UTSTARCOM (UTSI) director Shan Ning reports 40,097 common shares on Form 3

Rhea-AI Filing Summary

UTSTARCOM HOLDINGS CORP. director Shan Ning filed an initial ownership report showing direct holdings of 40,097 shares of common stock. This Form 3 does not describe any new purchase or sale, but establishes the director’s current equity position as of the reported date.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Shan Ning

(Last) (First) (Middle)

4TH FLOOR, SOUTH WING

368 LIUHE ROAD, BINJIANG DISTRICT

(Street)

HANGZHOU ZHEJIANG 310053

(City) (State) (Zip)

CHINA

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
UTSTARCOM HOLDINGS CORP. [ UTSI ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Commom Stock	40,097	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	Ning Shan	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does the UTSTARCOM (UTSI) Form 3 filed by Shan Ning show?

The Form 3 shows that director Shan Ning holds 40,097 shares of UTSTARCOM common stock directly. It is an initial ownership statement and does not describe any specific recent buy or sell transaction.

How many UTSTARCOM (UTSI) shares does director Shan Ning own?

Director Shan Ning reports direct ownership of 40,097 shares of UTSTARCOM common stock. This figure represents the total shares held following the reported position, rather than the size of any new transaction.

Is the UTSTARCOM (UTSI) Form 3 a buy or sell transaction?

The Form 3 for UTSTARCOM director Shan Ning is not a buy or sell filing. It is an initial ownership report listing 40,097 common shares held directly, without indicating any specific acquisition or disposition event.

Why is a Form 3 filing important for UTSTARCOM (UTSI) investors?

A Form 3 establishes how many company shares an insider initially owns. For UTSTARCOM, director Shan Ning discloses 40,097 common shares, giving investors a baseline view of this director’s equity stake going forward.

Does the UTSTARCOM (UTSI) Form 3 indicate indirect ownership by entities?

No indirect holdings are listed in this Form 3. The filing reports 40,097 UTSTARCOM common shares as directly owned by director Shan Ning, with no additional entity or indirect ownership structure disclosed in the data provided.