Universal Technical Institute (UTI) officer has 921 shares withheld for taxes

Rhea-AI Filing Summary

Universal Technical Institute Inc. reported a routine insider equity transaction by its Concorde Division President, Kevin Prehn. On 12/17/2025, 921 shares of common stock were withheld by the company at a price of $26.06 per share to satisfy tax-withholding obligations tied to restricted stock units that were granted on December 9, 2024. After this tax-related withholding, Prehn directly beneficially owned 17,241 shares of Universal Technical Institute common stock.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Prehn Kevin

(Last) (First) (Middle)

4225 E. WINDROSE DRIVE, SUITE 200

(Street)

PHOENIX AZ 85032

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
UNIVERSAL TECHNICAL INSTITUTE INC [ UTI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Concorde Division President

3. Date of Earliest Transaction (Month/Day/Year)
12/17/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, $0.0001 par value	12/17/2025		F		921(1)	D	$26.06	17,241	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares withheld by the issuer to satisfy tax-withholding obligations upon vesting of restricted stock units granted on December 9, 2024.

	/s/ Christopher Kevane, Attorney-in-Fact for Kevin Prehn	12/19/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Universal Technical Institute (UTI) report in this Form 4?

The filing reports that Concorde Division President Kevin Prehn had 921 shares of Universal Technical Institute common stock withheld by the issuer on 12/17/2025 to cover tax-withholding obligations related to restricted stock units.

How many Universal Technical Institute (UTI) shares were involved in Kevin Prehn’s transaction?

A total of 921 shares of Universal Technical Institute common stock were withheld by the issuer to satisfy tax-withholding obligations.

At what price were the Universal Technical Institute (UTI) shares withheld for taxes?

The 921 shares were withheld at a price of $26.06 per share in connection with the tax-withholding event.

How many Universal Technical Institute (UTI) shares does Kevin Prehn own after this transaction?

Following the tax-withholding transaction, Kevin Prehn directly beneficially owned 17,241 shares of Universal Technical Institute common stock.

What was the source of the Universal Technical Institute (UTI) shares withheld from Kevin Prehn?

The shares were withheld upon vesting of restricted stock units that had been granted to Kevin Prehn on December 9, 2024.

What is Kevin Prehn’s role at Universal Technical Institute (UTI)?

Kevin Prehn is identified in the filing as an officer of Universal Technical Institute, serving as Concorde Division President.