STOCK TITAN

Universal Technical Institute (UTI) officer reports RSU tax withholding and 46,506 shares owned

Filing Impact
(Low)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Universal Technical Institute Inc. reported an insider equity transaction by its Senior Vice President and Chief Accounting Officer, Christine Kline. On 12/17/2025, a total of 2,171 shares of common stock were withheld by the company at a price of $26.06 per share to satisfy tax-withholding obligations tied to the vesting of restricted stock units that were granted on December 9, 2024. After this tax withholding event, Kline beneficially owned 46,506 shares of Universal Technical Institute common stock directly.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Kline Christine

(Last) (First) (Middle)
4225 E. WINDROSE DRIVE, SUITE 200

(Street)
PHOENIX AZ 85032

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
UNIVERSAL TECHNICAL INSTITUTE INC [ UTI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Senior Vice President and CAO
3. Date of Earliest Transaction (Month/Day/Year)
12/17/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, $0.0001 par value 12/17/2025 F 2,171(1) D $26.06 46,506 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Shares withheld by the issuer to satisfy tax-withholding obligations upon vesting of restricted stock units granted on December 9, 2024.
/s/ Christopher Kevane, Attorney-in-Fact for Christine Kline 12/19/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Universal Technical Institute (UTI) disclose in this filing?

The filing reports that Senior Vice President and CAO Christine Kline had 2,171 shares of Universal Technical Institute common stock withheld on 12/17/2025 to cover tax obligations upon vesting of restricted stock units granted on December 9, 2024.

At what price were the UTI shares withheld for Christine Klines tax obligations?

The 2,171 shares of Universal Technical Institute common stock were withheld at a price of $26.06 per share in connection with the tax-withholding obligations.

How many Universal Technical Institute (UTI) shares does Christine Kline own after this transaction?

Following the reported tax-withholding transaction, Christine Kline beneficially owned 46,506 shares of Universal Technical Institute common stock directly.

What was the nature of the equity event for Universal Technical Institute (UTI) in this Form 4?

The event involved the vesting of restricted stock units granted to Christine Kline on December 9, 2024, with shares withheld by the issuer to satisfy related tax-withholding obligations.

What is Christine Klines role at Universal Technical Institute (UTI)?

Christine Kline is reported as an Officer of Universal Technical Institute, serving as Senior Vice President and Chief Accounting Officer.

Is this UTI Form 4 filed for one insider or multiple reporting persons?

The document indicates that it is a Form filed by one reporting person, specifically Christine Kline.

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