Welcome to our dedicated page for Utstarcom Holdings SEC filings (Ticker: UTSI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
UTStarcom Holdings Corp. filings document its status as a foreign private issuer and its telecommunications infrastructure reporting through Form 6-K current reports and Form 20-F annual reports. The company’s current reports furnish press releases on unaudited financial results, business updates, equipment and services sales, customer orders, and product strategy.
Its disclosures cover network infrastructure products and support services, including packet transport, broadband core, synchronization, network management, disaggregated router hardware, and optical networking initiatives. The filing record also addresses governance, ordinary share reporting, risk factors, capital structure, and the operating context for a Cayman Islands issuer listed on Nasdaq.
UTStarcom Holdings Corp. director and CEO Li Hua filed an initial ownership report showing an existing stock option position. The filing lists a stock option on common stock covering 5,625 underlying shares at an exercise price of $4.28 per share, expiring on November 30, 2028. According to the footnote, the option was granted on November 30, 2021, with 50% vesting on November 30, 2022 and the remaining 50% on November 30, 2023, so the award is now fully vested. This Form 3 does not reflect a new buy or sell but records Li Hua’s current derivative holdings as an insider.
UTStarcom Holdings Corp. Chief Financial Officer Dan Jun Xie filed an initial ownership report showing existing equity holdings. The filing lists stock options to buy Common Stock, including grants covering 1,979 shares at an exercise price of 4.56 expiring on November 30, 2027, and grants covering 2,250 shares at an exercise price of 4.28 expiring on November 30, 2028. It also reports direct ownership of 1,161 shares of Common Stock as of the reporting date.
Rule 144 notice for UTSTARCOM HOLDINGS CORP. (UTSI): The filing notifies a proposed sale of 3,000 common shares through Morgan Stanley (aggregate market value $7,440) with an approximate sale date of 09/30/2025. The shares were acquired on 08/31/2022 under an equity incentive plan from UTSTARCOM HOLDINGS CORP. The filer reports five prior sales in September 2025 totaling 12,027 shares for gross proceeds of $27,382. The notice includes the seller's representation that they are unaware of any undisclosed material adverse information about the issuer.
UTStarcom Holdings Corp. filed a Form 144 Notice proposing the sale of 12,027 common shares through Morgan Stanley & Co. Incorporated on specified dates in September 2025. The filing lists five separate sale entries: 3,177 shares (09/09/2025), 2,517 shares (09/10/2025), 3,000 shares (09/12/2025), 1,800 shares (09/19/2025) and 1,533 shares (09/19/2025), with aggregate market values reported per entry totaling $27,382.00. The shares were acquired under the companys equity incentive plan between July 31, 2019 and August 31, 2021. The filing reports 9,156,634 shares outstanding and indicates no securities sold by the seller in the past three months. The signer certifies they are not aware of undisclosed material adverse information.