UTSI files Form 144 for proposed sale of incentive shares

UTSTARCOM Holdings Corp. submitted a Form 144 notice reporting proposed sales of equity compensation shares.

Rhea-AI Filing Summary

UTSTARCOM Holdings Corp. submitted a Form 144 notice reporting proposed sales of equity compensation shares. The filing lists proposed quantities of 4,422, 9,572 and 6,006 shares tied to equity incentive plan items dated 08/31/2022, 08/31/2023 and 08/31/2024, respectively. The filing record shows 03/26/2026 as the related filing reference.

Insights

Corporate Governance Analyst

TL;DR: Form 144 reports proposed dispositions of vested incentive shares by affiliated holders.

Form 144 entries list specific share counts tied to equity incentive plan items dated 08/31/2022, 08/31/2023 and 08/31/2024. The filing functions as a regulatory notice of proposed sales rather than an executed market transaction.

Examples shown include 4,422, 9,572 and 6,006 shares; subsequent SEC or trade records will show execution details and any impact on ownership.

Equity Capital Markets Specialist

TL;DR: Quantities and plan linkage are disclosed; execution mechanics and proceeds are not recorded in this notice.

The entries are tied to equity compensation plan items and list per‑item share counts. The filing provides discrete quantities but does not present sales methods or cash‑flow recipients within the excerpt.

Market impact depends on whether and how these proposed sales are executed; monitoring transaction reports will show realized disposition details.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did UTSI file in this Form 144?

UTSI filed a Form 144 notice reporting proposed sales of equity compensation shares: 4,422, 9,572 and 6,006, tied to equity incentive plan items dated 08/31/2022, 08/31/2023 and 08/31/2024.

Do the Form 144 entries for UTSI indicate when the shares will be sold?

The filing links each quantity to plan dates (08/31/2022, 08/31/2023, 08/31/2024) and shows a related filing reference of 03/26/2026. It records proposed dispositions rather than specific execution timestamps.

How many shares are listed in UTSI's Form 144 in total?

The excerpt lists proposed sale quantities of 4,422, 9,572 and 6,006 shares for separate equity compensation items. The filing presents these discrete counts rather than an aggregated total.

Are the shares in UTSI's Form 144 linked to an equity incentive plan?

Yes. Each reported share quantity is associated with an Equity Incentive Plan entry and labeled as equity compensation with dates 08/31/2022, 08/31/2023 and 08/31/2024.

Does the Form 144 excerpt state who will receive sale proceeds for UTSI?

The excerpt identifies proposed dispositions tied to equity compensation plan items but does not state the recipient of sale proceeds or how proceeds will be applied within the provided text.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Accepted by SEC EDGAR 03/24/2026 - 09:49 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001432657
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	UTSTARCOM HOLDINGS CORP.
SEC File Number	001-35216
Address of Issuer	4TH FLOOR, SOUTH WING, 368 LIUHE ROAD BINJIANG DISTRICT HANGZHOU CHINA 310053
Phone	86-571-81928888
Name of Person for Whose Account the Securities are To Be Sold	Shao Sean
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley 1585 Broadway Morgan Stanley & Co. Incorporated New York NY 10036	4422	10863.97	9186976	03/26/2026	NASDAQ
Common	Morgan Stanley 1585 Broadway Morgan Stanley & Co. Incorporated New York NY 10036	9572	23516.49	9186976	03/26/2026	NASDAQ
Common	Morgan Stanley 1585 Broadway Morgan Stanley & Co. Incorporated New York NY 10036	6006	14755.54	9186976	03/26/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	08/31/2022	EQUITY INCENTIVE PLAN	UTSTARC OM HOLDINGS CORP			4422	08/31/2022	Equity Compensation
Common	08/31/2023	EQUITY INCENTIVE PLAN	UTSTARC OM HOLDINGS CORP			9572	08/31/2023	Equity Compensation
Common	08/31/2024	EQUITY INCENTIVE PLAN	UTSTARC OM HOLDINGS CORP			6006	08/31/2024	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	03/25/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Sean Shao
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)