UTStarcom (NASDAQ: UTSI) director sells 14,533 shares at up to $2.45

Rhea-AI Filing Summary

UTSTARCOM HOLDINGS CORP. (UTSI) reported that director Sean Shao sold a total of 14,533 shares of common stock on August 20, 2026 in three open-market or private transactions. The reported sales were 4,533 shares at $2.28, 5,000 shares at $2.39, and 5,000 shares at $2.45 per share, all held in direct ownership.

Insider Trade Summary

Net Seller: 14,533 shares

Net Sell 3 txns

Insider Shao Sean

Role Director

Sold 14,533 shs ($35K)

Type	Security	Shares	Price	Value
Sale	Common Stock	4,533	$2.28	$10K
Sale	Common Stock	5,000	$2.39	$12K
Sale	Common Stock	5,000	$2.45	$12K

Holdings After Transaction: Common Stock — 0 shares (Direct)

Key Figures

Shares sold (total): 14,533 shares Shares sold at $2.28: 4,533 shares Price per share (first sale): $2.28 per share +4 more

7 metrics

Shares sold (total) 14,533 shares Aggregate non-derivative common stock sales on August 20, 2026

Shares sold at $2.28 4,533 shares Common Stock sale on August 20, 2026

Price per share (first sale) $2.28 per share Common Stock sale of 4,533 shares on August 20, 2026

Shares sold at $2.39 5,000 shares Common Stock sale on August 20, 2026

Price per share (second sale) $2.39 per share Common Stock sale of 5,000 shares on August 20, 2026

Shares sold at $2.45 5,000 shares Common Stock sale on August 20, 2026

Price per share (third sale) $2.45 per share Common Stock sale of 5,000 shares on August 20, 2026

Key Terms

non-derivative, transaction code, open market or private transaction

3 terms

non-derivative financial

"transaction_type": "non-derivative"

transaction code financial

"transaction_code": "S"

open market or private transaction financial

"transaction_code_description": "Sale in open market or private transaction"

FAQ

What insider transactions did UTSI director Sean Shao report on this Form 4?

Sean Shao reported three sales of UTSTARCOM HOLDINGS CORP. common stock on August 20, 2026, totaling 14,533 shares, all classified as non-derivative, open-market or private transactions under transaction code S.

How many UTSI shares did Sean Shao sell and at what prices?

Sean Shao sold 14,533 shares of UTSI common stock: 4,533 shares at $2.28, 5,000 shares at $2.39, and 5,000 shares at $2.45 per share, all on August 20, 2026.

Were Sean Shao’s UTSI stock sales under a Rule 10b5-1 trading plan?

No. The filing’s Rule 10b5-1 checkbox is not checked (aff_10b5_one is false), indicating the reported transactions were not affirmed as being made pursuant to a Rule 10b5-1 trading plan.

What type of securities did Sean Shao trade in this UTSI Form 4?

All reported transactions involve Common Stock of UTSTARCOM HOLDINGS CORP., classified as non-derivative securities, with each transaction coded as an S for sale in an open market or private transaction.

Does the Form 4 show Sean Shao’s UTSI share balance after these sales?

No. For each of the three reported transactions, the field for shares following the transaction is null, so the filing does not state Sean Shao’s remaining UTSI holdings after these sales.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 08/21/2026 - 06:33 AM Accepted by SEC EDGAR 08/21/2026 - 06:33 AM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Shao Sean

(Last) (First) (Middle)

4TH FLOOR, SOUTH WING

368 LIUHE ROAD, BINJIANG DISTRICT

(Street)

HANGZHOU ZHEJIANG 310053

(City) (State) (Zip)

CHINA

(Country)

2. Issuer Name and Ticker or Trading Symbol
UTSTARCOM HOLDINGS CORP. [ UTSI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/20/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/20/2026		S		4,533	D	$2.28	10,000	D
Common Stock	08/20/2026		S		5,000	D	$2.39	5,000	D
Common Stock	08/20/2026		S		5,000	D	$2.45	0	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	Sean Shao	08/21/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)