Welcome to our dedicated page for Utstarcom Holdings SEC filings (Ticker: UTSI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to UTStarcom Holdings Corp (NASDAQ: UTSI) filings with the U.S. Securities and Exchange Commission, along with AI‑generated explanations to help interpret the disclosures. As a foreign private issuer, UTStarcom files an annual report on Form 20‑F and furnishes interim information on Form 6‑K, including unaudited financial results and business updates.
In its Form 20‑F, UTStarcom presents audited financial statements, notes and management discussion covering its activities as a global telecommunications infrastructure provider. Investors can review information on revenue from equipment and services, gross margins, operating expenses, cash and restricted cash balances, and risk factors related to its business and strategic transition. The company has announced the filing of its Form 20‑F for years ended December 31, 2023 and 2024.
Form 6‑K reports typically include unaudited condensed consolidated balance sheets, statements of operations and cash flows for half‑year and full‑year periods, together with narrative business highlights. These filings describe topics such as expansion orders for NetRing PTN and IMS solutions, cooperation with China Telecom Research Institute on disaggregated 5G transport network routers, maintenance and support contracts, and changes in operating expenses and interest income.
On Stock Titan, AI‑powered summaries highlight key points from UTStarcom’s 20‑F and 6‑K filings, helping users quickly understand revenue trends, profitability, cash position and major operational developments without reading every line. Users can also review insider‑related forms and other regulatory documents as they become available, with real‑time updates sourced from the SEC’s EDGAR system.
UTStarcom Holdings Corp. Chief Financial Officer Dan Jun Xie filed an initial ownership report showing existing equity holdings. The filing lists stock options to buy Common Stock, including grants covering 1,979 shares at an exercise price of 4.56 expiring on November 30, 2027, and grants covering 2,250 shares at an exercise price of 4.28 expiring on November 30, 2028. It also reports direct ownership of 1,161 shares of Common Stock as of the reporting date.
Rule 144 notice for UTSTARCOM HOLDINGS CORP. (UTSI): The filing notifies a proposed sale of 3,000 common shares through Morgan Stanley (aggregate market value $7,440) with an approximate sale date of 09/30/2025. The shares were acquired on 08/31/2022 under an equity incentive plan from UTSTARCOM HOLDINGS CORP. The filer reports five prior sales in September 2025 totaling 12,027 shares for gross proceeds of $27,382. The notice includes the seller's representation that they are unaware of any undisclosed material adverse information about the issuer.
UTStarcom Holdings Corp. filed a Form 144 Notice proposing the sale of 12,027 common shares through Morgan Stanley & Co. Incorporated on specified dates in September 2025. The filing lists five separate sale entries: 3,177 shares (09/09/2025), 2,517 shares (09/10/2025), 3,000 shares (09/12/2025), 1,800 shares (09/19/2025) and 1,533 shares (09/19/2025), with aggregate market values reported per entry totaling $27,382.00. The shares were acquired under the companys equity incentive plan between July 31, 2019 and August 31, 2021. The filing reports 9,156,634 shares outstanding and indicates no securities sold by the seller in the past three months. The signer certifies they are not aware of undisclosed material adverse information.