as of November 21, 2025. Coliseum Capital Partners, L.P. directly holds 3,277,824 shares, or 6.0%, with an additional 693,616 shares held in a separate advisory account.
The group acquired its position for investment purposes, using working capital totaling about $25.2 million for Coliseum Capital Partners and $5.6 million for the separate account. Recent open‑market purchases between December 1 and December 5, 2025 were made at weighted average prices mainly in the $23.66–$25.38 per share range. The investors state they may buy more shares, sell shares, or engage with the company’s management and other stakeholders regarding strategy, governance, or potential corporate actions, depending on future opportunities and conditions.
Universal Technical Institute, Inc. director-affiliated investment vehicles reported open-market purchases of the company’s Common Stock. On December 3, 2025, they bought 143,673 shares at a weighted average price of $24.52 and 211,563 shares at a weighted average price of $25.01. On December 5, 2025, they purchased an additional 191,830 shares at a weighted average price of $25.38.
After these transactions, the reporting entities together beneficially own 3,971,440 shares of Common Stock held indirectly. According to the footnotes, Coliseum Capital Partners, L.P. holds 3,277,824 shares and a separate account investment advisory client of Coliseum Capital Management, LLC holds 693,616 shares. The filing notes that the prices are weighted averages for multiple trades within specified intraday price ranges.
Universal Technical Institute director-affiliated investment entities significantly increased their stake through open-market purchases of Common Stock. On December 1, 2025, they bought 171,430 shares at a weighted average price of $23.66 and 69,657 shares at a weighted average price of $24.11. On December 2, 2025, they purchased an additional 467,020 shares at a weighted average price of $24.40.
The shares are held indirectly through investment entities including Coliseum Capital Partners, L.P. and a separate account advised by Coliseum Capital Management, LLC. After these transactions, Coliseum Capital Partners, L.P. holds 2,830,525 shares of Common Stock and the separate account holds 593,849 shares, reflecting substantial beneficial ownership tied to the reporting group.