Welcome to our dedicated page for Utstarcom Holdings SEC filings (Ticker: UTSI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
UTStarcom Holdings Corp. filings document its status as a foreign private issuer and its telecommunications infrastructure reporting through Form 6-K current reports and Form 20-F annual reports. The company’s current reports furnish press releases on unaudited financial results, business updates, equipment and services sales, customer orders, and product strategy.
Its disclosures cover network infrastructure products and support services, including packet transport, broadband core, synchronization, network management, disaggregated router hardware, and optical networking initiatives. The filing record also addresses governance, ordinary share reporting, risk factors, capital structure, and the operating context for a Cayman Islands issuer listed on Nasdaq.
UTStarcom Holdings Corp. files its annual report for the year ended December 31, 2025, highlighting continued net losses and significant risk factors. The company reported a net loss of $8.0 million in 2025 and held $33.8 million in cash and cash equivalents as of year-end.
UTStarcom depends heavily on two key customers: SoftBank in Japan and BSNL in India, which together accounted for a majority of 2025 net sales and leave the company exposed to customer and country risk. The filing details delayed collections from BSNL, with $2.8 million in gross accounts receivable outstanding and timing of future payments uncertain.
The report emphasizes legal and operational risks from conducting a substantial portion of operations in China, including evolving PRC regulations, data security oversight and currency controls, as well as prior exposure under the Holding Foreign Companies Accountable Act, even though PCAOB inspection access has been restored. Management also discloses a longstanding material weakness in internal control over financial reporting that remained unresolved as of December 31, 2025.
UTSTARCOM HOLDINGS CORP. director Sean Shao reported an open-market sale of the company’s common stock. On March 31, 2026, he sold 6,000 shares at $2.3164 per share. After this transaction, he directly holds 13,898.358 shares of UTStarcom common stock.
UTSTARCOM HOLDINGS CORP. director Sean Shao reported selling a total of 13,994 shares of common stock in two open-market transactions. He sold 4,422 shares at an average price of $2.4663 and 9,572 shares at $2.4135 per share, and continues to hold a meaningful direct stake of over 10,000 shares.
UTSTARCOM Holdings Corp. submitted a Form 144 notice reporting proposed sales of equity compensation shares. The filing lists proposed quantities of 4,422, 9,572 and 6,006 shares tied to equity incentive plan items dated 08/31/2022, 08/31/2023 and 08/31/2024, respectively. The filing record shows 03/26/2026 as the related filing reference.
UTStarcom Holdings Corp. reported weaker results for the second half and full year 2025 while outlining a strategic pivot toward AI networking. Revenue fell to $9.0M in 2025 from $10.9M in 2024, with both equipment and service sales declining, mainly from reduced business in India.
Gross profit dropped to $1.1M, and gross margin compressed from 26.7% to 11.7%, reflecting inventory reserves and lower volumes. The company’s operating loss widened to $8.6M and net loss to $8.0M, while cash, cash equivalents and restricted cash declined to $42.4M from $53.1M.
Management is shifting R&D toward an Optical Circuit Switching solution for AI data centers, with development started in 2H 2025 and a functional prototype targeted for 2H 2026, while continuing to support global carrier customers and fulfill select router and transport network orders.
UTSTARCOM HOLDINGS CORP. director Sean Shao filed an initial ownership report showing direct holdings of 44,641 shares of common stock. This Form 3 does not reflect a new purchase or sale; it simply records his existing equity position as a company insider.
UTSTARCOM HOLDINGS CORP. director Wang Yong filed an initial ownership report on Form 3. The filing shows he directly holds 26,378 shares of the company’s common stock as of 2026-03-18. The form records his position but does not reflect any recent share purchases or sales.
UTSTARCOM HOLDINGS CORP. director Shan Ning filed an initial ownership report showing direct holdings of 40,097 shares of common stock. This Form 3 does not describe any new purchase or sale, but establishes the director’s current equity position as of the reported date.
UTStarcom Holdings Corp. Chief Technology Officer Lu Lingrong filed an initial Form 3 reporting existing equity holdings in the company. The filing shows two vested stock option awards covering 4,500 and 3,958 shares of common stock at exercise prices of $4.28 and $4.56, expiring in late 2028 and 2027. It also reports direct ownership of 523 and 1,023 shares of common stock, with no new purchases or sales disclosed.
UTStarcom Holdings Corp. filed an initial Form 3 for Chief Human Resources Officer Chen Yinghua, outlining existing stock option holdings rather than new trades.
Chen holds options to acquire 4,500 shares of common stock at an exercise price of $4.2800 expiring on November 30, 2028, and options to acquire 3,958 shares at $4.5600 expiring on November 30, 2027. Footnotes state these options were granted in 2020 and 2021 and are fully vested.